Fairfax Global Investment Management Llc
- Regulatory AUM
- $148M
- Discretionary
- $148M
- Clients
- 277
- Avg AUM / client
- $533K
- Accounts
- 277
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 246 | $30.0M | 20.3% |
| High net worth individuals | 3 | $8.0M | 5.43% |
| Pension and profit sharing plans | 17 | $7.5M | 5.05% |
| Other investment advisers | 10 | $102M | 69.2% |
| Corporations and other businesses | 1 | $34.9K | 0.02% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Peter Hastings | Co Chief Executive Officer, Managing Member | Mar 2021 (5y) | Less than 5% | |
| Michael Anthony Mullen | Co Chief Executive Officer, Managing Member | Mar 2021 (5y) | Less than 5% | |
| Robert Xavier Reilly | Managing Member | Feb 2022 (5y) | Less than 5% | |
| Marcus Anthony Arneaud | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Paul George Dietrich | Registered representative | Apr 2023 (3y) | ||
| Lauren Marie Byrne | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| B. Riley Wealth Management Holdings, Inc. | Direct Owner | Mar 2021 | A | 75% or more |
| B. Riley Financial, Inc. | Parent | Jul 2017 | B | ≈ 56.25% – 100% via B. Riley Wealth Management Holdings, Inc. |
| Br Financial Holdings, Llc | Parent | Apr 2021 | B | ≈ 56.25% – 100% via B. Riley Wealth Management Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- B. Riley Financial, Inc.: 75% – 100% of B. Riley Wealth Management Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Br Financial Holdings, Llc: 75% – 100% of B. Riley Wealth Management Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 1.95 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Axos Clearing $25.1M (17% of AUM) May 2026
- Charles Schwab & Co. $15.8M (11% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