Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14101 | Perspective Wealth Advisors Llc CRD 332574 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $158M | 177 | 700 | 7 | 03/24/2026 | ☆ |
| 14102 | Integral Financial Planning Llc CRD 148097 | Wealth Manager · Small ($100M–$1B) | $158M | 70 | 375 | 2 | 02/10/2026 | ☆ | |
| 14103 | Harold W. Dance Inc. CRD 1582 | Logan, UT | Insurance-Affiliated · Small ($100M–$1B) | $158M | 306 | 409 | 8 | 08/03/2026 | ☆ |
| 14104 | M2 Financial Llc CRD 288829 | Valencia, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $158M | 57 | 57 | 6 | 05/12/2026 | ☆ |
| 14105 | Primary Wealth Management, Llc CRD 282370 | Beatrice, NE | Wealth Manager · Small ($100M–$1B) | $158M | 331 | 825 | 5 | 02/13/2026 | ☆ |
| 14106 | Clarus Group Llc CRD 310156 | New York, NY | Wealth Manager · Small ($100M–$1B) | $158M | 182 | 561 | 2 | 09/10/2026 | ☆ |
| 14107 | Hallett Investments, Llc CRD 306187 | Port Angeles, WA | Wealth Manager · Small ($100M–$1B) | $158M | 307 | 780 | 5 | 03/09/2026 | ☆ |
| 14108 | Srep Capital Management, Llc CRD 296281 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $158M | 23 | 23 | 4 | 03/26/2026 | ☆ |
| 14109 | Valoran Capital Management, Llc CRD 313634 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $158M | 9 | 9 | 3 | 06/26/2026 | ☆ |
| 14110 | Avocet Capital Management Llc CRD 156261 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $158M | 40 | 194 | 2 | 05/19/2026 | ☆ |
| 14111 | Strategic Wealth Management, Llc CRD 171908 | Bedford, TX | Wealth Manager · Small ($100M–$1B) | $158M | 176 | 353 | 4 | 03/09/2026 | ☆ |
| 14112 | Waypoints Financial, Llc CRD 157494 | Sebring, FL | Wealth Manager · Small ($100M–$1B) | $158M | 430 | 648 | 3 | 03/19/2026 | ☆ |
| 14113 | Outfitters Financial Llc CRD 291413 | Brunswick, ME | Wealth Manager · Small ($100M–$1B) | $158M | 64 | 64 | 4 | 03/24/2026 | ☆ |
| 14114 | Jack V. Butterfield Investment Company CRD 3998 | Jackson, MI | Insurance-Affiliated · Small ($100M–$1B) | $158M | 208 | 208 | 9 | 02/12/2026 | ☆ |
| 14115 | Trinity Capital Adviser Llc CRD 326133 | Phoenix, AZ | Investment Adviser · Small ($100M–$1B) | $158M | 2 | 2 | 106 | 03/31/2026 | ☆ |
| 14116 | Lightview Capital, Llc CRD 306106 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $158M | 5 | 5 | 12 | 05/04/2026 | ☆ |
| 14117 | Bison Investment Advisors, Llc CRD 149775 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $158M | 165 | 304 | 4 | 03/04/2026 | ☆ |
| 14118 | Copia Wealth Management, Llc CRD 281873 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $158M | 288 | 850 | 4 | 02/04/2026 | ☆ |
| 14119 | Georgia Wealth Partners, Llc CRD 314602 | Griffin, GA | Wealth Manager · Small ($100M–$1B) | $157M | 530 | 759 | 4 | 03/17/2026 | ☆ |
| 14120 | Applied Capital Llc CRD 128996 | Wealth Manager · Small ($100M–$1B) | $157M | 265 | 421 | 2 | 09/11/2026 | ☆ | |
| 14121 | Peck Wealth Management, Llc CRD 157407 | Wealth Manager · Small ($100M–$1B) | $157M | 58 | 59 | 2 | 09/21/2026 | ☆ | |
| 14122 | Fremen Capital Management Lp CRD 334502 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $157M | 3 | 3 | 5 | 03/27/2026 | ☆ |
| 14123 | Merida Capital Holdings Llc CRD 287784 | Rye, NY | Private Fund Manager · Small ($100M–$1B) | $157M | 11 | 11 | 10 | 03/31/2026 | ☆ |
| 14124 | Water Valley Investment Advisors, Inc. CRD 116936 | Sioux Center, IA | Wealth Manager · Small ($100M–$1B) | $157M | 167 | 167 | 3 | 07/15/2026 | ☆ |
| 14125 | Vested Financial Planning, Llc CRD 296970 | Wealth Manager · Small ($100M–$1B) | $157M | 37 | 338 | 1 | 03/03/2026 | ☆ | |
