Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14451 | Tuve Investment Management, Inc. CRD 226702 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $148M | 523 | 1,372 | 6 | 04/20/2026 | ☆ |
| 14452 | Flyover Capital Partners, Llc CRD 173709 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $148M | 7 | 7 | 8 | 09/03/2026 | ☆ |
| 14453 | Financial Avenues Llc CRD 153458 | Wealth Manager · Small ($100M–$1B) | $148M | 97 | 409 | 4 | 03/31/2026 | ☆ | |
| 14454 | Awh Capital, L.P. CRD 146740 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $148M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 14455 | Plan2 Thrive Financial, Llc CRD 317005 | Eldridge, IA | Wealth Manager · Small ($100M–$1B) | $148M | 245 | 766 | 4 | 02/17/2026 | ☆ |
| 14456 | Stembrook Asset Management, Llc CRD 144116 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $148M | 37 | 153 | 2 | 03/31/2026 | ☆ |
| 14457 | Renaissance Holdings, Llc CRD 175254 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $147M | 343 | 343 | 3 | 07/30/2026 | ☆ |
| 14458 | Chung Wu Investment Group, Llc CRD 170362 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $147M | 127 | 215 | 2 | 04/10/2026 | ☆ |
| 14459 | Peachcap Tax & Advisory, Llc CRD 158729 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $147M | 248 | 598 | 4 | 02/17/2026 | ☆ |
| 14460 | Edmp, Inc. CRD 110248 | Lutz, FL | Wealth Manager · Small ($100M–$1B) | $147M | 115 | 183 | 3 | 03/05/2026 | ☆ |
| 14461 | Blue Bear Financial, Llc CRD 331226 | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 554 | 6 | 09/23/2026 | ☆ | |
| 14462 | Fit Asset Management, Llc CRD 281494 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $147M | 214 | 635 | 3 | 03/23/2026 | ☆ |
| 14463 | Outlook Capital Management, Llc CRD 132339 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $147M | 90 | 169 | 2 | 03/16/2026 | ☆ |
| 14464 | Chelsea Advisory Services, Inc CRD 150791 | Staten Island, NY | Wealth Manager · Small ($100M–$1B) | $147M | 552 | 547 | 30 | 08/18/2026 | ☆ |
| 14465 | Rabe Investment Consulting Group CRD 316029 | Richfield, OH | Wealth Manager · Small ($100M–$1B) | $147M | 142 | 376 | 3 | 09/24/2026 | ☆ |
| 14466 | Horizon Wealth Investment Solutions Llc CRD 333752 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 485 | 7 | 07/27/2026 | ☆ |
| 14467 | Cross Border Financial Planning Usa Llc CRD 317154 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $147M | 166 | 407 | 3 | 09/14/2026 | ☆ |
| 14468 | Burgess Investment Group, Llc CRD 318698 | Greenville, SC | Insurance-Affiliated · Small ($100M–$1B) | $147M | 864 | 864 | 26 | 09/14/2026 | ☆ |
| 14469 | Wealthpoint Financial Llc CRD 332312 | Cramerton, NC | Wealth Manager · Small ($100M–$1B) | $147M | 380 | 979 | 7 | 03/31/2026 | ☆ |
| 14470 | Spark Financial Advisors, Llc CRD 296914 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $147M | 164 | 624 | 7 | 03/17/2026 | ☆ |
| 14471 | Cross Shore Capital Management, Llc CRD 136650 | Great Neck, NY | Private Fund Manager · Small ($100M–$1B) | $147M | 6 | 6 | 5 | 03/23/2026 | ☆ |
| 14472 | Elite Life Management Llc CRD 310917 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $147M | 91 | 279 | 4 | 11/12/2025 | ☆ |
| 14473 | Entelevest, Llc CRD 318115 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $147M | 162 | 280 | 3 | 03/06/2026 | ☆ |
| 14474 | Global Wealth Strategies Llc CRD 127059 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $147M | 35 | 35 | 1 | 04/06/2026 | ☆ |
| 14475 | N CRD 342436 | Investment Adviser · Small ($100M–$1B) | $147M | 5 | 5 | 1 | 09/23/2026 | ☆ | |
