Leo Fund Services, Llc
- Regulatory AUM
- $151M
- Discretionary
- $151M
- Clients
- 4
- Avg AUM / client
- $37.8M
- Accounts
- 4
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $151M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $112M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Leogroup Private Investment Access, Llc | Private Equity Fund | Delaware | $81.4M | 41 |
| Leo Multi Manager Private Credit Fund, Lp | Other Private Fund | Delaware | $14.6M | 0 |
| Leo Opportunity Zone Fund, Lp | Private Equity Fund | Delaware | $11.1M | 6 |
| Leo Multi Manager Core Hedge Fund, Lp | Hedge Fund | Texas | $5.0M | 7 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew James Allain | Ceo | Oct 2017 (9y) | Less than 5% | |
| Rustin, Jon, D | Chief Financial Officer | Oct 2017 (9y) | Less than 5% | |
| Stephen Dallas Tally | Chief Compliance Officer | Aug 2021 (5y) | Less than 5% | |
| Michael Anthony Bohlinger | Registered representative | Dec 2012 (14y) | ||
| Kenneth Francis Dugan | Registered representative | CFP | Jan 2013 (14y) | |
| Eric Scott Katz | Registered representative | Jun 2015 (11y) | ||
| Peter M Savva | Registered representative | Dec 2016 (10y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leo Capital Operations | Member | Oct 2017 | A | 75% or more |
| Leo Capital Corp | Owner | Jul 2021 | B | ≈ 56.25% – 100% via Leo Capital Operations |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Leo Capital Corp: 75% – 100% of Leo Capital Operations × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $112M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Leogroup Private Investment Access, Llc | Private Equity Fund | $81.4M | $0 | 41 |
| Leo Multi Manager Private Credit Fund, Lp | Other Private Fund | $14.6M | $250K | 0 |
| Leo Opportunity Zone Fund, Lp | Private Equity Fund | $11.1M | $0 | 6 |
| Leo Multi Manager Core Hedge Fund, Lp | Hedge Fund | $5.0M | $250K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 2.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