Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14651 | Allstate Financial Advisors, Llc CRD 109524 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $142M | 397 | 493 | 341 | 04/30/2026 | ☆ |
| 14652 | N CRD 308446 | Wealth Manager · Small ($100M–$1B) | $142M | 17 | 17 | 3 | 04/10/2025 | ☆ | |
| 14653 | Northwind Financial Llc CRD 342069 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $142M | 168 | 361 | 2 | 08/30/2026 | ☆ |
| 14654 | N CRD 226665 | Investment Adviser · Small ($100M–$1B) | $142M | 6 | 12 | 2 | 03/17/2026 | ☆ | |
| 14655 | Crown Management Advisors, Llc CRD 326369 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $142M | 1 | 1 | 6 | 03/27/2026 | ☆ |
| 14656 | J. L. Perkins Wealth Management, Llc CRD 174308 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $142M | 339 | 691 | 8 | 07/21/2026 | ☆ |
| 14657 | Ltg Capital Llc CRD 128216 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $142M | 92 | 353 | 5 | 09/03/2026 | ☆ |
| 14658 | Josh Arnold Investment Consultant, Llc CRD 163088 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $142M | 256 | 401 | 2 | 03/03/2026 | ☆ |
| 14659 | Foothills Advisors, Llc CRD 298408 | Cave Creek, AZ | Wealth Manager · Small ($100M–$1B) | $142M | 188 | 465 | 3 | 08/24/2026 | ☆ |
| 14660 | Barnett & Co Inc CRD 105867 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $142M | 116 | 263 | 5 | 08/17/2026 | ☆ |
| 14661 | Heydorn Stone Capital Management Llc CRD 125903 | Larchmont, NY | Wealth Manager · Small ($100M–$1B) | $142M | 117 | 364 | 3 | 03/12/2026 | ☆ |
| 14662 | Fortress Financial Solutions, Llc CRD 143969 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $142M | 279 | 723 | 10 | 04/08/2026 | ☆ |
| 14663 | Love Your Life Llc Dba Freedom Asset Management CRD 335660 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $142M | 420 | 420 | 2 | 09/09/2026 | ☆ |
| 14664 | Syndicated Capital, Inc. CRD 29037 | Brea, CA | Insurance-Affiliated · Small ($100M–$1B) | $142M | 465 | 465 | 12 | 09/30/2026 | ☆ |
| 14665 | Gem Young Wealth Advisors, Llc CRD 171340 | Canfield, OH | Insurance-Affiliated · Small ($100M–$1B) | $142M | 301 | 291 | 6 | 03/23/2026 | ☆ |
| 14666 | N CRD 169291 | Wealth Manager · Small ($100M–$1B) | $142M | 987 | 1,428 | 9 | 03/31/2026 | ☆ | |
| 14667 | Abdiel Capital Advisors, Lp CRD 161410 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $142M | 1 | 1 | 15 | 05/27/2026 | ☆ |
| 14668 | Financial Trust Asset Management Chartered CRD 108998 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $142M | 208 | 400 | 5 | 08/03/2026 | ☆ |
| 14669 | Midwest Financial Network, Llc CRD 302095 | Tinley Park, IL | Wealth Manager · Small ($100M–$1B) | $142M | 218 | 537 | 2 | 02/14/2026 | ☆ |
| 14670 | Kennondale Capital Management, Llc CRD 299863 | Richmond, VA | Institutional / Pension Advisor · Small ($100M–$1B) | $142M | 0 | 14 | 3 | 09/22/2026 | ☆ |
| 14671 | Severin Investments Llc CRD 166567 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $142M | 235 | 564 | 8 | 03/12/2026 | ☆ |
| 14672 | Stock Management Llc CRD 113902 | Wealth Manager · Small ($100M–$1B) | $142M | 446 | 446 | 2 | 03/19/2026 | ☆ | |
| 14673 | Pulliam Family Office, Llc CRD 338839 | Crested Butte, CO | Multi-Family Office · Small ($100M–$1B) | $142M | 37 | 215 | 3 | 05/05/2026 | ☆ |
| 14674 | Lanier Asset Management, Llc CRD 150888 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $142M | 103 | 225 | 2 | 05/26/2026 | ☆ |
| 14675 | Pivot Point Advisors, Llc CRD 130562 | Bellaire, TX | Wealth Manager · Small ($100M–$1B) | $142M | 90 | 305 | 3 | 02/13/2026 | ☆ |
