Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14601 | Kestrel Wealth Management, Llc CRD 153503 | South Bend, IN | Wealth Manager · Small ($100M–$1B) | $144M | 85 | 214 | 2 | 01/06/2026 | ☆ |
| 14602 | Villanova Investment Management Company, Llc CRD 287809 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $144M | 1 | 6 | 4 | 03/18/2026 | ☆ |
| 14603 | Bgv Financial Advisors Usa, Llc CRD 324511 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $144M | 77 | 103 | 2 | 03/30/2026 | ☆ |
| 14604 | Core Wealth Advisors, Llc CRD 157436 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $144M | 149 | 149 | 3 | 04/22/2026 | ☆ |
| 14605 | Aqua Capital Advisors Llc CRD 151887 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $144M | 44 | 167 | 4 | 04/20/2026 | ☆ |
| 14606 | Chastain Wealth Management, Llc CRD 285551 | Wealth Manager · Small ($100M–$1B) | $144M | 57 | 270 | 2 | 01/12/2026 | ☆ | |
| 14607 | Ortelius Capital Partners, Llc CRD 138284 | Private Fund Manager · Small ($100M–$1B) | $144M | 3 | 3 | 1 | 09/09/2026 | ☆ | |
| 14608 | Arista Advisory Group, Llc CRD 285722 | Albany, NY | Wealth Manager · Small ($100M–$1B) | $144M | 234 | 500 | 3 | 08/19/2026 | ☆ |
| 14609 | N CRD 114077 | Wealth Manager · Small ($100M–$1B) | $144M | 272 | 582 | 3 | 03/28/2025 | ☆ | |
| 14610 | Procore Advisors, Llc CRD 289037 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $144M | 231 | 467 | 3 | 07/30/2026 | ☆ |
| 14611 | Fog City Advisors, Llc CRD 321822 | Albany, CA | Wealth Manager · Small ($100M–$1B) | $144M | 114 | 442 | 5 | 03/02/2026 | ☆ |
| 14612 | Sheikh Investments, Inc. CRD 305832 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $144M | 183 | 183 | 2 | 09/19/2026 | ☆ |
| 14613 | Star Capital Inc. CRD 171057 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $144M | 701 | 1,913 | 6 | 08/31/2026 | ☆ |
| 14614 | Todo Capital, Llc CRD 167858 | Wealth Manager · Small ($100M–$1B) | $144M | 30 | 48 | 2 | 05/06/2026 | ☆ | |
| 14615 | Mlg Fund Manager Llc CRD 335692 | Brookfield, WI | Private Fund Manager · Small ($100M–$1B) | $144M | 2 | 2 | 95 | 03/13/2026 | ☆ |
| 14616 | Servant Financial, Ltd. CRD 135183 | Private Fund Manager · Small ($100M–$1B) | $144M | 42 | 87 | 4 | 07/17/2026 | ☆ | |
| 14617 | White Oak Financial Management, Inc CRD 142615 | Asheville, NC | Insurance-Affiliated · Small ($100M–$1B) | $143M | 350 | 905 | 3 | 01/13/2026 | ☆ |
| 14618 | Mayfield Advisors, Inc. CRD 144072 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $143M | 40 | 117 | 4 | 03/02/2026 | ☆ |
| 14619 | Gsv Asset Management, Llc CRD 154664 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $143M | 7 | 7 | 3 | 07/20/2026 | ☆ |
| 14620 | Etna Capital Management Company Limited CRD 330644 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $143M | 3 | 3 | 8 | 08/03/2026 | ☆ |
| 14621 | Lynch Investment Planning, Llc CRD 115956 | Newtown Square, PA | Wealth Manager · Small ($100M–$1B) | $143M | 140 | 410 | 3 | 05/19/2026 | ☆ |
| 14622 | Four Lion Capital, Lp CRD 333602 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $143M | 3 | 3 | 1 | 05/18/2026 | ☆ |
| 14623 | Martinsen Wealth Management, Llc CRD 332433 | Tempe, AZ | Insurance-Affiliated · Small ($100M–$1B) | $143M | 366 | 846 | 19 | 06/30/2026 | ☆ |
| 14624 | Cycap Partners, Llc CRD 335347 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $143M | 281 | 484 | 6 | 03/26/2026 | ☆ |
| 14625 | Granite State Retirement Planning, Inc. CRD 141899 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $143M | 128 | 454 | 1 | 03/03/2026 | ☆ |
