Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19801 | American Wealth Administration Group Llc CRD 282683 | Glen Cove, NY | Wealth Manager · Boutique (under $100M) | $48.3M | 167 | 223 | 3 | 07/08/2026 | ☆ |
| 19802 | Scott S. Duko, Registered Investment Advisor, Ltd. CRD 109595 | Canfield, OH | Wealth Manager · Boutique (under $100M) | $48.3M | 108 | 108 | 1 | 01/19/2026 | ☆ |
| 19803 | Klimax Asset Management, Llc CRD 133710 | Insurance-Affiliated · Boutique (under $100M) | $48.3M | 33 | 33 | 1 | 01/15/2026 | ☆ | |
| 19804 | The Montgomery Financial Group, Inc. CRD 140782 | Orleans, MA | Wealth Manager · Boutique (under $100M) | $48.3M | 247 | 247 | 4 | 03/31/2025 | ☆ |
| 19805 | Mark Muecke Capital Management, Llc CRD 289109 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $48.3M | 49 | 93 | 1 | 04/22/2026 | ☆ |
| 19806 | Herzog Financial Group, Llc CRD 174141 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $48.3M | 87 | 195 | 1 | 02/19/2026 | ☆ |
| 19807 | Jme Wealth Management Llc CRD 319491 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $48.3M | 34 | 120 | 1 | 05/21/2026 | ☆ |
| 19808 | Valkyrie Wealth Llc CRD 325524 | Wealth Manager · Boutique (under $100M) | $48.3M | 19 | 66 | 1 | 04/22/2026 | ☆ | |
| 19809 | Torchlight Advisors, Llc CRD 156559 | Edina, MN | Wealth Manager · Boutique (under $100M) | $48.2M | 53 | 203 | 1 | 10/01/2026 | ☆ |
| 19810 | Best Life Infinity, Llc CRD 319232 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $48.2M | 110 | 163 | 8 | 03/25/2026 | ☆ |
| 19811 | Behl Wealth Management, Llc CRD 300281 | Delafield, WI | Wealth Manager · Boutique (under $100M) | $48.2M | 59 | 225 | 3 | 03/02/2026 | ☆ |
| 19812 | Gateway Wealth Management, Llc CRD 323278 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $48.2M | 51 | 149 | 1 | 03/17/2026 | ☆ |
| 19813 | Shah, Jitesh Ashokkumar CRD 153855 | Wealth Manager · Boutique (under $100M) | $48.2M | 47 | 47 | 1 | 06/04/2026 | ☆ | |
| 19814 | Osgood Capital Management, Inc. CRD 314713 | Spring, TX | Insurance-Affiliated · Boutique (under $100M) | $48.2M | 118 | 118 | 2 | 03/19/2026 | ☆ |
| 19815 | Beck Asset Management Ag CRD 162969 | Zurich | Wealth Manager · Boutique (under $100M) | $48.2M | 24 | 24 | 2 | 03/12/2026 | ☆ |
| 19816 | Quarve Associates Llc CRD 112160 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $48.2M | 14 | 24 | 1 | 02/03/2026 | ☆ |
| 19817 | Marram Investment Management, Llc CRD 155821 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $48.2M | 67 | 69 | 1 | 02/09/2026 | ☆ |
| 19818 | Niche Investment Advisors Llc CRD 311014 | King Of Prussia, PA | Wealth Manager · Boutique (under $100M) | $48.1M | 161 | 215 | 2 | 02/09/2026 | ☆ |
| 19819 | Cates Financial Planning Llc CRD 290650 | Wealth Manager · Boutique (under $100M) | $48.1M | 70 | 250 | 1 | 06/05/2026 | ☆ | |
| 19820 | Swan Investment Strategies, Llc CRD 332099 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $48.0M | 163 | 323 | 2 | 02/16/2026 | ☆ |
| 19821 | Itau International Securities Inc. CRD 144769 | Miami, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $48.0M | 34 | 34 | 33 | 03/26/2026 | ☆ |
| 19822 | Tonge Investment Services , Inc CRD 119651 | Wealth Manager · Boutique (under $100M) | $48.0M | 236 | 237 | 2 | 09/29/2026 | ☆ | |
| 19823 | Contemporary Financial Planning CRD 314869 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $48.0M | 46 | 158 | 1 | 07/09/2026 | ☆ |
| 19824 | Brascia Investment Management, Inc. CRD 113505 | Wealth Manager · Boutique (under $100M) | $48.0M | 30 | 30 | 1 | 03/31/2026 | ☆ | |
| 19825 | Gillespie Wealth Management Inc CRD 167792 | Insurance-Affiliated · Boutique (under $100M) | $48.0M | 8 | 83 | 1 | 02/19/2026 | ☆ | |
