Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14501 | Wellington Altus Usa Inc. CRD 297314 | Winnipeg, Manitoba | Wealth Manager · Small ($100M–$1B) | $146M | 233 | 265 | 59 | 06/29/2026 | ☆ |
| 14502 | Cura & Senectus Investment Ag CRD 294103 | Vaduz, Vaduz | Private Fund Manager · Small ($100M–$1B) | $146M | 15 | 20 | 8 | 02/18/2026 | ☆ |
| 14503 | West Tower Group, Llc CRD 323520 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $146M | 4 | 4 | 8 | 09/23/2026 | ☆ |
| 14504 | Guncheon Financial Llc CRD 277091 | Dubuque, IA | Wealth Manager · Small ($100M–$1B) | $146M | 1,258 | 1,878 | 4 | 07/14/2026 | ☆ |
| 14505 | Kruse Asset Management, Llc CRD 143204 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $146M | 189 | 519 | 2 | 03/26/2026 | ☆ |
| 14506 | Westbound Equity Management, Llc CRD 306955 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $146M | 5 | 5 | 5 | 01/23/2026 | ☆ |
| 14507 | Fmb Retirement Services CRD 164571 | Westlake Village, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $146M | 45 | 85 | 12 | 03/05/2026 | ☆ |
| 14508 | Jefferson Bridge Capital, Llc CRD 325636 | Nashville, TN | Endowment & Foundation Advisor · Small ($100M–$1B) | $146M | 27 | 42 | 3 | 01/28/2026 | ☆ |
| 14509 | N CRD 104890 | Wealth Manager · Small ($100M–$1B) | $146M | 229 | 329 | 2 | 06/09/2025 | ☆ | |
| 14510 | Manna Wealth Management Inc. CRD 332313 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $146M | 614 | 615 | 2 | 03/25/2026 | ☆ |
| 14511 | Peterson Investment Management Inc CRD 105634 | Wealth Manager · Small ($100M–$1B) | $146M | 70 | 162 | 2 | 09/03/2026 | ☆ | |
| 14512 | N CRD 134667 | Wealth Manager · Small ($100M–$1B) | $146M | 146 | 466 | 1 | 01/16/2025 | ☆ | |
| 14513 | Ankerstar Wealth, Llc CRD 170819 | Leander, TX | Wealth Manager · Small ($100M–$1B) | $146M | 310 | 881 | 8 | 08/31/2026 | ☆ |
| 14514 | Core Alpha, Inc. CRD 119635 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $146M | 321 | 858 | 3 | 03/24/2026 | ☆ |
| 14515 | Campbell Asset Management, Llc CRD 125052 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $146M | 171 | 416 | 4 | 08/04/2026 | ☆ |
| 14516 | Millennial Wealth Advisors, Llc CRD 174201 | Investment Adviser · Small ($100M–$1B) | $146M | 45 | 49 | 2 | 04/16/2026 | ☆ | |
| 14517 | Mfg Wealth Management, Inc. CRD 125963 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $146M | 327 | 909 | 4 | 08/21/2026 | ☆ |
| 14518 | Ardenwood Advisors, Llc CRD 337412 | Wealth Manager · Small ($100M–$1B) | $146M | 12 | 30 | 3 | 07/10/2026 | ☆ | |
| 14519 | Mercantile Advisors I, Llc CRD 165094 | Wichita Falls, TX | Wealth Manager · Small ($100M–$1B) | $146M | 71 | 71 | 3 | 04/30/2026 | ☆ |
| 14520 | Fc Wealth, Inc. CRD 333296 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $146M | 160 | 393 | 2 | 02/25/2026 | ☆ |
| 14521 | Alpha Capital Advisors, Inc. CRD 138825 | Bangor, ME | Insurance-Affiliated · Small ($100M–$1B) | $146M | 294 | 504 | 6 | 03/19/2026 | ☆ |
| 14522 | Kmf Investments Management, Llc CRD 146210 | Private Fund Manager · Small ($100M–$1B) | $146M | 59 | 59 | 4 | 08/07/2026 | ☆ | |
| 14523 | North Compass Financial Advisors, Llc CRD 146626 | Grand Rapids, MN | Insurance-Affiliated · Small ($100M–$1B) | $146M | 308 | 600 | 4 | 09/16/2026 | ☆ |
| 14524 | The Stewardship Center,Inc. CRD 112626 | Endowment & Foundation Advisor · Small ($100M–$1B) | $146M | 69 | 69 | 2 | 02/03/2026 | ☆ | |
| 14525 | Cornerstone Wealth Partners, Llc CRD 146602 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $146M | 429 | 1,273 | 15 | 08/20/2026 | ☆ |
