Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14051 | Blue Moon Capital Management Llc CRD 311941 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $160M | 5 | 1 | 9 | 03/27/2026 | ☆ |
| 14052 | Capital Financial, Llc CRD 122844 | Olney, MD | Investment Adviser · Small ($100M–$1B) | $159M | 82 | 82 | 2 | 08/20/2026 | ☆ |
| 14053 | Cornerstone Alternatives Llc CRD 330043 | Wealth Manager · Small ($100M–$1B) | $159M | 410 | 423 | 6 | 03/30/2026 | ☆ | |
| 14054 | Adare Asset Management, Llc CRD 152471 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $159M | 81 | 223 | 1 | 02/26/2026 | ☆ |
| 14055 | Fusco Financial Services Inc CRD 106841 | Wilton Manors, FL | Insurance-Affiliated · Small ($100M–$1B) | $159M | 133 | 134 | 2 | 01/07/2026 | ☆ |
| 14056 | U.S.A. Financial & Tax Services, Llc CRD 306214 | Farmington, CT | Wealth Manager · Small ($100M–$1B) | $159M | 660 | 660 | 3 | 04/22/2026 | ☆ |
| 14057 | N CRD 128583 | Wealth Manager · Small ($100M–$1B) | $159M | 589 | 1,625 | 4 | 08/01/2025 | ☆ | |
| 14058 | Strada Financial Group Llc CRD 316987 | Boring, OR | Wealth Manager · Small ($100M–$1B) | $159M | 213 | 213 | 4 | 03/31/2026 | ☆ |
| 14059 | Murray Investment Management, Llc CRD 146921 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $159M | 43 | 131 | 2 | 03/05/2026 | ☆ |
| 14060 | Modern Dollar Planning, Llc CRD 174695 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $159M | 153 | 153 | 2 | 01/06/2026 | ☆ |
| 14061 | Hackett Financial Group, Llc CRD 141656 | Wimberley, TX | Wealth Manager · Small ($100M–$1B) | $159M | 254 | 710 | 7 | 09/28/2026 | ☆ |
| 14062 | Hda Wealth Management, Llc CRD 317346 | Poland, OH | Wealth Manager · Small ($100M–$1B) | $159M | 543 | 916 | 2 | 03/10/2026 | ☆ |
| 14063 | Sankala Group Llc CRD 154806 | Wealth Manager · Small ($100M–$1B) | $159M | 107 | 447 | 4 | 03/04/2026 | ☆ | |
| 14064 | Ska Financial Services,Inc. CRD 107348 | Fairview Park, OH | Wealth Manager · Small ($100M–$1B) | $159M | 229 | 598 | 1 | 01/22/2026 | ☆ |
| 14065 | Strivus Wealth Partners Llc CRD 173580 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $159M | 173 | 549 | 4 | 06/11/2026 | ☆ |
| 14066 | Rs Petrell & Associates, Llc CRD 143462 | Dewitt, NY | Insurance-Affiliated · Small ($100M–$1B) | $159M | 291 | 446 | 3 | 02/04/2026 | ☆ |
| 14067 | Retirement Income Strategies, Llc CRD 318052 | Evansville, WI | Insurance-Affiliated · Small ($100M–$1B) | $159M | 339 | 947 | 4 | 02/27/2026 | ☆ |
| 14068 | Graystreet Capital Management, Llc CRD 334967 | San Antonio, TX | Private Fund Manager · Small ($100M–$1B) | $159M | 59 | 59 | 7 | 03/06/2026 | ☆ |
| 14069 | N CRD 170261 | Wealth Manager · Small ($100M–$1B) | $159M | 196 | 553 | 5 | 03/22/2025 | ☆ | |
| 14070 | Todd Wealth Management Llc CRD 164761 | Venice, FL | Insurance-Affiliated · Small ($100M–$1B) | $159M | 362 | 1,275 | 2 | 03/06/2026 | ☆ |
| 14071 | Plus Group Wealth Advisors, Llc CRD 300714 | Belgium, WI | Wealth Manager · Small ($100M–$1B) | $159M | 516 | 1,050 | 4 | 02/03/2026 | ☆ |
| 14072 | Phoenician Capital Llc CRD 286033 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $159M | 2 | 2 | 6 | 03/19/2026 | ☆ |
| 14073 | J.D.T. Inc CRD 146357 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $159M | 208 | 668 | 5 | 02/02/2026 | ☆ |
| 14074 | Radius Wealth Management, Inc. CRD 168159 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $159M | 132 | 300 | 4 | 07/28/2026 | ☆ |
