Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14001 | Mw Advisory Llc CRD 338634 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $161M | 116 | 116 | 9 | 08/26/2026 | ☆ |
| 14002 | N CRD 14155 | Wealth Manager · Small ($100M–$1B) | $161M | 179 | 500 | 6 | 12/08/2025 | ☆ | |
| 14003 | Kelly Wealth Management, Inc. CRD 328386 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $161M | 529 | 900 | 6 | 04/20/2026 | ☆ |
| 14004 | Dorman Financial Management, P.A. CRD 136881 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $161M | 262 | 758 | 2 | 02/25/2026 | ☆ |
| 14005 | Rbf Capital Management, Inc. CRD 164524 | Sarasota, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $161M | 18 | 41 | 3 | 02/24/2026 | ☆ |
| 14006 | Summation Capital Management, L.P. CRD 331645 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $161M | 9 | 9 | 4 | 09/09/2026 | ☆ |
| 14007 | Bountiful Investment Management Llc CRD 281437 | Rumford, RI | Wealth Manager · Small ($100M–$1B) | $161M | 560 | 1,080 | 3 | 03/11/2026 | ☆ |
| 14008 | Collier Financial, Inc CRD 175207 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $161M | 172 | 432 | 2 | 03/27/2026 | ☆ |
| 14009 | Kropog Financial Group, Llc CRD 282747 | Mandeville, LA | Wealth Manager · Small ($100M–$1B) | $160M | 221 | 522 | 7 | 09/03/2026 | ☆ |
| 14010 | Witt Financial Group, Llc CRD 156462 | Crossville, TN | Wealth Manager · Small ($100M–$1B) | $160M | 314 | 684 | 6 | 03/20/2026 | ☆ |
| 14011 | Fenix Asset Management, Llc CRD 291069 | New York, NY | Wealth Manager · Small ($100M–$1B) | $160M | 447 | 447 | 5 | 02/18/2026 | ☆ |
| 14012 | N CRD 121180 | Wealth Manager · Small ($100M–$1B) | $160M | 123 | 297 | 2 | 03/31/2025 | ☆ | |
| 14013 | Mission Investment Advisors Llc CRD 329596 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $160M | 1 | 1 | 2 | 09/14/2026 | ☆ | |
| 14014 | Sherman Wealth Management Llc CRD 281093 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $160M | 143 | 399 | 5 | 09/28/2026 | ☆ |
| 14015 | Old Oak Financial Planning, Inc. CRD 122500 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $160M | 264 | 653 | 2 | 03/09/2026 | ☆ |
| 14016 | Clairmont Capital Group, Llc CRD 313639 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $160M | 8 | 8 | 7 | 03/31/2026 | ☆ |
| 14017 | Fifth Set Private Wealth Management Llc CRD 159118 | Wealth Manager · Small ($100M–$1B) | $160M | 63 | 323 | 3 | 02/12/2026 | ☆ | |
| 14018 | M3 Wealth Management, Llc CRD 335612 | North Royalton, OH | Wealth Manager · Small ($100M–$1B) | $160M | 486 | 858 | 3 | 02/24/2026 | ☆ |
| 14019 | Harding Financial Group, Llc CRD 135731 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $160M | 97 | 437 | 6 | 06/30/2026 | ☆ |
| 14020 | Inversiones Sura Corp CRD 318065 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $160M | 437 | 442 | 1 | 09/30/2026 | ☆ |
| 14021 | The Wealth Group, Ltd CRD 154106 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $160M | 148 | 293 | 8 | 03/30/2026 | ☆ |
| 14022 | Encore Global Management Lp CRD 336829 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $160M | 3 | 3 | 2 | 03/30/2026 | ☆ |
| 14023 | Arbor Private Wealth, Llc CRD 315812 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $160M | 101 | 267 | 2 | 02/25/2026 | ☆ |
| 14024 | Little River Capital Partners, Lp. CRD 331057 | Investment Adviser · Small ($100M–$1B) | $160M | 1 | 6 | 8 | 05/05/2026 | ☆ | |
| 14025 | Turloff Financial Consulting Inc. CRD 117465 | Wealth Manager · Small ($100M–$1B) | $160M | 80 | 254 | 2 | 09/03/2026 | ☆ | |
