Midwest Financial Network, Llc
- Regulatory AUM
- $142M
- Discretionary
- $142M
- Clients
- 218
- Avg AUM / client
- $651K
- Accounts
- 537
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 138 | $43.6M | 30.7% |
| High net worth individuals | 80 | $98.2M | 69.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $44.5K | 0.03% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | Fewer than 5 clients | $0 | — |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raymond Joseph Kozicki | Partner/Chief Compliance Officer/Portfolio Manager/Managing Member | Mar 2019 (7y) | 50% – 75% | |
| Ryan Edward Biniak | Partner/Assistant Portfolio Manager/Operations Manager | Mar 2019 (7y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/14/2026 | 974 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Interactive Brokers $142M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 14, 2026.
View current Form ADV (SEC/IAPD) ↗