| 14626 | Forest Capital Operating Company Llc CRD 325514 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $143M | 155 | 247 | 4 | 07/07/2026 | ☆ |
| 14627 | Rivertree Wealth Llc CRD 329595 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $143M | 167 | 671 | 6 | 09/17/2026 | ☆ |
| 14628 | Pcg Asset Management, Llc CRD 148208 | Gladstone, NJ | Wealth Manager · Small ($100M–$1B) | $143M | 109 | 198 | 5 | 03/30/2026 | ☆ |
| 14629 | S. R. Schill & Associates, Inc. CRD 105864 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $143M | 195 | 607 | 6 | 03/10/2026 | ☆ |
| 14630 | Verus Wealth Management, Llc CRD 323130 | De Pere, WI | Wealth Manager · Small ($100M–$1B) | $143M | 59 | 189 | 1 | 07/31/2026 | ☆ |
| 14631 | Blank Equity Management Llc CRD 153570 | Port Washington, NY | Wealth Manager · Small ($100M–$1B) | $143M | 170 | 361 | 2 | 01/22/2026 | ☆ |
| 14632 | Gerstemeier Financial Group,Llc CRD 127052 | Wealth Manager · Small ($100M–$1B) | $143M | 75 | 229 | 2 | 03/02/2026 | ☆ | |
| 14633 | Byrne & Company Wealth Management, Llc CRD 160581 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $143M | 137 | 438 | 2 | 05/18/2026 | ☆ |
| 14634 | Featheringill Capital, Llc CRD 299523 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $143M | 6 | 6 | 6 | 03/17/2026 | ☆ |
| 14635 | Tcm Advisors, Llc CRD 147445 | Wealth Manager · Small ($100M–$1B) | $143M | 212 | 214 | 1 | 03/31/2026 | ☆ | |
| 14636 | Stone Wealth Partners Llc CRD 308429 | Lafayette, LA | Insurance-Affiliated · Small ($100M–$1B) | $143M | 375 | 750 | 6 | 09/24/2026 | ☆ |
| 14637 | Appian Way Financial Llc CRD 168109 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $143M | 104 | 316 | 1 | 03/23/2026 | ☆ |
| 14638 | Applied Fundamental Research, Llc CRD 167645 | Cambridge, MA | Private Fund Manager · Small ($100M–$1B) | $143M | 9 | 7 | 5 | 04/06/2026 | ☆ |
| 14639 | En Enterprises, Llc CRD 337964 | North Liberty, IA | Wealth Manager · Small ($100M–$1B) | $143M | 202 | 205 | 2 | 03/13/2026 | ☆ |
| 14640 | Ultra Advisory Group Llc CRD 338775 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $143M | 75 | 302 | 1 | 08/31/2026 | ☆ |
| 14641 | Brett Josey Wealth Management Llc CRD 107870 | Wealth Manager · Small ($100M–$1B) | $143M | 23 | 59 | 2 | 03/02/2026 | ☆ | |
| 14642 | Kopion Asset Management, Llc CRD 152693 | Mckinney, TX | Multi-Family Office · Small ($100M–$1B) | $143M | 14 | 14 | 2 | 02/06/2026 | ☆ |
| 14643 | Personalized Financial Solutions Llc CRD 306475 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $143M | 144 | 505 | 4 | 09/15/2026 | ☆ |
| 14644 | Vcp Financial Llc CRD 167901 | Staten Island, NY | Wealth Manager · Small ($100M–$1B) | $143M | 411 | 411 | 5 | 02/12/2026 | ☆ |
| 14645 | Stephen J. Garry & Associates, Llc CRD 295068 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $143M | 300 | 441 | 4 | 03/24/2026 | ☆ |
| 14646 | Vista Cima Wealth Management Llc CRD 304672 | Wealth Manager · Small ($100M–$1B) | $143M | 266 | 687 | 3 | 03/11/2026 | ☆ | |
| 14647 | Rittmann Capital Management Co CRD 108762 | Moraga, CA | Wealth Manager · Small ($100M–$1B) | $142M | 44 | 228 | 1 | 01/09/2026 | ☆ |
| 14648 | Strategy, Inc. CRD 290104 | Lubbock, TX | Insurance-Affiliated · Small ($100M–$1B) | $142M | 194 | 542 | 5 | 02/04/2026 | ☆ |
| 14649 | Castleton Partners, Llc CRD 140873 | Wealth Manager · Small ($100M–$1B) | $142M | 16 | 24 | 1 | 04/17/2026 | ☆ | |
| 14650 | Rj Patterson Capital Investment Group Inc. CRD 281752 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $142M | 197 | 521 | 5 | 06/02/2026 | ☆ |