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Investment Adviser · Small ($100M–$1B)
CRD 342436
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ADV data as of Sep 23, 2026
- Regulatory AUM
- $147M
- Discretionary
- $40.0M
- Clients
- 5
- Avg AUM / client
- $29.4M
- Accounts
- 5
- Employees
- 1
AUM over time
$147M
$147M
May 20, 2026
Sep 23, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $40.0M | 27.2% |
| Other | 4 | $107M | 72.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COST PLUS BASIS
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Equity Bank Bahamas Limited $107M (73% of AUM) Sep 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 23, 2026.