| 14126 | Delphinus Financial Advisors, Llc CRD 152952 | Mansfield, MA | Wealth Manager · Small ($100M–$1B) | $157M | 90 | 356 | 2 | 01/26/2026 | ☆ |
| 14127 | River's Edge Wealth Management Llc CRD 313711 | Beaver, PA | Wealth Manager · Small ($100M–$1B) | $157M | 236 | 961 | 5 | 04/27/2026 | ☆ |
| 14128 | Crosspoint Financial, Llc CRD 286443 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $157M | 282 | 282 | 1 | 03/24/2026 | ☆ |
| 14129 | Davenport Watts & Drake Investment Advisors, Llc CRD 127506 | Ridgeland, MS | Insurance-Affiliated · Small ($100M–$1B) | $157M | 214 | 355 | 3 | 04/16/2026 | ☆ |
| 14130 | Finec Asset Management Llc CRD 231789 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $157M | 163 | 163 | 6 | 03/18/2026 | ☆ |
| 14131 | Ppsgrp Llc CRD 340003 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $157M | 426 | 426 | 5 | 08/07/2026 | ☆ |
| 14132 | Collective Wealth Advisors Llc CRD 289157 | Coppell, TX | Wealth Manager · Small ($100M–$1B) | $157M | 224 | 549 | 7 | 07/08/2026 | ☆ |
| 14133 | Camden Financial Management, Inc. CRD 111938 | Wealth Manager · Small ($100M–$1B) | $157M | 40 | 40 | 1 | 03/26/2026 | ☆ | |
| 14134 | Irvine Wealth Planning Strategies, Llc CRD 284120 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $157M | 229 | 776 | 7 | 02/24/2026 | ☆ |
| 14135 | Legacy Advisory Services, Llc CRD 147173 | Exton, PA | Wealth Manager · Small ($100M–$1B) | $157M | 123 | 325 | 3 | 02/27/2026 | ☆ |
| 14136 | Moore Wealth Llc CRD 323374 | Frederick, MD | Wealth Manager · Small ($100M–$1B) | $157M | 204 | 563 | 6 | 08/03/2026 | ☆ |
| 14137 | Lifestyle Freedom Advisory Group, Llc CRD 283512 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $157M | 189 | 366 | 5 | 03/12/2026 | ☆ |
| 14138 | Belhealth Investment Partners, Llc CRD 162674 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $157M | 2 | 2 | 5 | 03/16/2026 | ☆ |
| 14139 | N CRD 169879 | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 1 | 2 | 03/18/2026 | ☆ | |
| 14140 | Lotusgroup Capital, Llc CRD 298973 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $157M | 5 | 5 | 8 | 07/07/2026 | ☆ |
| 14141 | Sima Wealth Partners, Llc CRD 159943 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $157M | 115 | 311 | 6 | 09/14/2026 | ☆ |
| 14142 | Sallyport Partners Investment Manager, Llc CRD 327533 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 1 | 6 | 03/24/2026 | ☆ |
| 14143 | Breakwater Capital, Llc CRD 172498 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $157M | 143 | 466 | 2 | 03/31/2026 | ☆ |
| 14144 | Englebert Financial Advisers, Llc CRD 300568 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $157M | 297 | 615 | 3 | 06/18/2026 | ☆ |
| 14145 | Dwv Advisors, Llc CRD 154148 | Essex Junction, VT | Multi-Family Office · Small ($100M–$1B) | $157M | 15 | 55 | 1 | 06/25/2026 | ☆ |
| 14146 | Dale Q. Rice Investment Management, Ltd. CRD 310614 | Insurance-Affiliated · Small ($100M–$1B) | $157M | 121 | 266 | 4 | 04/29/2026 | ☆ | |
| 14147 | Profocus, Incorporated CRD 113954 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $157M | 152 | 529 | 7 | 07/01/2026 | ☆ |
| 14148 | Maimon Wealth Management Ltd. CRD 298566 | Ra'anana | Wealth Manager · Small ($100M–$1B) | $157M | 114 | 188 | 5 | 04/28/2026 | ☆ |
| 14149 | Settian Capital Lp CRD 297691 | Saint Augustine, FL | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 2 | 3 | 04/22/2026 | ☆ |
| 14150 | Star Wealth Management Corporation CRD 341885 | Bingham Farms, MI | Wealth Manager · Small ($100M–$1B) | $156M | 117 | 117 | 3 | 08/25/2026 | ☆ |