| 14526 | Ki Capital Wealth Management Us Llc CRD 317738 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $146M | 101 | 101 | 5 | 07/14/2026 | ☆ |
| 14527 | Scalebuilder, Llc CRD 313276 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $146M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14528 | Bluewater Wealth Advisors, Llc CRD 330078 | Vestavia Hills, AL | Wealth Manager · Small ($100M–$1B) | $146M | 27 | 90 | 3 | 03/23/2026 | ☆ |
| 14529 | N CRD 126238 | Wealth Manager · Small ($100M–$1B) | $146M | 39 | 162 | 1 | 01/08/2025 | ☆ | |
| 14530 | Blueprint Wealth Management, Llc CRD 169997 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $146M | 1,282 | 2,877 | 19 | 08/31/2026 | ☆ |
| 14531 | Summit Hill Wealth Management, Llc CRD 296740 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $146M | 62 | 204 | 4 | 02/04/2026 | ☆ |
| 14532 | Cornerstone Wealth Advisors, Inc. CRD 309544 | Carlsbad, CA | Insurance-Affiliated · Small ($100M–$1B) | $146M | 157 | 425 | 4 | 02/13/2026 | ☆ |
| 14533 | N CRD 283176 | Private Fund Manager · Small ($100M–$1B) | $146M | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 14534 | Somerset Group Llc CRD 160282 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $146M | 58 | 161 | 3 | 03/19/2026 | ☆ |
| 14535 | The Sher Wealth Management Group, Inc. CRD 172369 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $146M | 56 | 146 | 2 | 01/15/2026 | ☆ |
| 14536 | Owlhouse Capital Lp CRD 328210 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $146M | 2 | 2 | 2 | 03/31/2026 | ☆ |
| 14537 | October Effect Ltd. CRD 281369 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $146M | 597 | 597 | 4 | 06/25/2026 | ☆ |
| 14538 | N CRD 306298 | Wealth Manager · Small ($100M–$1B) | $146M | 318 | 576 | 10 | 03/14/2025 | ☆ | |
| 14539 | Ascendor Wealth, Llc CRD 148969 | Wilmington, NC | Insurance-Affiliated · Small ($100M–$1B) | $146M | 140 | 402 | 6 | 07/03/2026 | ☆ |
| 14540 | Chapman & Chapman Advisors Llc CRD 122655 | Chagrin Falls, OH | Wealth Manager · Small ($100M–$1B) | $146M | 270 | 473 | 3 | 03/13/2026 | ☆ |
| 14541 | Humble Capital Management Llc CRD 158115 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $146M | 46 | 81 | 2 | 02/26/2026 | ☆ |
| 14542 | The Musuneggi Financial Group, Llc CRD 334574 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $146M | 795 | 795 | 4 | 08/14/2026 | ☆ |
| 14543 | Spyrnal Wealth Management, Llc CRD 299957 | Bokeelia, FL | Wealth Manager · Small ($100M–$1B) | $146M | 387 | 390 | 4 | 03/20/2026 | ☆ |
| 14544 | N CRD 131216 | Wealth Manager · Small ($100M–$1B) | $145M | 79 | 189 | 2 | 03/06/2026 | ☆ | |
| 14545 | The Practical Planner, Llc CRD 130601 | Groton, MA | Wealth Manager · Small ($100M–$1B) | $145M | 66 | 66 | 2 | 02/26/2026 | ☆ |
| 14546 | Gullane Capital, Llc CRD 313464 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $145M | 13 | 13 | 2 | 05/05/2026 | ☆ |
| 14547 | Capital Management Services, Inc. CRD 118260 | Manchester, MO | Wealth Manager · Small ($100M–$1B) | $145M | 242 | 242 | 6 | 03/19/2026 | ☆ |
| 14548 | Blue Wealth Inc. CRD 330324 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $145M | 324 | 908 | 11 | 02/26/2026 | ☆ |
| 14549 | Stapp Wealth Management, Pllc CRD 116553 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $145M | 215 | 215 | 3 | 06/04/2026 | ☆ |
| 14550 | Daniel Krug & Associates, Inc. CRD 298532 | Clarkston, MI | Insurance-Affiliated · Small ($100M–$1B) | $145M | 192 | 1,128 | 7 | 03/25/2026 | ☆ |