Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14351 | Veteri Place Corporation CRD 160664 | Parsippany, NJ | Private Fund Manager · Small ($100M–$1B) | $151M | 6 | 6 | 2 | 03/30/2026 | ☆ |
| 14352 | Provision Asset, Llc CRD 282183 | Wealth Manager · Small ($100M–$1B) | $151M | 463 | 1,013 | 6 | 05/07/2026 | ☆ | |
| 14353 | Veritas Wealth Partners, Llc CRD 312247 | Wealth Manager · Small ($100M–$1B) | $151M | 41 | 123 | 2 | 03/31/2026 | ☆ | |
| 14354 | Unified Investment Management, Llc CRD 326056 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $151M | 89 | 263 | 2 | 01/28/2026 | ☆ |
| 14355 | Old Bridge Wealth, Inc CRD 332180 | Syosset, NY | Wealth Manager · Small ($100M–$1B) | $151M | 296 | 296 | 6 | 09/28/2026 | ☆ |
| 14356 | Aureum Wealth Management, Llc CRD 272027 | North Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $151M | 91 | 248 | 4 | 04/17/2026 | ☆ |
| 14357 | Csp Financial Group Llc CRD 310819 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $151M | 397 | 1,008 | 21 | 09/11/2026 | ☆ |
| 14358 | Marathon Wealth Management, Inc. CRD 289119 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $151M | 65 | 200 | 2 | 05/05/2026 | ☆ |
| 14359 | Schultz Financial Management Corporation CRD 132063 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $150M | 89 | 89 | 1 | 06/10/2026 | ☆ |
| 14360 | Poulos Advisors, Inc. CRD 141905 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $150M | 121 | 319 | 3 | 02/05/2026 | ☆ |
| 14361 | North Woods Asset Management Llc CRD 226575 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $150M | 194 | 679 | 2 | 03/14/2026 | ☆ |
| 14362 | 1015 Capital Partners, Llc CRD 328453 | Wealth Manager · Small ($100M–$1B) | $150M | 18 | 57 | 2 | 09/16/2026 | ☆ | |
| 14363 | Invidia Capital Management Lp CRD 331334 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 2 | 2 | 13 | 04/21/2026 | ☆ |
| 14364 | Optima Capital Management Llc CRD 306036 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $150M | 215 | 427 | 4 | 04/22/2026 | ☆ |
| 14365 | Titletown Wealth Management, Llc CRD 307752 | Green Bay, WI | Wealth Manager · Small ($100M–$1B) | $150M | 459 | 731 | 2 | 02/09/2026 | ☆ |
| 14366 | Auerbach Investment Services, Llc CRD 290041 | Narberth, PA | Insurance-Affiliated · Small ($100M–$1B) | $150M | 60 | 112 | 2 | 05/15/2026 | ☆ |
| 14367 | Atlantis Wealth Advisors Llc CRD 169956 | Maumee, OH | Insurance-Affiliated · Small ($100M–$1B) | $150M | 338 | 775 | 4 | 03/24/2026 | ☆ |
| 14368 | Icom Advisors, Llc CRD 156386 | Wealth Manager · Small ($100M–$1B) | $150M | 423 | 269 | 4 | 03/31/2026 | ☆ | |
| 14369 | Miura Global Management, Llc CRD 161017 | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 6 | 06/08/2026 | ☆ | |
| 14370 | Mz Capital Management, Llc CRD 134726 | Wealth Manager · Small ($100M–$1B) | $150M | 71 | 71 | 2 | 03/17/2026 | ☆ | |
| 14371 | 191 Godwin Associates, Inc D/B/A Godwin Capital Management CRD 124288 | Wyckoff, NJ | Wealth Manager · Small ($100M–$1B) | $150M | 319 | 314 | 2 | 02/10/2026 | ☆ |
| 14372 | Secondmarket Financial, Llc CRD 333332 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 25 | 25 | 19 | 07/09/2026 | ☆ |
| 14373 | Intentional Retirement, Llc CRD 310655 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $150M | 293 | 465 | 2 | 03/19/2026 | ☆ |
| 14374 | 37 Spruce Investment Partners, Llc CRD 340176 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $150M | 3 | 3 | 7 | 07/28/2026 | ☆ |
| 14375 | Felis Advantage, Lp CRD 335282 | Boston, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $150M | 3 | 4 | 5 | 02/25/2026 | ☆ |