| 14676 | October Wealth Advisors, Inc CRD 153993 | Fort Smith, AR | Wealth Manager · Small ($100M–$1B) | $142M | 160 | 349 | 2 | 09/22/2026 | ☆ |
| 14677 | Equity Advisors Of Kentucky Inc CRD 116398 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $142M | 114 | 530 | 3 | 03/26/2026 | ☆ |
| 14678 | Partnership Capital Growth Investors Management, Llc CRD 173288 | Los Gatos, CA | Private Fund Manager · Small ($100M–$1B) | $142M | 13 | 13 | 2 | 03/31/2026 | ☆ |
| 14679 | Think Different Financial Planning Llc CRD 312539 | Wealth Manager · Small ($100M–$1B) | $142M | 45 | 202 | 2 | 09/11/2026 | ☆ | |
| 14680 | Kelly Park Investment Llc CRD 299882 | Private Fund Manager · Small ($100M–$1B) | $142M | 2 | 5 | 7 | 07/21/2026 | ☆ | |
| 14681 | Integrated Financial Consulting, Llc CRD 130920 | Airmont, NY | Wealth Manager · Small ($100M–$1B) | $141M | 89 | 281 | 1 | 03/18/2026 | ☆ |
| 14682 | Clarity Investments + Planning Llc CRD 148888 | Mount Kisco, NY | Wealth Manager · Small ($100M–$1B) | $141M | 90 | 268 | 2 | 03/24/2026 | ☆ |
| 14683 | Bourke Wealth Management CRD 297957 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $141M | 97 | 256 | 4 | 02/13/2026 | ☆ |
| 14684 | Olympus Peaks Financial, Llc CRD 283040 | Sandy, UT | Wealth Manager · Small ($100M–$1B) | $141M | 163 | 388 | 1 | 01/21/2026 | ☆ |
| 14685 | Mjb Asset Management Llc CRD 109940 | New York, NY | Wealth Manager · Small ($100M–$1B) | $141M | 108 | 296 | 1 | 03/30/2026 | ☆ |
| 14686 | St. Clair Financial Llc CRD 151251 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $141M | 93 | 282 | 2 | 02/27/2026 | ☆ |
| 14687 | Derive Wealth Llc CRD 284619 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $141M | 125 | 298 | 2 | 01/28/2026 | ☆ |
| 14688 | Markle Financial Llc CRD 302088 | Laramie, WY | Wealth Manager · Small ($100M–$1B) | $141M | 265 | 616 | 7 | 06/23/2026 | ☆ |
| 14689 | Fruge' Capital Advisors, Llc CRD 149447 | Oxford, MS | Wealth Manager · Small ($100M–$1B) | $141M | 71 | 128 | 2 | 05/06/2026 | ☆ |
| 14690 | Storms & Rowdon Financial Services, Inc. CRD 334690 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $141M | 228 | 411 | 4 | 07/10/2026 | ☆ |
| 14691 | N CRD 160627 | Wealth Manager · Small ($100M–$1B) | $141M | 76 | 283 | 3 | 03/23/2026 | ☆ | |
| 14692 | Greenberg Gary Louis CRD 108423 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $141M | 67 | 124 | 1 | 03/27/2026 | ☆ |
| 14693 | Hawthorn Capital Management, Llc CRD 140752 | Multi-Family Office · Small ($100M–$1B) | $141M | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 14694 | Littlefield Asset Management, Inc. CRD 109602 | Wealth Manager · Small ($100M–$1B) | $141M | 54 | 114 | 1 | 05/22/2026 | ☆ | |
| 14695 | Dougherty & Associates, Llc CRD 142284 | Spring Hill, FL | Wealth Manager · Small ($100M–$1B) | $141M | 414 | 414 | 4 | 04/10/2026 | ☆ |
| 14696 | Mercurio & Associates Inc. CRD 283632 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $141M | 460 | 957 | 11 | 03/04/2026 | ☆ |
| 14697 | Marathon Wealth Partners, Inc CRD 337665 | Wealth Manager · Small ($100M–$1B) | $141M | 35 | 115 | 1 | 03/30/2026 | ☆ | |
| 14698 | Entrust Investment Services, Inc CRD 324860 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $141M | 170 | 431 | 3 | 03/06/2026 | ☆ |
| 14699 | Lifeplan Financial, Llc CRD 136981 | Mankato, MN | Wealth Manager · Small ($100M–$1B) | $141M | 255 | 521 | 7 | 02/24/2026 | ☆ |
| 14700 | Clement Street Capital Llc CRD 159684 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $141M | 52 | 202 | 2 | 02/11/2026 | ☆ |