| 14476 | The Wealth Advisory Team, Llc CRD 124957 | Bellevue, KY | Wealth Manager · Small ($100M–$1B) | $147M | 170 | 533 | 6 | 02/02/2026 | ☆ |
| 14477 | Heritage Capital, Llc CRD 127650 | Woodbridge, CT | Wealth Manager · Small ($100M–$1B) | $147M | 146 | 137 | 3 | 03/06/2026 | ☆ |
| 14478 | Koon Financial Planning & Consulting, Llc CRD 126051 | Greenwood, IN | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 163 | 2 | 03/10/2026 | ☆ |
| 14479 | Proficient Wealth Counselors, Llc CRD 152640 | Norwood, MA | Wealth Manager · Small ($100M–$1B) | $147M | 189 | 614 | 1 | 09/30/2026 | ☆ |
| 14480 | Bwa, Llc CRD 154878 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $147M | 60 | 230 | 1 | 01/28/2026 | ☆ |
| 14481 | Clf Asset Management, Inc. CRD 284060 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $147M | 386 | 1,160 | 5 | 03/02/2026 | ☆ |
| 14482 | Hobbs Wealth Management, Llc CRD 325374 | Zionsville, IN | Wealth Manager · Small ($100M–$1B) | $147M | 194 | 631 | 6 | 03/04/2026 | ☆ |
| 14483 | Artience Capital Management, Llc CRD 150762 | Wealth Manager · Small ($100M–$1B) | $147M | 34 | 118 | 1 | 03/26/2026 | ☆ | |
| 14484 | Money Managers, Inc. CRD 104529 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $147M | 365 | 602 | 5 | 04/06/2026 | ☆ |
| 14485 | Larsen, Glen Allen CRD 118496 | Salt Lake City, UT | Insurance-Affiliated · Small ($100M–$1B) | $147M | 79 | 193 | 1 | 03/30/2026 | ☆ |
| 14486 | Wealthgen Advisors, Llc CRD 306196 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $147M | 106 | 621 | 2 | 08/30/2026 | ☆ |
| 14487 | Stone Steps Financial, Llc CRD 175289 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $147M | 138 | 613 | 6 | 03/24/2026 | ☆ |
| 14488 | N CRD 286125 | Wealth Manager · Small ($100M–$1B) | $147M | 21 | 21 | 1 | 02/23/2025 | ☆ | |
| 14489 | Lucien Stirling & Gray Advisory Group Inc CRD 112641 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $147M | 147 | 574 | 5 | 03/11/2026 | ☆ |
| 14490 | Fp Strategies Llc CRD 337701 | San Juan, PR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $147M | 1 | 1 | 8 | 06/15/2026 | ☆ |
| 14491 | Moelis Capital Partners Llc CRD 154219 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $147M | 7 | 7 | 1 | 06/11/2026 | ☆ |
| 14492 | Pinnacle Strategic Wealth Management, Llc. CRD 155652 | King Of Prussia, PA | Insurance-Affiliated · Small ($100M–$1B) | $146M | 501 | 501 | 2 | 10/01/2026 | ☆ |
| 14493 | Mfg Investments, Llc CRD 125122 | Medford, NJ | Wealth Manager · Small ($100M–$1B) | $146M | 344 | 515 | 5 | 04/21/2026 | ☆ |
| 14494 | Paramount Associates Wealth Management, Llc CRD 288537 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $146M | 193 | 518 | 3 | 03/31/2026 | ☆ |
| 14495 | Ulta Wealth Management, Llc CRD 310879 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $146M | 27 | 31 | 1 | 02/09/2026 | ☆ |
| 14496 | J. Mark Nickell & Co. CRD 111635 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $146M | 49 | 174 | 3 | 03/18/2026 | ☆ |
| 14497 | The Wealth Advantage Group, Inc. CRD 122231 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $146M | 135 | 516 | 3 | 03/05/2026 | ☆ |
| 14498 | Fort Advisors Inc CRD 299243 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $146M | 414 | 713 | 3 | 03/28/2026 | ☆ |
| 14499 | Bird Rock Asset Management, Lp. CRD 138872 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $146M | 211 | 425 | 6 | 03/26/2026 | ☆ |
| 14500 | Essex Ridge Capital Group, Llc CRD 145795 | St. Louis, MO | Multi-Family Office · Small ($100M–$1B) | $146M | 7 | 51 | 2 | 02/11/2026 | ☆ |