Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14701 | Fortune Financial Group, Inc. CRD 111378 | Wealth Manager · Small ($100M–$1B) | $141M | 174 | 520 | 4 | 08/18/2026 | ☆ | |
| 14702 | Liberty Asset Management, Llc CRD 142094 | Allentown, PA | Insurance-Affiliated · Small ($100M–$1B) | $141M | 331 | 579 | 9 | 08/13/2026 | ☆ |
| 14703 | Additive Advisory Pbc CRD 283979 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $141M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 14704 | Stability Partners Advisory Group, Llc CRD 165880 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $141M | 195 | 674 | 3 | 07/09/2026 | ☆ |
| 14705 | Wolverine Wealth Advisory Services Inc. CRD 146564 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $141M | 65 | 215 | 1 | 01/15/2026 | ☆ |
| 14706 | N CRD 107344 | Institutional / Pension Advisor · Small ($100M–$1B) | $141M | 139 | 244 | 4 | 03/21/2025 | ☆ | |
| 14707 | Wilmington Trust Investment Management Llc CRD 19396 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $141M | 74 | 74 | 36 | 05/14/2026 | ☆ |
| 14708 | Immaculate Wealth Management, Llc CRD 167657 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $141M | 576 | 796 | 2 | 03/02/2026 | ☆ |
| 14709 | Mpwa, Inc. CRD 148484 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $141M | 363 | 363 | 3 | 04/02/2026 | ☆ |
| 14710 | Sherman Asset Management, Inc. CRD 170861 | Ventura, CA | Wealth Manager · Small ($100M–$1B) | $141M | 33 | 151 | 1 | 09/28/2026 | ☆ |
| 14711 | Dlk Investment Advisors, Llc CRD 328897 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $141M | 32 | 95 | 2 | 03/30/2026 | ☆ |
| 14712 | Vertis Wealth, Llc CRD 307270 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $141M | 835 | 2,160 | 17 | 03/30/2026 | ☆ |
| 14713 | Clear Sky Financial, Lp CRD 298551 | Prosper, TX | Wealth Manager · Small ($100M–$1B) | $141M | 126 | 298 | 3 | 03/30/2026 | ☆ |
| 14714 | Rsg Investments Llc CRD 323527 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $141M | 564 | 1,132 | 25 | 03/17/2026 | ☆ |
| 14715 | Actitrust Wealth Management Llc CRD 284827 | Plantation, FL | Investment Adviser · Small ($100M–$1B) | $141M | 110 | 151 | 7 | 02/02/2026 | ☆ |
| 14716 | Millington Securities, Llc CRD 147298 | Red Bank, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $141M | 1 | 1 | 6 | 03/31/2026 | ☆ |
| 14717 | Steele Street Capital Llc CRD 331520 | Portsmouth, NH | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $140M | 101 | 251 | 3 | 07/21/2026 | ☆ |
| 14718 | Plan First Wealth Llc CRD 289185 | Wealth Manager · Small ($100M–$1B) | $140M | 96 | 204 | 3 | 05/13/2026 | ☆ | |
| 14719 | Colmina, Llc CRD 289191 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $140M | 231 | 231 | 9 | 09/28/2026 | ☆ |
| 14720 | Microvest Capital Management, Llc CRD 153395 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $140M | 6 | 6 | 7 | 04/15/2026 | ☆ |
| 14721 | Olive Branch Capital, Llc CRD 302094 | Wealth Manager · Small ($100M–$1B) | $140M | 142 | 305 | 3 | 03/16/2026 | ☆ | |
| 14722 | Savior Llc CRD 299178 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $140M | 218 | 303 | 3 | 03/31/2026 | ☆ |
| 14723 | Excomp Asset Management Ltd CRD 110434 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $140M | 146 | 146 | 5 | 04/14/2026 | ☆ |
| 14724 | Monroe Capital Real Estate Credit Advisors, Llc CRD 336266 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $140M | 1 | 1 | 50 | 05/01/2026 | ☆ |
| 14725 | Agman Capital Llc CRD 334799 | Omaha, NE | Investment Adviser · Small ($100M–$1B) | $140M | 2 | 4 | 3 | 01/31/2026 | ☆ |
