Wellington Altus Usa Inc.
- Regulatory AUM
- $146M
- Discretionary
- $146M
- Clients
- 233
- Avg AUM / client
- $628K
- Accounts
- 265
- Employees
- 59
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 197 | $40.4M | 27.6% |
| High net worth individuals | 36 | $106M | 72.4% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Spiring, Charles, Douglas | Shareholder | Oct 2016 (10y) | GP / trustee / elected manager of Wellington Altus Financial Inc. (indirect) | |
| Shilton, Kimberly, Diane | Chief Compliance Officer | May 2022 (4y) | Less than 5% | |
| Hauser, Shaun, Gregory | Director | Dec 2022 (4y) | Less than 5% | |
| Stewner, Dennis | Executive Vice President And Chief Financial Officer | Mar 2023 (3y) | Less than 5% | |
| Laferriere, Francis, Henry Xavier | President, Wausa, Executive Vice President, Digital Strategy & Compliance, Wafi | Jul 2023 (3y) | Less than 5% | |
| George Gordon Love | Registered representative | Nov 2025 (1y) | ||
| Keith Leslie Dyck | Registered representative | Nov 2025 (1y) | ||
| David Craig Stovel | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wellington Altus Financial Inc. | Sole Shareholder | May 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- RBC $146M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