AUMdb

Comprehensive Planning Associates, Ltd.

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 158280 · SEC file 801-72511 · Fairfield, CT · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Jun 30, 2026
Regulatory AUM
$47.7M
Discretionary
$47.7M
Clients
54
Avg AUM / client
$883K
Accounts
118
Employees
5

AUM over time

$31.5M $47.7M
Feb 9, 2012 Jun 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 43 $20.8M 43.6%
High net worth individuals 11 $26.9M 56.4%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mcclatchie, Carol, Ann Cfo And Trustee Jun 2011 (15y) Less than 5%
Gretchen M Brunner Chief Compliance Officer CFP Jun 2011 (15y) Less than 5%
Matthew Gerard Brunner Registered representative Mar 2012 (14y)
Michael Alexander Baran Registered representative Oct 2023 (3y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
The Mcclatchie Family Trust U/A Dtd 5/16/2003 Shareholder Jun 2011 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/30/2026 989 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.

View current Form ADV (SEC/IAPD) ↗