57 West Capital Advisors, Inc.
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ADV data as of May 22, 2026
- Regulatory AUM
- $47.4M
- Discretionary
- $47.4M
- Clients
- 89
- Avg AUM / client
- $532K
- Accounts
- 89
- Employees
- 7
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $9.0M | 18.9% |
| High net worth individuals | 11 | $21.1M | 44.5% |
| Corporations and other businesses | 11 | $17.3M | 36.6% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Juan Gabriel Garces | Registered representative | Dec 2002 (24y) | ||
| Taylor Michael Tucker | Registered representative | Jul 2018 (8y) | ||
| Sebastian Caicedo | Registered representative | Mar 2022 (4y) | ||
| Luis Alberto Giraldo | Registered representative | Apr 2024 (2y) | ||
| Chalu Harden | Registered representative | Jan 2025 (2y) | ||
| Dewitte J Derks | Registered representative | Apr 2025 (1y) | ||
| Debbie M Lux | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $41.2M (87% of AUM) May 2026
- Charles Schwab & Co. $6.2M (13% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