Capital Financial, Llc
- Regulatory AUM
- $159M
- Discretionary
- $140M
- Clients
- 82
- Avg AUM / client
- $1.9M
- Accounts
- 82
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $12.2M | 7.63% |
| High net worth individuals | 32 | $23.7M | 14.9% |
| Pension and profit sharing plans | 2 | $5.8M | 3.62% |
| Other | 25 | $118M | 73.9% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Huey Webb | Registered representative | May 1991 (35y) | ||
| Blair Kathleen Webb | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Assetmark Brokerage, Llc $117M (73% of AUM) Mar 2026
- M&T Bank $19.9M (12% of AUM) Mar 2026
- Capital Bank And Trust Company $19.5M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