Ascendor Wealth, Llc
- Regulatory AUM
- $146M
- Discretionary
- $146M
- Clients
- 140
- Avg AUM / client
- $1.0M
- Accounts
- 402
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 101 | $41.2M | 28.3% |
| High net worth individuals | 34 | $100M | 68.8% |
| Pension and profit sharing plans | 5 | $4.3M | 2.94% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ricky Graves | Registered representative | CFP | Feb 2009 (17y) | |
| Brandon Thomas Dembowiak | Registered representative | CFP | Aug 2009 (17y) | |
| Keith Lyman Carter | Registered representative | CFP | Feb 2011 (15y) | |
| Kevin Todd May | Registered representative | Aug 2014 (12y) | ||
| Charles Nathan Goings | Registered representative | CFP | Sep 2020 (6y) | |
| Jared Kincaid Graves | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/03/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Sei Investments Distribution Co. $141M (97% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 03, 2026.
View current Form ADV (SEC/IAPD) ↗