Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14251 | Arta Finance Wealth Management, Llc CRD 318714 | Mountain View, CA | Wealth Manager · Small ($100M–$1B) | $153M | 1,043 | 1,091 | 68 | 06/25/2026 | ☆ |
| 14252 | Lexington Capital Management Lp CRD 292364 | Lakewood, NJ | Private Fund Manager · Small ($100M–$1B) | $153M | 7 | 9 | 9 | 05/29/2026 | ☆ |
| 14253 | Paragon Capital Management Inc CRD 105962 | Provo, UT | Wealth Manager · Small ($100M–$1B) | $153M | 186 | 451 | 5 | 03/18/2026 | ☆ |
| 14254 | Clear Retirement Advice Llc CRD 292667 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $153M | 56 | 218 | 1 | 03/09/2026 | ☆ |
| 14255 | Steve Lynch Wealth Management CRD 113715 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $153M | 727 | 727 | 3 | 04/30/2026 | ☆ |
| 14256 | American Asset Management Inc. CRD 123116 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $153M | 288 | 543 | 1 | 08/06/2026 | ☆ |
| 14257 | Heritage Wealth Management, Inc. CRD 159158 | Woburn, MA | Insurance-Affiliated · Small ($100M–$1B) | $153M | 218 | 369 | 2 | 08/04/2026 | ☆ |
| 14258 | Aventine Financial Group Llc CRD 292390 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $153M | 133 | 351 | 3 | 03/19/2026 | ☆ |
| 14259 | Applewhite Financial Planning, Pllc CRD 169799 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $153M | 185 | 740 | 2 | 03/26/2026 | ☆ |
| 14260 | Financial Legacy Management, Inc. CRD 136348 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $153M | 452 | 771 | 2 | 09/29/2026 | ☆ |
| 14261 | Mwmg Advisors, Llc CRD 338376 | New York, NY | Wealth Manager · Small ($100M–$1B) | $153M | 319 | 557 | 3 | 08/26/2026 | ☆ |
| 14262 | The Lind Partners, Llc CRD 290338 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $153M | 6 | 6 | 9 | 05/11/2026 | ☆ |
| 14263 | Tme Financial, Inc. CRD 322851 | Huntington Beach, CA | Wealth Manager · Small ($100M–$1B) | $153M | 209 | 596 | 3 | 03/17/2026 | ☆ |
| 14264 | Oaklawn Capital Management Llc CRD 339373 | Investment Adviser · Small ($100M–$1B) | $153M | 1 | 4 | 02/04/2026 | ☆ | ||
| 14265 | Protocol Wealth, Llc CRD 335298 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $153M | 49 | 44 | 3 | 10/01/2026 | ☆ |
| 14266 | Quantum Capital Investments, Inc. CRD 156037 | Wealth Manager · Small ($100M–$1B) | $153M | 189 | 340 | 2 | 06/08/2026 | ☆ | |
| 14267 | Stephen Craig Schulmerich CRD 112547 | Wealth Manager · Small ($100M–$1B) | $153M | 200 | 394 | 2 | 09/23/2026 | ☆ | |
| 14268 | East Coast Wealth Management, Inc. CRD 136155 | Florham Park, NJ | Wealth Manager · Small ($100M–$1B) | $153M | 201 | 285 | 2 | 02/26/2026 | ☆ |
| 14269 | Sustainable Investment Solutions, Llc CRD 111456 | Dedham, MA | Wealth Manager · Small ($100M–$1B) | $153M | 174 | 174 | 1 | 03/03/2026 | ☆ |
| 14270 | Maven Capital Partners, Llc CRD 300626 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $153M | 12 | 24 | 5 | 07/14/2026 | ☆ |
| 14271 | Livian & Co., Llc CRD 153771 | New York, NY | Wealth Manager · Small ($100M–$1B) | $153M | 70 | 131 | 5 | 04/30/2026 | ☆ |
| 14272 | Vincent Wealth Advisors Llc CRD 332759 | Norwell, MA | Wealth Manager · Small ($100M–$1B) | $153M | 83 | 319 | 2 | 03/09/2026 | ☆ |
| 14273 | Stw Associates CRD 106196 | Multi-Family Office · Small ($100M–$1B) | $153M | 15 | 15 | 1 | 03/27/2026 | ☆ | |
| 14274 | Cypress Asset Management, Inc. CRD 145415 | Wealth Manager · Small ($100M–$1B) | $153M | 72 | 255 | 4 | 02/26/2026 | ☆ | |
| 14275 | Wager Wealth Management And Financial Planning Llc CRD 285107 | Wealth Manager · Small ($100M–$1B) | $153M | 121 | 474 | 3 | 02/24/2026 | ☆ | |