| 14075 | Scg Asset Management Llc CRD 311843 | Naperville, IL | Multi-Family Office · Small ($100M–$1B) | $159M | 8 | 11 | 6 | 03/12/2026 | ☆ |
| 14076 | Altar Rock Llc CRD 326868 | Insurance-Affiliated · Small ($100M–$1B) | $159M | 27 | 111 | 7 | 09/11/2026 | ☆ | |
| 14077 | Private Financial Management Llc CRD 313167 | Wealth Manager · Small ($100M–$1B) | $159M | 31 | 31 | 1 | 06/18/2026 | ☆ | |
| 14078 | Verus Capital Ventures, Inc. CRD 315153 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $159M | 388 | 752 | 8 | 09/08/2026 | ☆ |
| 14079 | Ventana Private Wealth Llc CRD 311878 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $159M | 33 | 205 | 3 | 03/27/2026 | ☆ |
| 14080 | N CRD 118553 | Wealth Manager · Small ($100M–$1B) | $159M | 34 | 106 | 1 | 07/30/2025 | ☆ | |
| 14081 | Nitor Capital Management, Llc CRD 173067 | Englewood Cliffs, NJ | Private Fund Manager · Small ($100M–$1B) | $159M | 15 | 19 | 1 | 06/29/2026 | ☆ |
| 14082 | Advisory Advocates Llc CRD 284100 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $159M | 249 | 559 | 9 | 03/23/2026 | ☆ |
| 14083 | Starr Mathews Financial, Llc CRD 166199 | Calhoun, GA | Wealth Manager · Small ($100M–$1B) | $159M | 114 | 233 | 6 | 03/18/2026 | ☆ |
| 14084 | Summitas Investment Management Llc CRD 330721 | Wealth Manager · Small ($100M–$1B) | $159M | 41 | 137 | 2 | 03/03/2026 | ☆ | |
| 14085 | Soundpath Retirement Strategies, Llc CRD 315590 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $159M | 181 | 776 | 7 | 09/03/2026 | ☆ |
| 14086 | N CRD 269880 | Private Fund Manager · Small ($100M–$1B) | $158M | 6 | 6 | 4 | 11/28/2025 | ☆ | |
| 14087 | Sonoma Private Wealth Llc CRD 308547 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $158M | 85 | 155 | 6 | 09/16/2026 | ☆ |
| 14088 | Beantown Financial Advisors Llc CRD 134637 | Wealth Manager · Small ($100M–$1B) | $158M | 63 | 252 | 1 | 01/23/2026 | ☆ | |
| 14089 | Zermatt Wealth Partners Llc CRD 105736 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $158M | 211 | 531 | 6 | 07/24/2026 | ☆ |
| 14090 | Scherer Financial Advisory Services, Llc CRD 317435 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $158M | 178 | 178 | 5 | 05/08/2026 | ☆ |
| 14091 | Bpc Advisors Llc CRD 284429 | East Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $158M | 126 | 423 | 2 | 03/11/2026 | ☆ |
| 14092 | Aim Advisors, Llc CRD 325125 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $158M | 186 | 482 | 5 | 01/30/2026 | ☆ |
| 14093 | Graetz Wealth, Llc CRD 317857 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $158M | 321 | 861 | 3 | 03/24/2026 | ☆ |
| 14094 | Fc360 Wealth Management, Inc. CRD 171788 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $158M | 379 | 762 | 1 | 03/25/2026 | ☆ |
| 14095 | Mkt Capital Llc CRD 163762 | Private Fund Manager · Small ($100M–$1B) | $158M | 1 | 2 | 3 | 05/21/2026 | ☆ | |
| 14096 | Gilbert Capital Group, Inc. CRD 117268 | Wealth Manager · Small ($100M–$1B) | $158M | 144 | 334 | 3 | 04/07/2026 | ☆ | |
| 14097 | The Eideard Group, Llc CRD 139834 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $158M | 27 | 167 | 3 | 03/16/2026 | ☆ |
| 14098 | H Partners Management Llc CRD 161041 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $158M | 2 | 2 | 9 | 03/31/2026 | ☆ |
| 14099 | Provident Living Financial Services, Inc. CRD 282665 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $158M | 254 | 408 | 3 | 03/05/2026 | ☆ |
| 14100 | Rg Financial, Llc CRD 311162 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $158M | 136 | 461 | 3 | 03/31/2026 | ☆ |