Redwood Coast Financial Partners
- Regulatory AUM
- $152M
- Discretionary
- $0
- Clients
- 995
- Avg AUM / client
- $153K
- Accounts
- 933
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jan 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 984 | $138M | 90.6% |
| High net worth individuals | 3 | $9.1M | 5.99% |
| Pension and profit sharing plans | 4 | $3.0M | 1.98% |
| Charitable organizations | 2 | $1.5M | 1.0% |
| Corporations and other businesses | 2 | $678K | 0.45% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Wesley Bertell | President & Chief Compliance Officer | Chartered Financial Consultant | Jun 2011 (15y) | 75% or more |
| John Thomas Hudson | Registered representative | Dec 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/20/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $150M (99% of AUM) Jan 2026
- Newport Group, Inc. $5.0M (4% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.
View current Form ADV (SEC/IAPD) ↗