Financial Trust Asset Management Chartered
- Regulatory AUM
- $142M
- Discretionary
- $138M
- Clients
- 208
- Avg AUM / client
- $682K
- Accounts
- 400
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 151 | $35.6M | 25.0% |
| High net worth individuals | 49 | $91.2M | 64.3% |
| Pension and profit sharing plans | 2 | $12.8M | 9.05% |
| Charitable organizations | 1 | $853K | 0.6% |
| Corporations and other businesses | 5 | $1.5M | 1.04% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jul 2012 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Disciplined Dividend Income Fund, Lp | Hedge Fund | Delaware | $0 | 0 |
| International Valuemomentum Fund, Lp | Hedge Fund | Delaware | $0 | 0 |
| Valuemomentum Leaders Fund, Lp | Hedge Fund | Delaware | $0 | 0 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arno Otto Mayer | President, Ceo, Director, Chief Compliance Officer | CFP CFA | Apr 1989 (37y) | 75% or more |
| John Michael Sessa | Registered representative | Feb 2024 (2y) | ||
| Anthony Stephen Hueston | Registered representative | CFP | Mar 2025 (1y) | |
| Joseph Thomas Hage | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Disciplined Dividend Income Fund, Lp | Hedge Fund | $0 | $2.0M | 0 |
| International Valuemomentum Fund, Lp | Hedge Fund | $0 | $2.0M | 0 |
| Valuemomentum Leaders Fund, Lp | Hedge Fund | $0 | $2.0M | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $105M (74% of AUM) May 2026
- Folio Investments, Inc. $36.3M (26% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