Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14401 | N CRD 154003 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $150M | 2 | 2 | 3 | 03/31/2025 | ☆ | |
| 14402 | Clarity Financial Advisors Llc CRD 323321 | St. Petersburg, FL | Insurance-Affiliated · Small ($100M–$1B) | $150M | 992 | 2,210 | 9 | 09/21/2026 | ☆ |
| 14403 | Oakmont Advisory Group, Llc CRD 158890 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $150M | 476 | 1,146 | 7 | 05/26/2026 | ☆ |
| 14404 | Purewater Capital, Llc CRD 166154 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $149M | 237 | 512 | 5 | 04/29/2026 | ☆ |
| 14405 | Monson Wealth Management, Inc. CRD 169857 | Kennewick, WA | Wealth Manager · Small ($100M–$1B) | $149M | 364 | 822 | 3 | 03/31/2026 | ☆ |
| 14406 | Fund Advisors Of America Inc CRD 112567 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $149M | 585 | 585 | 3 | 02/26/2026 | ☆ |
| 14407 | N CRD 167729 | Institutional / Pension Advisor · Small ($100M–$1B) | $149M | 14 | 17 | 1 | 01/21/2025 | ☆ | |
| 14408 | Cardenas Asset Management, Llc CRD 114943 | Wealth Manager · Small ($100M–$1B) | $149M | 185 | 385 | 1 | 03/04/2026 | ☆ | |
| 14409 | Bellingham Capital Management, Inc. CRD 151684 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $149M | 252 | 594 | 5 | 08/18/2026 | ☆ |
| 14410 | Chamonix Partners Capital Management Llc CRD 318867 | New York, NY | Investment Adviser · Small ($100M–$1B) | $149M | 1 | 1 | 3 | 03/27/2026 | ☆ |
| 14411 | Sidoxia Capital Management, Llc CRD 145969 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $149M | 108 | 269 | 2 | 06/09/2026 | ☆ |
| 14412 | Harborfront Financial Llc CRD 331763 | Ludington, MI | Wealth Manager · Small ($100M–$1B) | $149M | 604 | 781 | 6 | 03/23/2026 | ☆ |
| 14413 | Brookline Wealth, Llc CRD 322787 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $149M | 32 | 178 | 6 | 03/27/2026 | ☆ |
| 14414 | Vis Advisors, Lp CRD 240786 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $149M | 4 | 4 | 3 | 03/02/2026 | ☆ |
| 14415 | Preston F. Sanders, Chfc, Llc CRD 125741 | Watkinsville, GA | Wealth Manager · Small ($100M–$1B) | $149M | 410 | 699 | 3 | 03/23/2026 | ☆ |
| 14416 | Harvest Financial Partners, Llc CRD 146162 | Paoli, PA | Wealth Manager · Small ($100M–$1B) | $149M | 147 | 383 | 2 | 08/25/2026 | ☆ |
| 14417 | Compass Financial Group, Inc. CRD 130867 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $149M | 158 | 158 | 4 | 02/09/2026 | ☆ |
| 14418 | Column Park Asset Management, Lp CRD 169730 | Cocoa Beach, FL | Private Fund Manager · Small ($100M–$1B) | $149M | 6 | 6 | 4 | 03/31/2026 | ☆ |
| 14419 | Sandena, Inc. CRD 322947 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $149M | 287 | 675 | 7 | 03/03/2026 | ☆ |
| 14420 | Wagner Wealth Management, Corp. CRD 324196 | Conyngham, PA | Wealth Manager · Small ($100M–$1B) | $149M | 261 | 850 | 5 | 03/23/2026 | ☆ |
| 14421 | Peerless Wealth Llc CRD 305807 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $149M | 220 | 421 | 4 | 08/20/2026 | ☆ |
| 14422 | Quantum Financial Partners Llc CRD 138112 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $149M | 395 | 534 | 9 | 09/04/2026 | ☆ |
| 14423 | Beacon Hill Wealth Management Ltd CRD 325860 | Victoria, Bc | Wealth Manager · Small ($100M–$1B) | $149M | 180 | 258 | 6 | 09/17/2026 | ☆ |
| 14424 | Curtis Wealth Management Llc CRD 312245 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $149M | 105 | 303 | 2 | 03/23/2026 | ☆ |
| 14425 | Sonnet, Llc CRD 282882 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $148M | 269 | 484 | 4 | 03/25/2026 | ☆ |
