Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14301 | Infinity Wealth Counsel, Llc CRD 171959 | Loveland, OH | Wealth Manager · Small ($100M–$1B) | $152M | 125 | 422 | 4 | 02/24/2026 | ☆ |
| 14302 | Portfolio Management, Llc CRD 107129 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 111 | 308 | 3 | 03/25/2026 | ☆ |
| 14303 | N CRD 309794 | Private Fund Manager · Small ($100M–$1B) | $152M | 2 | 2 | 6 | 09/04/2026 | ☆ | |
| 14304 | The Renn Wealth Management Group, Inc. CRD 117500 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 74 | 229 | 4 | 09/15/2026 | ☆ |
| 14305 | H Squared Management Lp CRD 325633 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 5 | 07/06/2026 | ☆ |
| 14306 | Apple Tree Asset Management, Llc CRD 298437 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $152M | 780 | 1,430 | 7 | 03/26/2026 | ☆ |
| 14307 | Redwood Coast Financial Partners CRD 226560 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $152M | 995 | 933 | 4 | 01/20/2026 | ☆ |
| 14308 | Providence Wealth Management Llc CRD 144902 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $152M | 206 | 677 | 8 | 04/14/2026 | ☆ |
| 14309 | Delta Wealth Advisors Llc CRD 310504 | Wealth Manager · Small ($100M–$1B) | $152M | 181 | 520 | 5 | 06/10/2026 | ☆ | |
| 14310 | Lcr Wealth Management Llc CRD 313013 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $152M | 78 | 187 | 3 | 06/23/2026 | ☆ |
| 14311 | Sheffield Asset Management, L.L.C. CRD 137065 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 3 | 03/25/2026 | ☆ |
| 14312 | Hershey Financial Advisers, Llc CRD 149907 | Lancaster, PA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 507 | 946 | 6 | 03/31/2026 | ☆ |
| 14313 | Financial Planning Fort Collins, Llc CRD 283890 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $152M | 119 | 471 | 4 | 03/23/2026 | ☆ |
| 14314 | Integrated Wealth Strategies, Llc CRD 155254 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 252 | 546 | 7 | 03/31/2026 | ☆ |
| 14315 | Classic Financial & Insurance Services, Inc. CRD 120228 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 215 | 215 | 4 | 07/24/2026 | ☆ |
| 14316 | Marketdesk Indices Llc CRD 323393 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $152M | 2 | 2 | 2 | 03/16/2026 | ☆ | |
| 14317 | Bartley Financial Advisors, Llc CRD 124293 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $152M | 98 | 497 | 5 | 07/10/2026 | ☆ |
| 14318 | Red Crane Wealth Management, Llc CRD 284006 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $152M | 156 | 441 | 3 | 02/19/2026 | ☆ |
| 14319 | Bright Investments, Llc CRD 269955 | Auburn, AL | Investment Adviser · Small ($100M–$1B) | $152M | 44 | 111 | 6 | 03/31/2026 | ☆ |
| 14320 | Cramer & Rauchegger, Inc. CRD 164784 | Maitland, FL | Insurance-Affiliated · Small ($100M–$1B) | $151M | 850 | 1,700 | 4 | 08/27/2026 | ☆ |
| 14321 | Skyliner Wealth, Llc CRD 332426 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $151M | 164 | 557 | 6 | 07/01/2026 | ☆ |
| 14322 | Greenway Financial, Llc CRD 288864 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $151M | 244 | 476 | 4 | 02/26/2026 | ☆ |
| 14323 | Leo Fund Services, Llc CRD 163259 | Edison, NJ | Private Fund Manager · Small ($100M–$1B) | $151M | 4 | 4 | 6 | 03/19/2026 | ☆ |
| 14324 | Redwood Grove Wealth Management Llc CRD 150667 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $151M | 72 | 265 | 3 | 03/16/2026 | ☆ |
| 14325 | Seaborn Financial, Llc CRD 159073 | Wealth Manager · Small ($100M–$1B) | $151M | 76 | 507 | 4 | 09/28/2026 | ☆ | |
