Trinity Investment Management, Llc
- Regulatory AUM
- $126M
- Discretionary
- $107M
- Clients
- 50
- Avg AUM / client
- $2.5M
- Accounts
- 96
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $7.6M | 5.98% |
| High net worth individuals | 11 | $21.2M | 16.8% |
| Charitable organizations | 6 | $97.5M | 77.2% |
| Corporations and other businesses | 1 | $25.2K | 0.02% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $18.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Trinity Ffv Alternative Income Fund, Lp | Other Private Fund | Delaware | $18.0M | 2 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Samuel Joseph Saladino | Managing Director, Managing Member And Chief Compliance Officer | CFP | Feb 2005 (21y) | Less than 5% |
| Reid, Columba, Joerger | Managing Manager | Jan 2007 (20y) | 5% – 10% | |
| Zerrusen, William, Dean | Managing Member | Jul 2009 (17y) | 5% – 10% | |
| Michael Falvey | Registered representative | Sep 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Spiritus Enterprises, Inc. | Owner | Jul 2023 | A | 75% or more |
| Catholic Diocese Of Fort Worth Advancement Foundation | Owner | Jul 2023 | B | ≈ 56.25% – 100% via Spiritus Enterprises, Inc. |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Catholic Diocese Of Fort Worth Advancement Foundation: 75% – 100% of Spiritus Enterprises, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $18.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Trinity Ffv Alternative Income Fund, Lp | Other Private Fund | $18.0M | $500K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $76.8M (61% of AUM) Jul 2026
- Frost Brokerage Services, Inc. $44.0M (35% of AUM) Sep 2025
- Charles Schwab & Co. $30.0M (24% of AUM) Jul 2026
- First Clearing, Llc $5.0M (4% of AUM) Jan 2022
- Pensco Pension Services, Inc. $606K (0% of AUM) Jan 2022
- Assetmark Brokerage, Llc $336K (0% of AUM) Jan 2022
- Folio Investments, Inc. $331K (0% of AUM) Sep 2025
- Interactive Brokers $101K (0% of AUM) Jun 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