| 14426 | Accumulator Operations Llc CRD 341270 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $148M | 12 | 12 | 29 | 04/01/2026 | ☆ |
| 14427 | Arborfi Advisors, Llc CRD 305009 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $148M | 101 | 362 | 2 | 02/16/2026 | ☆ |
| 14428 | Prestige Wealth Management, Inc. CRD 336264 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $148M | 297 | 881 | 9 | 06/23/2026 | ☆ |
| 14429 | Dellora Investments Lp CRD 310885 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $148M | 5 | 6 | 4 | 09/15/2026 | ☆ |
| 14430 | Townsend Financial Planning, Llc CRD 141571 | Mt. Sterling, KY | Wealth Manager · Small ($100M–$1B) | $148M | 160 | 579 | 6 | 05/12/2026 | ☆ |
| 14431 | Tsai Capital Corporation CRD 137578 | Wealth Manager · Small ($100M–$1B) | $148M | 52 | 57 | 3 | 05/26/2026 | ☆ | |
| 14432 | Tax Efficient Asset Management Solution, Inc. CRD 146778 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $148M | 87 | 203 | 5 | 09/18/2026 | ☆ |
| 14433 | Skyline Financial Northwest Llc CRD 146844 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 610 | 3 | 03/29/2026 | ☆ |
| 14434 | H. S. Dreher Capital Management, Llc CRD 104537 | Southern Pines, NC | Wealth Manager · Small ($100M–$1B) | $148M | 184 | 496 | 2 | 02/13/2026 | ☆ |
| 14435 | Quorus Inc. CRD 323161 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $148M | 174 | 240 | 7 | 06/09/2026 | ☆ |
| 14436 | Hundredfold Advisors, Llc CRD 131854 | Virginia Beach, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $148M | 1 | 1 | 2 | 03/19/2026 | ☆ |
| 14437 | Stavis Wealth Transfer Solutions, Llc CRD 328185 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $148M | 21 | 39 | 6 | 03/23/2026 | ☆ |
| 14438 | Mueller Wealth, Llc CRD 306943 | Mishicot, WI | Insurance-Affiliated · Small ($100M–$1B) | $148M | 395 | 936 | 5 | 08/28/2026 | ☆ |
| 14439 | Nich Capital Partners, Inc. CRD 159260 | Wealth Manager · Small ($100M–$1B) | $148M | 69 | 109 | 2 | 06/04/2026 | ☆ | |
| 14440 | Broadwing Capital Advisors, Inc. CRD 127513 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $148M | 63 | 66 | 2 | 02/03/2026 | ☆ |
| 14441 | Axia Wealth Management Inc CRD 155890 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $148M | 163 | 484 | 3 | 07/14/2026 | ☆ |
| 14442 | Mission Hill Advisors, Llc CRD 171866 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $148M | 24 | 119 | 1 | 02/27/2026 | ☆ |
| 14443 | Total Wealth Solutions, Inc. CRD 327794 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $148M | 82 | 155 | 2 | 05/05/2026 | ☆ |
| 14444 | Barrett Wealth Connection Llc CRD 161020 | Spring Grove, IL | Wealth Manager · Small ($100M–$1B) | $148M | 177 | 419 | 2 | 02/06/2026 | ☆ |
| 14445 | Paller Financial Services, Inc. CRD 161531 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $148M | 161 | 453 | 6 | 02/03/2026 | ☆ |
| 14446 | Geovest Advisors Inc CRD 105906 | Fairport, NY | Wealth Manager · Small ($100M–$1B) | $148M | 150 | 244 | 6 | 02/27/2026 | ☆ |
| 14447 | Perkins Capital Management Inc CRD 105028 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 138 | 9 | 07/24/2026 | ☆ |
| 14448 | Bulwark Capital Corporation CRD 139266 | Wealth Manager · Small ($100M–$1B) | $148M | 71 | 201 | 2 | 02/09/2026 | ☆ | |
| 14449 | Fairfax Global Investment Management Llc CRD 314171 | Investment Adviser · Small ($100M–$1B) | $148M | 277 | 277 | 7 | 08/25/2026 | ☆ | |
| 14450 | Catchment Capital, L.P. CRD 335631 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $148M | 3 | 3 | 8 | 08/25/2026 | ☆ |