| 14376 | Green Capital Private Wealth Llc CRD 323357 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $150M | 1 | 1 | 3 | 07/02/2026 | ☆ |
| 14377 | Lincoln Capital Advisers Llc CRD 335085 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 7 | 03/27/2026 | ☆ |
| 14378 | Paul D. Sippil & Associates, Llc CRD 154656 | Institutional / Pension Advisor · Small ($100M–$1B) | $150M | 34 | 34 | 1 | 08/15/2026 | ☆ | |
| 14379 | Retirement Strategy Advisors Llc CRD 341145 | Bend, OR | Multi-Family Office · Small ($100M–$1B) | $150M | 12 | 12 | 1 | 05/01/2026 | ☆ |
| 14380 | Union Capital Company CRD 110301 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $150M | 414 | 414 | 13 | 08/27/2026 | ☆ |
| 14381 | Vf Advisors, Llc CRD 334305 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 10 | 03/13/2026 | ☆ |
| 14382 | Parrish Capital, Llc CRD 172783 | Kennesaw, GA | Wealth Manager · Small ($100M–$1B) | $150M | 238 | 410 | 3 | 03/28/2026 | ☆ |
| 14383 | A Smarter Way To Invest, Inc. CRD 166170 | Brighton, MI | Investment Adviser · Small ($100M–$1B) | $150M | 837 | 7 | 03/17/2026 | ☆ | |
| 14384 | Alpaca Vc Investment Management Llc CRD 317262 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 14 | 14 | 11 | 05/01/2026 | ☆ |
| 14385 | Cavalcade Capital Llc CRD 327292 | New York, NY | Wealth Manager · Small ($100M–$1B) | $150M | 41 | 2 | 06/05/2026 | ☆ | |
| 14386 | Financial Management Advisors, Inc. CRD 117442 | Tullahoma, TN | Wealth Manager · Small ($100M–$1B) | $150M | 525 | 525 | 1 | 02/24/2026 | ☆ |
| 14387 | Clearbrook Investment Solutions Llc CRD 155607 | New York, NY | Wealth Manager · Small ($100M–$1B) | $150M | 48 | 77 | 9 | 03/31/2026 | ☆ |
| 14388 | Schneider, Meredith Hall CRD 144166 | Wealth Manager · Small ($100M–$1B) | $150M | 37 | 205 | 1 | 03/20/2026 | ☆ | |
| 14389 | Financial Strategies, Inc. CRD 113097 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $150M | 199 | 560 | 7 | 09/15/2026 | ☆ |
| 14390 | Konektis Capital Management Lp CRD 327997 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 3 | 3 | 3 | 06/30/2026 | ☆ |
| 14391 | Fiduciary Capital Management Llc CRD 340618 | Cheyenne, WY | Insurance-Affiliated · Small ($100M–$1B) | $150M | 74 | 74 | 12 | 09/05/2026 | ☆ |
| 14392 | Legacy Capital Management, Limited Liability Company CRD 319078 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $150M | 229 | 546 | 3 | 10/01/2026 | ☆ |
| 14393 | White & Company Financial Planning, Inc. CRD 115326 | Sunnyside, WA | Wealth Manager · Small ($100M–$1B) | $150M | 307 | 669 | 4 | 03/25/2026 | ☆ |
| 14394 | Sonas Financial Group, Inc. CRD 122547 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $150M | 105 | 339 | 3 | 03/27/2026 | ☆ |
| 14395 | Keen Capital, Llc CRD 283597 | Wealth Manager · Small ($100M–$1B) | $150M | 62 | 295 | 2 | 03/27/2026 | ☆ | |
| 14396 | Portfolio Design Services, Llc CRD 131506 | River Falls, WI | Wealth Manager · Small ($100M–$1B) | $150M | 256 | 256 | 4 | 03/02/2026 | ☆ |
| 14397 | Allstreet Financial, Llc CRD 281661 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $150M | 90 | 212 | 2 | 08/13/2026 | ☆ |
| 14398 | Polaris Financial Planning, Llc. CRD 123035 | Wealth Manager · Small ($100M–$1B) | $150M | 129 | 129 | 1 | 01/06/2026 | ☆ | |
| 14399 | Second Summit Wealth Management, Llc CRD 317984 | Wealth Manager · Small ($100M–$1B) | $150M | 38 | 165 | 1 | 10/01/2026 | ☆ | |
| 14400 | Cmg Financial Consulting, Llc CRD 288359 | Wealth Manager · Small ($100M–$1B) | $150M | 118 | 453 | 4 | 09/15/2026 | ☆ |