| 14326 | Convexitas, Llc CRD 315145 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $151M | 11 | 11 | 4 | 03/31/2026 | ☆ |
| 14327 | Twin City Private Wealth, Llc CRD 315836 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $151M | 291 | 538 | 10 | 03/24/2026 | ☆ |
| 14328 | Unified Wealth Management Llc CRD 284553 | Oldsmar, FL | Wealth Manager · Small ($100M–$1B) | $151M | 327 | 972 | 2 | 08/05/2026 | ☆ |
| 14329 | Sunrise Financial Services Llc CRD 325955 | Burien, WA | Insurance-Affiliated · Small ($100M–$1B) | $151M | 271 | 682 | 5 | 04/15/2026 | ☆ |
| 14330 | Cote Financial Management, Llc CRD 153088 | Wealth Manager · Small ($100M–$1B) | $151M | 134 | 378 | 3 | 03/25/2026 | ☆ | |
| 14331 | Outbound Financial, Inc. CRD 287697 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $151M | 150 | 423 | 1 | 03/06/2026 | ☆ |
| 14332 | Asset Management Group Investment Corp. CRD 168369 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $151M | 18 | 18 | 2 | 12/24/2025 | ☆ |
| 14333 | Drystone Llc CRD 146951 | Wealth Manager · Small ($100M–$1B) | $151M | 27 | 34 | 1 | 04/29/2026 | ☆ | |
| 14334 | Horizons Sustainable Financial Services, Inc. CRD 164970 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $151M | 310 | 314 | 7 | 01/14/2026 | ☆ |
| 14335 | Omicron Advisors, Llc CRD 165250 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $151M | 82 | 199 | 2 | 03/25/2026 | ☆ |
| 14336 | Xps Capital Llc CRD 311665 | Arlington, VA | Wealth Manager · Small ($100M–$1B) | $151M | 164 | 252 | 6 | 07/23/2026 | ☆ |
| 14337 | Sound Portfolio Advisors, Llc CRD 125511 | Mystic, CT | Wealth Manager · Small ($100M–$1B) | $151M | 139 | 353 | 3 | 02/17/2026 | ☆ |
| 14338 | St. Nicholas Private Asset Management, Inc. CRD 132500 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $151M | 92 | 156 | 3 | 06/25/2026 | ☆ |
| 14339 | Thrasher & Chambers Wealth Management, Llc CRD 293532 | Bentonville, AR | Wealth Manager · Small ($100M–$1B) | $151M | 400 | 400 | 5 | 07/07/2026 | ☆ |
| 14340 | Zenith Solutions, Inc. CRD 304732 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $151M | 325 | 789 | 11 | 09/30/2026 | ☆ |
| 14341 | Rexford Capital Inc. CRD 128227 | Wealth Manager · Small ($100M–$1B) | $151M | 63 | 238 | 3 | 06/01/2026 | ☆ | |
| 14342 | Cascade Financial Strategies, Llc CRD 166610 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $151M | 309 | 605 | 5 | 03/20/2026 | ☆ |
| 14343 | Karani Asset Management Llc CRD 297922 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $151M | 43 | 43 | 4 | 03/26/2026 | ☆ |
| 14344 | Opus Financial Solutions Llc CRD 282311 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $151M | 137 | 504 | 2 | 09/08/2026 | ☆ |
| 14345 | Carmandalian Financial Group, Llc CRD 292458 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $151M | 86 | 363 | 2 | 04/01/2026 | ☆ |
| 14346 | Trademark Capital Management Inc. CRD 214512 | Watkinsville, GA | Wealth Manager · Small ($100M–$1B) | $151M | 339 | 521 | 7 | 09/29/2026 | ☆ |
| 14347 | Kuhn Wealth Management Inc. CRD 168727 | Schaumburg, IL | Wealth Manager · Small ($100M–$1B) | $151M | 276 | 991 | 3 | 08/10/2026 | ☆ |
| 14348 | Prosper Private Wealth, Llc CRD 333708 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $151M | 51 | 264 | 3 | 09/02/2026 | ☆ |
| 14349 | Bridgelight Financial Advisors, Inc CRD 139518 | Shelton, CT | Insurance-Affiliated · Small ($100M–$1B) | $151M | 246 | 718 | 3 | 09/08/2026 | ☆ |
| 14350 | Axos Invest, Inc CRD 150953 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $151M | 6,792 | 6,794 | 13 | 03/27/2026 | ☆ |