| 14276 | Cypress Advisory Group, Llc CRD 172113 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $153M | 24 | 86 | 7 | 01/22/2026 | ☆ |
| 14277 | Bollin Wealth Management, Llc CRD 150396 | Perrysburg, OH | Wealth Manager · Small ($100M–$1B) | $153M | 234 | 553 | 4 | 10/01/2026 | ☆ |
| 14278 | Santiago Capital, Llc CRD 154579 | Wealth Manager · Small ($100M–$1B) | $153M | 36 | 33 | 1 | 03/30/2026 | ☆ | |
| 14279 | Blue Point Financial, Inc. CRD 299688 | Scarborough, ME | Insurance-Affiliated · Small ($100M–$1B) | $153M | 187 | 504 | 3 | 03/24/2026 | ☆ |
| 14280 | Empirical Capital Management, Llc CRD 160509 | Hendersonville, TN | Private Fund Manager · Small ($100M–$1B) | $153M | 2 | 2 | 4 | 09/17/2026 | ☆ |
| 14281 | Garner Financial Management, Inc. CRD 131628 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $153M | 117 | 299 | 2 | 02/11/2026 | ☆ |
| 14282 | Shapiro Financial Security Group, Inc. CRD 120801 | Hazlet, NJ | Wealth Manager · Small ($100M–$1B) | $153M | 137 | 564 | 5 | 03/24/2026 | ☆ |
| 14283 | Balanz Advisors Llc CRD 322263 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $153M | 66 | 66 | 11 | 04/02/2026 | ☆ |
| 14284 | Cordoba Capital Partners, Llc CRD 329644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $153M | 15 | 15 | 11 | 03/26/2026 | ☆ |
| 14285 | Virtus Financial Partners, Llc CRD 323365 | Wealth Manager · Small ($100M–$1B) | $153M | 675 | 1,887 | 6 | 09/23/2026 | ☆ | |
| 14286 | Markin Asset Management, Lp CRD 311719 | Wealth Manager · Small ($100M–$1B) | $153M | 413 | 413 | 3 | 09/02/2026 | ☆ | |
| 14287 | Troutman Wealth Management, Llc CRD 301107 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $153M | 102 | 393 | 2 | 03/30/2026 | ☆ |
| 14288 | Jcm Strategic Wealth Partners Llc CRD 315220 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $152M | 955 | 1,262 | 5 | 01/12/2026 | ☆ |
| 14289 | J K R & Company, Inc. CRD 8040 | Van Nuys, CA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 169 | 229 | 7 | 09/28/2026 | ☆ |
| 14290 | Stoneridge Investment Partners Llc CRD 109261 | Radnor, PA | Investment Adviser · Small ($100M–$1B) | $152M | 5 | 5 | 10 | 04/16/2026 | ☆ |
| 14291 | West Elk Capital, Llc CRD 292743 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 2 | 03/24/2026 | ☆ |
| 14292 | Heritage Wealth Management Group, Ltd CRD 148459 | Norfolk, VA | Wealth Manager · Small ($100M–$1B) | $152M | 180 | 460 | 5 | 03/10/2026 | ☆ |
| 14293 | Northlanding Financial Partners, Llc CRD 167055 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $152M | 172 | 172 | 2 | 03/18/2026 | ☆ |
| 14294 | Wellspring Advisors, Inc. CRD 147861 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $152M | 271 | 717 | 5 | 03/31/2026 | ☆ |
| 14295 | Tricon Capital Gp Inc CRD 160558 | Toronto | Private Fund Manager · Small ($100M–$1B) | $152M | 9 | 9 | 141 | 03/31/2026 | ☆ |
| 14296 | Dimensions Wealth Management, Llc CRD 298928 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $152M | 122 | 375 | 2 | 03/13/2026 | ☆ |
| 14297 | Roan Capital Partners, Llc CRD 293119 | Johnson City, TN | Wealth Manager · Small ($100M–$1B) | $152M | 328 | 563 | 5 | 08/07/2026 | ☆ |
| 14298 | Van Der Noord Financial Advisors, Inc. CRD 135556 | Greer, SC | Wealth Manager · Small ($100M–$1B) | $152M | 126 | 372 | 4 | 01/14/2026 | ☆ |
| 14299 | Terra Wealth Management, Llc CRD 320643 | High Point, NC | Wealth Manager · Small ($100M–$1B) | $152M | 572 | 937 | 13 | 03/30/2026 | ☆ |
| 14300 | Chromecore, Llc CRD 311539 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $152M | 124 | 375 | 2 | 05/14/2026 | ☆ |