Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15301 | Worth Financial Group Inc. CRD 13478 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $123M | 55 | 157 | 11 | 04/21/2026 | ☆ |
| 15302 | Sunstone Advisors, Llc CRD 324002 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $123M | 9 | 9 | 25 | 03/31/2026 | ☆ |
| 15303 | Legacy Financial Services Group, Inc. CRD 140514 | Traverse City, MI | Insurance-Affiliated · Small ($100M–$1B) | $123M | 184 | 357 | 2 | 05/19/2026 | ☆ |
| 15304 | Enduring Wealth Advisors, Llc CRD 323320 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $123M | 228 | 451 | 4 | 03/12/2026 | ☆ |
| 15305 | Senior Tax Advisory Group, Inc CRD 318058 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $123M | 802 | 1,286 | 6 | 03/15/2026 | ☆ |
| 15306 | Contango Wealth Management Llc CRD 337757 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $123M | 94 | 260 | 2 | 02/18/2026 | ☆ |
| 15307 | Rall Capital Management, Inc. CRD 132827 | Rockledge, FL | Wealth Manager · Small ($100M–$1B) | $123M | 157 | 426 | 3 | 03/26/2026 | ☆ |
| 15308 | Investment Consultants Llc CRD 314810 | Institutional / Pension Advisor · Small ($100M–$1B) | $123M | 11 | 19 | 1 | 03/23/2026 | ☆ | |
| 15309 | Tc Financial Management, Co. Inc. CRD 128967 | Margate City, NJ | Wealth Manager · Small ($100M–$1B) | $123M | 144 | 366 | 5 | 01/29/2026 | ☆ |
| 15310 | Wassaw Sound Management, Llc CRD 299164 | Savannah, GA | Multi-Family Office · Small ($100M–$1B) | $123M | 9 | 15 | 3 | 03/11/2026 | ☆ |
| 15311 | Elevated Private Wealth, Llc CRD 335270 | Wealth Manager · Small ($100M–$1B) | $123M | 112 | 361 | 4 | 01/22/2026 | ☆ | |
| 15312 | Uak Diversified Llc CRD 300506 | Wealth Manager · Small ($100M–$1B) | $123M | 267 | 550 | 3 | 06/15/2026 | ☆ | |
| 15313 | Every Securities Llc CRD 333167 | Sacramento, CA | Investment Adviser · Small ($100M–$1B) | $123M | 144 | 144 | 4 | 03/27/2026 | ☆ |
| 15314 | Kahn Financial Group, Inc. CRD 134802 | Clearwater, FL | Insurance-Affiliated · Small ($100M–$1B) | $123M | 123 | 402 | 2 | 03/19/2026 | ☆ |
| 15315 | Alphabond Llc CRD 336339 | Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $123M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15316 | Trillium Investments Llc CRD 300353 | Emeryville, CA | Wealth Manager · Small ($100M–$1B) | $123M | 58 | 250 | 2 | 04/17/2026 | ☆ |
| 15317 | Silver Creek Capital Management Llc CRD 122966 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $123M | 5 | 5 | 47 | 03/31/2026 | ☆ |
| 15318 | Main Line Group Wealth Management, Llc CRD 150964 | Wealth Manager · Small ($100M–$1B) | $123M | 62 | 284 | 3 | 03/31/2026 | ☆ | |
| 15319 | Maynerich Financial CRD 331546 | Virden, IL | Wealth Manager · Small ($100M–$1B) | $123M | 478 | 1,045 | 6 | 03/31/2026 | ☆ |
| 15320 | Castlebar Asset Management, Llc CRD 162231 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $122M | 147 | 491 | 4 | 05/08/2026 | ☆ |
| 15321 | Coast Advisory Llc CRD 340229 | East Troy, WI | Wealth Manager · Small ($100M–$1B) | $122M | 546 | 869 | 2 | 06/02/2026 | ☆ |
| 15322 | V3 Limited Llc CRD 169624 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $122M | 57 | 57 | 2 | 03/31/2026 | ☆ |
| 15323 | Lionsbridge Wealth Management Llc CRD 149019 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $122M | 68 | 189 | 3 | 07/17/2026 | ☆ |
| 15324 | Integrated Wealth Advisors, Llc CRD 314575 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $122M | 86 | 288 | 6 | 06/09/2026 | ☆ |
| 15325 | Pegasus Financial Group Llc CRD 145127 | Chantilly, VA | Wealth Manager · Small ($100M–$1B) | $122M | 204 | 282 | 4 | 05/18/2026 | ☆ |
| 15326 | Fnex Wealth, Llc CRD 334569 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $122M | 56 | 56 | 2 | 04/01/2026 | ☆ |
| 15327 | Fsc Wealth Advisors, Llc CRD 154382 | Fishkill, NY | Wealth Manager · Small ($100M–$1B) | $122M | 688 | 879 | 5 | 03/30/2026 | ☆ |
| 15328 | Arbor Financial Services, Llc CRD 150713 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $122M | 240 | 381 | 5 | 02/12/2026 | ☆ |
| 15329 | Pacific Coast Investment Advisors, Llc CRD 137963 | West Linn, OR | Wealth Manager · Small ($100M–$1B) | $122M | 108 | 312 | 1 | 03/31/2026 | ☆ |
| 15330 | Apex Wealth Advisors Llc CRD 316564 | Wealth Manager · Small ($100M–$1B) | $122M | 223 | 362 | 3 | 06/08/2026 | ☆ | |
| 15331 | Condon Wealth Management, Inc. CRD 128409 | Plymouth, MA | Insurance-Affiliated · Small ($100M–$1B) | $122M | 228 | 494 | 4 | 07/23/2026 | ☆ |
| 15332 | Stan Evans Financial Planning, Llc CRD 164320 | Gallipolis, OH | Wealth Manager · Small ($100M–$1B) | $122M | 665 | 665 | 1 | 02/12/2024 | ☆ |
| 15333 | United Value Capital, Llc CRD 300533 | Wealth Manager · Small ($100M–$1B) | $122M | 8 | 18 | 1 | 03/17/2026 | ☆ | |
| 15334 | Laureate Wealth Management, Llc CRD 172519 | Glen Ellyn, IL | Wealth Manager · Small ($100M–$1B) | $122M | 39 | 117 | 6 | 05/01/2026 | ☆ |
| 15335 | Cjc Wealth Management Llc CRD 325288 | Wealth Manager · Small ($100M–$1B) | $122M | 81 | 835 | 5 | 08/13/2026 | ☆ | |
| 15336 | Kw Wealth Management Llc CRD 298466 | Wealth Manager · Small ($100M–$1B) | $122M | 80 | 211 | 1 | 02/05/2026 | ☆ | |
| 15337 | First Look Capital Management, Llc CRD 173040 | Wealth Manager · Small ($100M–$1B) | $122M | 98 | 266 | 1 | 02/09/2026 | ☆ | |
| 15338 | Portfolio Resources Advisor Group, Inc. CRD 144601 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $122M | 349 | 428 | 17 | 10/17/2025 | ☆ |
| 15339 | Tolley Financial Group, Llc CRD 302115 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $122M | 192 | 448 | 1 | 08/11/2026 | ☆ |
| 15340 | Clio Asset Management Llc CRD 298041 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $122M | 47 | 66 | 1 | 05/18/2026 | ☆ |
| 15341 | Cambrian Asset Management, Inc. CRD 291953 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $122M | 4 | 4 | 8 | 03/27/2026 | ☆ |
| 15342 | Ascentris, Llc CRD 154814 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $122M | 3 | 2 | 30 | 03/24/2026 | ☆ |
| 15343 | Lifelong Wealth Management Group, Llc CRD 291661 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $122M | 187 | 187 | 2 | 06/29/2026 | ☆ |
| 15344 | Commencement Financial Planning Llc CRD 154056 | Wealth Manager · Small ($100M–$1B) | $122M | 46 | 206 | 1 | 03/23/2026 | ☆ | |
| 15345 | Cypress Capital Management, Llc CRD 130401 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $122M | 196 | 373 | 4 | 03/04/2026 | ☆ |
| 15346 | Encore Wealth Advisors, Llc CRD 336566 | Morris, MN | Wealth Manager · Small ($100M–$1B) | $122M | 464 | 1,004 | 4 | 04/01/2026 | ☆ |
| 15347 | New Wave Financial Services, Llc CRD 173224 | Wealth Manager · Small ($100M–$1B) | $122M | 69 | 234 | 1 | 02/04/2026 | ☆ | |
| 15348 | Arbalpha Capital, Llc CRD 327158 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $122M | 4 | 2 | 03/27/2026 | ☆ | |
| 15349 | Boston Portfolio Advisers, Llc CRD 172374 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $122M | 145 | 383 | 3 | 07/13/2026 | ☆ |
| 15350 | Blue Haven Capital, Llc CRD 141738 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $122M | 206 | 376 | 2 | 03/27/2026 | ☆ |