| 19826 | Main Street Advisors Llc CRD 332071 | Pineville, LA | Wealth Manager · Boutique (under $100M) | $48.0M | 54 | 99 | 2 | 03/02/2026 | ☆ |
| 19827 | Long Game Financial, Llc CRD 288618 | Wealth Manager · Boutique (under $100M) | $48.0M | 56 | 116 | 1 | 04/24/2026 | ☆ | |
| 19828 | Cnl Residential Credit Manager, Llc CRD 335786 | Orlando, FL | Private Fund Manager · Boutique (under $100M) | $48.0M | 1 | 1 | 5 | 06/15/2026 | ☆ |
| 19829 | Barrett Capital Management,Llc CRD 117272 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $48.0M | 66 | 170 | 5 | 01/30/2026 | ☆ |
| 19830 | Dw Financial Inc CRD 136882 | Anaheim, CA | Wealth Manager · Boutique (under $100M) | $48.0M | 103 | 103 | 3 | 05/26/2026 | ☆ |
| 19831 | Retirement Plan Advisors Ltd CRD 158882 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $48.0M | 103 | 174 | 2 | 03/06/2026 | ☆ |
| 19832 | Apis Wealth, Llc CRD 305606 | Wealth Manager · Boutique (under $100M) | $47.9M | 39 | 105 | 1 | 02/05/2026 | ☆ | |
| 19833 | Dreyfuss Capital Management Llc CRD 309769 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $47.9M | 46 | 154 | 1 | 08/21/2026 | ☆ |
| 19834 | Ladewig Investment Management, Llc CRD 314620 | Wealth Manager · Boutique (under $100M) | $47.9M | 29 | 40 | 1 | 02/13/2026 | ☆ | |
| 19835 | Worthen Financial Advisors, Inc. CRD 316622 | Friendswood, TX | Wealth Manager · Boutique (under $100M) | $47.9M | 92 | 204 | 1 | 08/20/2026 | ☆ |
| 19836 | Hatlestad Enterprises, Llc CRD 290435 | Edina, MN | Wealth Manager · Boutique (under $100M) | $47.9M | 68 | 195 | 1 | 01/27/2026 | ☆ |
| 19837 | Brightpath Financial, Inc. CRD 220517 | Wealth Manager · Boutique (under $100M) | $47.9M | 28 | 133 | 1 | 02/23/2026 | ☆ | |
| 19838 | Dubeau Capital Usa Inc. CRD 119222 | Quebec City, Quebec | Wealth Manager · Boutique (under $100M) | $47.9M | 11 | 11 | 6 | 12/15/2025 | ☆ |
| 19839 | Pariveda, Inc. CRD 123471 | Mountain View, CA | Wealth Manager · Boutique (under $100M) | $47.9M | 62 | 119 | 2 | 03/25/2026 | ☆ |
| 19840 | Servant Wealth Management Llc CRD 172666 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $47.9M | 277 | 323 | 4 | 06/09/2026 | ☆ |
| 19841 | Stoney Creek Advisors Llc CRD 284038 | Rochester Hills, MI | Wealth Manager · Boutique (under $100M) | $47.9M | 169 | 307 | 4 | 02/13/2026 | ☆ |
| 19842 | Sanskar Advisors, Inc. CRD 113727 | Nyack, NY | Wealth Manager · Boutique (under $100M) | $47.9M | 89 | 280 | 1 | 01/29/2026 | ☆ |
| 19843 | Rjr Financial Services CRD 133700 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $47.9M | 79 | 79 | 1 | 02/12/2026 | ☆ |
| 19844 | Cm Financial Advisors, Llc CRD 109991 | Rocky Hill, CT | Wealth Manager · Boutique (under $100M) | $47.9M | 88 | 88 | 2 | 07/20/2026 | ☆ |
| 19845 | Apex Fiduciary Advisors Llc CRD 313555 | Middleton, WI | Insurance-Affiliated · Boutique (under $100M) | $47.8M | 80 | 162 | 2 | 03/11/2026 | ☆ |
| 19846 | Clearvue Advisors Llc CRD 136600 | Wealth Manager · Boutique (under $100M) | $47.8M | 11 | 49 | 1 | 03/31/2026 | ☆ | |
| 19847 | Franklin Street Capital Llc CRD 321236 | Wealth Manager · Boutique (under $100M) | $47.8M | 17 | 34 | 2 | 03/12/2026 | ☆ | |
| 19848 | The Leonard Financial Group, Llc CRD 123651 | Riverside, CA | Wealth Manager · Boutique (under $100M) | $47.8M | 76 | 170 | 2 | 03/30/2026 | ☆ |
| 19849 | Barson Financial Planning, Llc CRD 287612 | Wealth Manager · Boutique (under $100M) | $47.8M | 40 | 94 | 1 | 08/15/2026 | ☆ | |
| 19850 | Mc Financial Management, Inc CRD 112516 | Wealth Manager · Boutique (under $100M) | $47.8M | 54 | 140 | 2 | 01/13/2026 | ☆ |