North Compass Financial Advisors, Llc
- Regulatory AUM
- $146M
- Discretionary
- $146M
- Clients
- 308
- Avg AUM / client
- $474K
- Accounts
- 600
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 268 | $73.6M | 50.4% |
| High net worth individuals | 40 | $63.1M | 43.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $9.3M | 6.35% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pogatchnik, Bruce | President | Mar 2007 (19y) | ≈ 12.5% – 37.5% via Northview Bank | |
| Carlson, Ronald, Dean | Chief Financial Advisor | Mar 2008 (18y) | GP / trustee / elected manager of Northview Bank (indirect) | |
| Dale Alan Anich | Chief Compliance Officer | Apr 2008 (18y) | ≈ 12.5% – 37.5% via North Compass Financial Advisors, Inc. | |
| Raymond Lee Nikkel | Managing Member | Apr 2008 (18y) | ≈ 12.5% – 37.5% via North Compass Financial Advisors, Inc. | |
| Shane Patrick Skelly | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Northview Bank | Managing Member | Apr 2008 | A | 50% – 75% |
| North Compass Financial Advisors, Inc. | Owner | Apr 2008 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pogatchnik, Bruce: 25% – 50% of Northview Bank × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Dale Alan Anich: 50% – 75% of North Compass Financial Advisors, Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Raymond Lee Nikkel: 50% – 75% of North Compass Financial Advisors, Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $137M (94% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