Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15301 | East Beach Asset Management, Llc CRD 310563 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $125M | 1 | 3 | 04/02/2026 | ☆ | |
| 15302 | Foxglove Financial, Llc CRD 318971 | Wealth Manager · Small ($100M–$1B) | $125M | 15 | 1 | 03/25/2026 | ☆ | ||
| 15303 | Institutional Investment Consulting CRD 168705 | Bloomfield Hills, MI | Institutional / Pension Advisor · Small ($100M–$1B) | $125M | 45 | 4 | 13 | 02/01/2026 | ☆ |
| 15304 | N CRD 104814 | Wealth Manager · Small ($100M–$1B) | $125M | 50 | 50 | 2 | 06/02/2025 | ☆ | |
| 15305 | Paradoxiom Capital Lp CRD 330671 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $125M | 1 | 1 | 3 | 07/17/2026 | ☆ |
| 15306 | Strongtower Wealth Management, Plc CRD 292882 | Hot Springs, AR | Wealth Manager · Small ($100M–$1B) | $125M | 380 | 744 | 7 | 09/08/2026 | ☆ |
| 15307 | Tidehaven Wealth, Llc CRD 281814 | Mount Pleasant, SC | Insurance-Affiliated · Small ($100M–$1B) | $125M | 163 | 545 | 2 | 07/16/2026 | ☆ |
| 15308 | Johnston Investment Counsel, Ltd. CRD 109726 | Peoria, IL | Wealth Manager · Small ($100M–$1B) | $125M | 90 | 305 | 2 | 09/29/2026 | ☆ |
| 15309 | Masterpiece Capital, Llc CRD 290075 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $125M | 25 | 86 | 4 | 08/13/2026 | ☆ |
| 15310 | N CRD 112554 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $125M | 1 | 1 | 6 | 03/21/2025 | ☆ | |
| 15311 | Sawyer Capital Management, Inc. CRD 161054 | Wealth Manager · Small ($100M–$1B) | $125M | 46 | 106 | 1 | 07/29/2026 | ☆ | |
| 15312 | Wolf Financial Advisors Llc CRD 146080 | Pekin, IL | Wealth Manager · Small ($100M–$1B) | $125M | 99 | 314 | 1 | 06/30/2026 | ☆ |
| 15313 | Landmark Investment Partners, L.P. CRD 329543 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $125M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 15314 | Benson Wealth Management, Inc. CRD 318898 | Wealth Manager · Small ($100M–$1B) | $125M | 308 | 510 | 2 | 10/01/2026 | ☆ | |
| 15315 | Dakota Investments, Llc CRD 290284 | Bryn Mawr, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $125M | 1 | 1 | 6 | 05/06/2026 | ☆ |
| 15316 | Harborview Asset Management Llc CRD 332767 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $125M | 15 | 32 | 2 | 03/05/2026 | ☆ |
| 15317 | Axiom Wealth Strategies, Llc CRD 313124 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $125M | 283 | 283 | 3 | 07/17/2026 | ☆ |
| 15318 | Ngp Financial Planning, Llc CRD 310443 | Wealth Manager · Small ($100M–$1B) | $125M | 75 | 223 | 1 | 09/10/2026 | ☆ | |
| 15319 | Umb Private Wealth Management, Llc CRD 306374 | Overland Park, KS | Private Fund Manager · Small ($100M–$1B) | $125M | 46 | 46 | 94 | 09/18/2026 | ☆ |
| 15320 | Us Infravest Managers Lp CRD 312299 | Private Fund Manager · Small ($100M–$1B) | $125M | 2 | 2 | 2 | 02/06/2026 | ☆ | |
| 15321 | Haykin, Michael CRD 113249 | Wealth Manager · Small ($100M–$1B) | $125M | 60 | 190 | 2 | 06/15/2026 | ☆ | |
| 15322 | N CRD 117749 | Wealth Manager · Small ($100M–$1B) | $125M | 130 | 465 | 2 | 11/04/2025 | ☆ | |
| 15323 | Captial Advisor Network CRD 297578 | Lafayette, IN | Wealth Manager · Small ($100M–$1B) | $124M | 904 | 1,261 | 18 | 03/23/2026 | ☆ |
| 15324 | Cb Capital Llc CRD 300200 | North Smithfield, RI | Wealth Manager · Small ($100M–$1B) | $124M | 61 | 188 | 1 | 09/04/2026 | ☆ |
| 15325 | Fortis Private Wealth Advisors, Llc CRD 304494 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $124M | 9 | 15 | 3 | 03/20/2026 | ☆ |
