Lone Peak Advisers, Llc
- Regulatory AUM
- $125M
- Discretionary
- $125M
- Clients
- 905
- Avg AUM / client
- $139K
- Accounts
- 905
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 855 | $75.4M | 60.1% |
| High net worth individuals | 50 | $50.0M | 39.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David William James | Manager/Principal | May 2018 (8y) | 75% or more | |
| Brad Jedd Myers | Supervisory Principal & Chief Compliance Officer | Chartered Financial Consultant | Jan 2023 (4y) | Less than 5% |
| Jim Lee De Muth | Registered representative | Apr 2023 (3y) | ||
| Zach R Royter | Registered representative | Apr 2023 (3y) | ||
| Laura Carrera Warnock | Registered representative | May 2024 (2y) | ||
| David K Shackelford | Registered representative | Jun 2025 (1y) | ||
| Aaron L Hammer | Registered representative | Sep 2025 (1y) | ||
| Thomas Walter Mulder | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $50.0M (40% of AUM) Mar 2026
- Jackson National Life Distributors Llc $40.0M (35% of AUM) Jun 2024
- Assetmark Trust Company $20.0M (16% of AUM) Mar 2026
- Asset Mark $20.0M (16% of AUM) Mar 2026
- Interactive Brokers $2.0M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