Tsai Capital Corporation
- Regulatory AUM
- $148M
- Discretionary
- $148M
- Clients
- 52
- Avg AUM / client
- $2.9M
- Accounts
- 57
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.8M | 1.25% |
| High net worth individuals | 46 | $126M | 85.1% |
| Charitable organizations | Fewer than 5 clients | $119K | 0.08% |
| Corporations and other businesses | 6 | $20.2M | 13.6% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tsai, Christopher | President, Chief Investment Officer, And Chief Compliance Officer | Nov 1997 (29y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Stifel, Nicolaus & Company, Incorporated $91.1M (61% of AUM) May 2026
- Pershing $28.8M (19% of AUM) May 2026
- BNY Mellon $13.5M (9% of AUM) Mar 2022
- Bank Of America, National Association $11.9M (11% of AUM) Dec 2024
- Merrill Lynch $3.9M (7% of AUM) Mar 2019
- Interactive Brokers $814K (2% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