| 14726 | N CRD 226643 | Wealth Manager · Small ($100M–$1B) | $140M | 136 | 512 | 2 | 03/24/2025 | ☆ | |
| 14727 | Hoya Capital Real Estate, Llc CRD 281848 | Rowayton, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $140M | 12 | 12 | 4 | 03/30/2026 | ☆ |
| 14728 | Heaton Financial, Pc CRD 134578 | Cedar City, UT | Wealth Manager · Small ($100M–$1B) | $140M | 336 | 660 | 2 | 08/13/2026 | ☆ |
| 14729 | Qm Advisors Llc CRD 297438 | Wealth Manager · Small ($100M–$1B) | $140M | 161 | 161 | 9 | 03/25/2026 | ☆ | |
| 14730 | Bosman Wealth Management, Llc CRD 290550 | Redlands, CA | Insurance-Affiliated · Small ($100M–$1B) | $140M | 136 | 292 | 1 | 03/13/2026 | ☆ |
| 14731 | Flagship Investment Management Llc CRD 332788 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $140M | 4 | 4 | 12 | 04/14/2026 | ☆ |
| 14732 | Larson Williams Wealth Advisors, Llc CRD 311414 | Cedar City, UT | Wealth Manager · Small ($100M–$1B) | $140M | 537 | 1,007 | 2 | 03/19/2026 | ☆ |
| 14733 | Chipser Wealth Management, Llc CRD 306396 | Destin, FL | Wealth Manager · Small ($100M–$1B) | $140M | 107 | 391 | 3 | 01/27/2026 | ☆ |
| 14734 | Cliveden Capital Management, Llc CRD 168725 | Multi-Family Office · Small ($100M–$1B) | $140M | 10 | 10 | 1 | 06/08/2026 | ☆ | |
| 14735 | Davenport Capital Management, Llc CRD 159785 | Mill Valley, CA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $140M | 1 | 1 | 1 | 07/13/2026 | ☆ |
| 14736 | Fortis Portfolio Solutions, Llc CRD 314886 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $140M | 276 | 276 | 2 | 03/26/2026 | ☆ |
| 14737 | Claremont Financial Group,Inc. CRD 107806 | Claremont, CA | Wealth Manager · Small ($100M–$1B) | $140M | 275 | 540 | 4 | 07/21/2026 | ☆ |
| 14738 | Credentialed Wealth Advisors, Llc CRD 312517 | Johnstown, CO | Insurance-Affiliated · Small ($100M–$1B) | $140M | 302 | 896 | 4 | 02/06/2026 | ☆ |
| 14739 | Jemma Investment Advisors Llc CRD 284198 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $140M | 324 | 641 | 5 | 07/01/2026 | ☆ |
| 14740 | Fairview Constitution Management Iv Llc CRD 159304 | West Hartford, CT | Private Fund Manager · Small ($100M–$1B) | $140M | 1 | 1 | 26 | 04/14/2026 | ☆ |
| 14741 | Tonka Capital Partners, Llc CRD 298336 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $140M | 1 | 4 | 3 | 05/07/2026 | ☆ |
| 14742 | Blue Star Wealth Management Llc CRD 337253 | Lake Mary, FL | Wealth Manager · Small ($100M–$1B) | $140M | 74 | 235 | 2 | 10/02/2026 | ☆ |
| 14743 | Legacy Pcg, Llc CRD 283909 | Newport, CA | Wealth Manager · Small ($100M–$1B) | $140M | 71 | 200 | 2 | 03/23/2026 | ☆ |
| 14744 | Omega Capital Management,Llc CRD 129167 | Flanders, NJ | Insurance-Affiliated · Small ($100M–$1B) | $140M | 171 | 568 | 2 | 03/17/2026 | ☆ |
| 14745 | Kadita Partners Pte. Ltd. CRD 326660 | Singapore | Private Fund Manager · Small ($100M–$1B) | $140M | 8 | 8 | 6 | 03/27/2026 | ☆ |
| 14746 | Imperity Wealth Alliance Llc CRD 339113 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $140M | 363 | 574 | 14 | 07/30/2026 | ☆ |
| 14747 | Ross Wealth Advisors, Llc CRD 304359 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $140M | 274 | 594 | 4 | 06/29/2026 | ☆ |
| 14748 | Monetary Solutions, Ltd. CRD 121217 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $140M | 125 | 278 | 2 | 08/18/2026 | ☆ |
| 14749 | Contrary Legacy Llc CRD 325014 | Wealth Manager · Small ($100M–$1B) | $140M | 20 | 63 | 4 | 03/13/2026 | ☆ | |
| 14750 | Coombs Wealth Advisory, Llc CRD 281132 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $140M | 18 | 91 | 2 | 02/03/2026 | ☆ |