| 14026 | Pendleton Financial, Llc CRD 325303 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $160M | 143 | 365 | 4 | 03/31/2026 | ☆ |
| 14027 | Fidelis Financial Planning, Llc CRD 141698 | Saint Charles, MO | Wealth Manager · Small ($100M–$1B) | $160M | 149 | 458 | 2 | 04/16/2026 | ☆ |
| 14028 | Hazlett Wealth Management Llc CRD 338954 | Ketchum, ID | Insurance-Affiliated · Small ($100M–$1B) | $160M | 60 | 60 | 1 | 05/29/2026 | ☆ |
| 14029 | Iron Gate Wealth Advisors, Llc CRD 156453 | Poland, OH | Wealth Manager · Small ($100M–$1B) | $160M | 238 | 238 | 3 | 03/31/2026 | ☆ |
| 14030 | Sequinox Wealth Management, Llc CRD 335246 | Lancaster, PA | Insurance-Affiliated · Small ($100M–$1B) | $160M | 761 | 1,550 | 7 | 08/11/2026 | ☆ |
| 14031 | Spectrum Advisors, Inc. CRD 114805 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $160M | 308 | 890 | 9 | 09/02/2026 | ☆ |
| 14032 | Steven Feldstein & Associates CRD 109022 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $160M | 526 | 740 | 4 | 02/24/2026 | ☆ | |
| 14033 | Sequoia Planning & Investments Llc CRD 109519 | Wealth Manager · Small ($100M–$1B) | $160M | 30 | 80 | 2 | 03/15/2026 | ☆ | |
| 14034 | N CRD 112181 | Wealth Manager · Small ($100M–$1B) | $160M | 241 | 241 | 2 | 02/02/2026 | ☆ | |
| 14035 | Kensington Financial Advisors Llc CRD 136346 | Roseland, NJ | Wealth Manager · Small ($100M–$1B) | $160M | 91 | 349 | 2 | 07/13/2026 | ☆ |
| 14036 | Steady Returns, Llc CRD 166834 | Wealth Manager · Small ($100M–$1B) | $160M | 336 | 537 | 3 | 02/23/2026 | ☆ | |
| 14037 | Trm Advisors Lp CRD 321278 | Southfield, MI | Private Fund Manager · Small ($100M–$1B) | $160M | 2 | 2 | 9 | 05/04/2026 | ☆ |
| 14038 | Blue Water Capital Management, Llc CRD 127193 | Apex, NC | Wealth Manager · Small ($100M–$1B) | $160M | 106 | 385 | 2 | 02/27/2026 | ☆ |
| 14039 | Season Investments, Llc CRD 158070 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $160M | 76 | 286 | 3 | 03/23/2026 | ☆ |
| 14040 | Read & Powell Financial Services, Llc CRD 130189 | Elko, NV | Wealth Manager · Small ($100M–$1B) | $160M | 530 | 642 | 3 | 03/17/2026 | ☆ |
| 14041 | Wiregrass Investment Management Llc CRD 284608 | Thomasville, GA | Wealth Manager · Small ($100M–$1B) | $160M | 330 | 400 | 3 | 05/12/2026 | ☆ |
| 14042 | Richey Advisors, Inc. CRD 277137 | Placentia, CA | Wealth Manager · Small ($100M–$1B) | $160M | 247 | 562 | 5 | 09/23/2026 | ☆ |
| 14043 | Moulton Wealth Management, Inc CRD 304598 | Spokane Valley, WA | Wealth Manager · Small ($100M–$1B) | $160M | 477 | 571 | 5 | 01/29/2026 | ☆ |
| 14044 | Zidel Financial, Inc. CRD 135047 | Breckenridge, CO | Wealth Manager · Small ($100M–$1B) | $160M | 135 | 331 | 1 | 03/27/2026 | ☆ |
| 14045 | Retirement Solutions Group, Inc. CRD 289069 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $160M | 301 | 661 | 7 | 07/09/2026 | ☆ |
| 14046 | Fairway Financial, Llc CRD 134675 | Casselberry, FL | Wealth Manager · Small ($100M–$1B) | $160M | 121 | 329 | 3 | 03/03/2026 | ☆ |
| 14047 | Green Horizon Partners Capital Llc CRD 335760 | Private Fund Manager · Small ($100M–$1B) | $160M | 1 | 1 | 2 | 06/05/2026 | ☆ | |
| 14048 | Retirement Advisors, Inc. CRD 122122 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $160M | 185 | 404 | 3 | 03/19/2026 | ☆ |
| 14049 | Sycamore Investment Consulting Services, Llc CRD 125081 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $160M | 42 | 116 | 2 | 12/15/2025 | ☆ |
| 14050 | Altura Management Company, Llc CRD 312348 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $160M | 4 | 4 | 15 | 08/14/2026 | ☆ |