| 15326 | Vorpahl Wing Advisors, Inc. CRD 47548 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 557 | 557 | 5 | 07/21/2026 | ☆ |
| 15327 | Streamsong Advisors, Llc CRD 168250 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $124M | 268 | 479 | 5 | 08/07/2026 | ☆ |
| 15328 | Sila Financial, Llc CRD 298406 | Wealth Manager · Small ($100M–$1B) | $124M | 100 | 303 | 2 | 02/03/2026 | ☆ | |
| 15329 | Coral Wealth Management, Llc CRD 307117 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $124M | 252 | 520 | 2 | 07/28/2026 | ☆ |
| 15330 | Rilex Capital Llc CRD 309783 | Manasquan, NJ | Insurance-Affiliated · Small ($100M–$1B) | $124M | 170 | 170 | 1 | 05/13/2026 | ☆ |
| 15331 | Apo Financial Services, Llc CRD 297647 | Westminster, CO | Wealth Manager · Small ($100M–$1B) | $124M | 542 | 929 | 7 | 04/01/2026 | ☆ |
| 15332 | Watkinson Capital Advisors Llc CRD 151862 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $124M | 92 | 124 | 3 | 09/08/2026 | ☆ |
| 15333 | Oakmont Wealth Advisory, Llc CRD 299021 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 185 | 3 | 03/11/2026 | ☆ |
| 15334 | Royal Palms Capital, Llc CRD 135304 | Wealth Manager · Small ($100M–$1B) | $124M | 87 | 249 | 1 | 06/29/2026 | ☆ | |
| 15335 | Merryfield Barnes, Llc CRD 159862 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $124M | 200 | 476 | 4 | 03/20/2026 | ☆ |
| 15336 | Cardea Capital Advisors, Llc CRD 307600 | Vero Beach, FL | Wealth Manager · Small ($100M–$1B) | $124M | 257 | 393 | 9 | 07/27/2026 | ☆ |
| 15337 | Emergent Capital Advisors, Llc CRD 156112 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $124M | 1 | 1 | 4 | 03/16/2026 | ☆ |
| 15338 | T.R.U.E. Coastal Capital, Llc CRD 281556 | Savannah, GA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 156 | 416 | 4 | 03/25/2026 | ☆ |
| 15339 | Jmh Wealth Management, Llc CRD 139294 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $124M | 80 | 203 | 3 | 05/01/2026 | ☆ |
| 15340 | Eagle Point Enhanced Income Management Llc CRD 327357 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $124M | 1 | 1 | 90 | 07/14/2026 | ☆ |
| 15341 | Peterson Financial Services Llc CRD 106127 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $124M | 162 | 162 | 2 | 02/06/2026 | ☆ |
| 15342 | Brooklawn Capital Advisors Llc CRD 287796 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $124M | 10 | 14 | 1 | 03/30/2026 | ☆ |
| 15343 | Surience Private Wealth Llc CRD 313055 | Yakima, WA | Wealth Manager · Small ($100M–$1B) | $124M | 148 | 318 | 3 | 05/04/2026 | ☆ |
| 15344 | Abridge Partners, Llc CRD 145247 | Insurance-Affiliated · Small ($100M–$1B) | $124M | 116 | 319 | 5 | 10/01/2026 | ☆ | |
| 15345 | Meridian Asset Management, Llc CRD 154239 | Investment Adviser · Small ($100M–$1B) | $124M | 62 | 80 | 2 | 02/17/2026 | ☆ | |
| 15346 | Holon Wealth Management, Inc CRD 336780 | Wealth Manager · Small ($100M–$1B) | $124M | 60 | 187 | 1 | 08/28/2026 | ☆ | |
| 15347 | Infinity 8 Investments, Llc CRD 152180 | Cupertino, CA | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 171 | 1 | 08/17/2026 | ☆ |
| 15348 | Titan Investment Management Llc CRD 291148 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $124M | 269 | 439 | 4 | 03/03/2026 | ☆ |
| 15349 | Iowa Wealth Management, Llc CRD 286435 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $124M | 142 | 377 | 4 | 02/09/2026 | ☆ |
| 15350 | Midwest Financial Associates, Inc. CRD 158573 | Rockford, IL | Wealth Manager · Small ($100M–$1B) | $124M | 301 | 632 | 4 | 07/07/2026 | ☆ |