Legacy Investment Services, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 144127
· Rancho Cucamonga, CA
· 4MYLEGACY.COM
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ADV data as of Jul 15, 2026
- Regulatory AUM
- $44.2M
- Discretionary
- $0
- Clients
- 277
- Avg AUM / client
- $159K
- Accounts
- 277
- Employees
- 9
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 277 | $44.2M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark B Sharifi | Registered representative | Feb 2008 (18y) | ||
| Rahmatullah Rami Tameez | Registered representative | Jul 2014 (12y) | ||
| Mark Anthony Basile | Registered representative | Jun 2020 (6y) | ||
| Tanya T Tong | Registered representative | Dec 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES/PENSION CONSULTING FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $44.2M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