Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13401 | Vera Lake Capital, Llc CRD 341142 | Edina, MN | Multi-Family Office · Small ($100M–$1B) | $180M | 10 | 25 | 3 | 07/06/2026 | ☆ |
| 13402 | Steven G. Blum And Associates, Llc CRD 130807 | Swarthmore, PA | Wealth Manager · Small ($100M–$1B) | $180M | 70 | 401 | 3 | 03/06/2026 | ☆ |
| 13403 | Lander & Associates Inc CRD 110703 | Wealth Manager · Small ($100M–$1B) | $180M | 48 | 116 | 1 | 06/10/2026 | ☆ | |
| 13404 | Wacker & Associates, Inc. CRD 159879 | Jackson, MN | Wealth Manager · Small ($100M–$1B) | $180M | 183 | 421 | 4 | 04/13/2026 | ☆ |
| 13405 | Lewis Capital Management, Llc CRD 133619 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $180M | 83 | 184 | 1 | 03/10/2026 | ☆ |
| 13406 | Cintrifuse Fund Management, Llc CRD 166973 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $180M | 4 | 4 | 8 | 07/22/2026 | ☆ |
| 13407 | Martin Fleisher, Jd Pc CRD 319350 | Multi-Family Office · Small ($100M–$1B) | $180M | 12 | 12 | 1 | 03/23/2026 | ☆ | |
| 13408 | 1801 Admin, Llc CRD 157161 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $180M | 7 | 7 | 3 | 03/28/2026 | ☆ |
| 13409 | Versa Capital Management, L.P. CRD 321934 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $180M | 7 | 7 | 3 | 03/28/2026 | ☆ |
| 13410 | 2 E Capital Partners Lp CRD 334821 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 4 | 4 | 5 | 09/04/2026 | ☆ |
| 13411 | Flack, Ember Louise CRD 114269 | Wealth Manager · Small ($100M–$1B) | $180M | 40 | 40 | 3 | 04/02/2026 | ☆ | |
| 13412 | Hall Capital, Llc CRD 153961 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $180M | 39 | 133 | 3 | 03/03/2026 | ☆ |
| 13413 | T2 Asset Management, Llc CRD 167714 | Naperville, IL | Insurance-Affiliated · Small ($100M–$1B) | $180M | 560 | 850 | 8 | 03/02/2026 | ☆ |
| 13414 | Kestrel Investment Management Corp CRD 106789 | San Mateo, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $180M | 9 | 9 | 7 | 03/24/2026 | ☆ |
| 13415 | N CRD 300124 | Private Fund Manager · Small ($100M–$1B) | $180M | 1 | 1 | 3 | 03/17/2025 | ☆ | |
| 13416 | Daventry Group Lp CRD 306533 | New York, NY | Investment Adviser · Small ($100M–$1B) | $180M | 3 | 4 | 3 | 07/15/2026 | ☆ |
| 13417 | C2 C Wealth Management, Llc CRD 284148 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $180M | 324 | 440 | 2 | 03/03/2026 | ☆ |
| 13418 | Bey Douglas, Llc CRD 108856 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $180M | 150 | 428 | 3 | 03/16/2026 | ☆ |
| 13419 | Greenwood Investors Llc CRD 155088 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 35 | 43 | 4 | 07/14/2026 | ☆ |
| 13420 | Winter & Associates, Inc. CRD 310349 | St. Paul, MN | Insurance-Affiliated · Small ($100M–$1B) | $180M | 208 | 565 | 5 | 08/18/2026 | ☆ |
| 13421 | Keen Capital, Ltd CRD 145023 | Chapin, SC | Wealth Manager · Small ($100M–$1B) | $180M | 113 | 352 | 12 | 05/14/2026 | ☆ |
| 13422 | Leeds Capital Group, Llc CRD 327004 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $180M | 304 | 475 | 2 | 04/27/2026 | ☆ |
| 13423 | Arc24 Management, Lp CRD 331983 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 6 | 8 | 4 | 03/27/2026 | ☆ |
| 13424 | Rcw Management, Llc CRD 314312 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $180M | 128 | 367 | 4 | 07/01/2026 | ☆ |
| 13425 | Rare Wolf Capital Llc CRD 334465 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $180M | 33 | 33 | 1 | 03/31/2026 | ☆ |
| 13426 | Allaria Asset Management, Llc CRD 287513 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $180M | 15 | 19 | 6 | 04/28/2026 | ☆ |
| 13427 | Astra Ventures Investment Partners Llc CRD 306263 | Wealth Manager · Small ($100M–$1B) | $180M | 52 | 52 | 2 | 04/15/2026 | ☆ | |
| 13428 | Higley, James, W. CRD 118961 | Wealth Manager · Small ($100M–$1B) | $180M | 50 | 50 | 1 | 03/31/2026 | ☆ | |
| 13429 | Crossover Capital Brands Llc CRD 326625 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 99 | 458 | 3 | 06/29/2026 | ☆ |
| 13430 | Golden K Wealth Management, Llc CRD 156588 | Woodland Hills, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $179M | 126 | 202 | 6 | 09/09/2026 | ☆ |
| 13431 | Beers Kight Financial Advisors, Llc CRD 160286 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $179M | 100 | 264 | 2 | 03/27/2026 | ☆ |
| 13432 | Waystone Advisors Llc CRD 328565 | Wealth Manager · Small ($100M–$1B) | $179M | 306 | 663 | 14 | 08/07/2026 | ☆ | |
| 13433 | The Private Investment Group, Inc. CRD 128876 | Kettering, OH | Wealth Manager · Small ($100M–$1B) | $179M | 184 | 459 | 4 | 03/20/2026 | ☆ |
| 13434 | Investment Advisory Services Group Llc CRD 323361 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $179M | 696 | 1,232 | 9 | 07/10/2026 | ☆ |
| 13435 | Dowling Financial Services, Inc CRD 155624 | Greenwich, CT | Insurance-Affiliated · Small ($100M–$1B) | $179M | 324 | 430 | 3 | 02/19/2026 | ☆ |
| 13436 | Timmons Wealth Management, Llc CRD 165914 | Attleboro, MA | Wealth Manager · Small ($100M–$1B) | $179M | 150 | 602 | 3 | 04/20/2026 | ☆ |
| 13437 | Spring Lake Equity Gp Llc CRD 167613 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 3 | 08/20/2026 | ☆ |
| 13438 | Jordanelle Capital, Llc CRD 323676 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 2 | 06/26/2026 | ☆ |
| 13439 | Dolan Capital Advisors, Llc CRD 269886 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $179M | 83 | 354 | 4 | 03/30/2026 | ☆ |
| 13440 | O'connor Wealth Management, Inc. CRD 152316 | Monrovia, CA | Wealth Manager · Small ($100M–$1B) | $179M | 221 | 396 | 2 | 06/23/2026 | ☆ |
| 13441 | Eltringham Wealth Partners, Llc CRD 298885 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $179M | 76 | 286 | 6 | 03/24/2026 | ☆ |
| 13442 | Brighttree Wealth Management, Llc CRD 304721 | Insurance-Affiliated · Small ($100M–$1B) | $179M | 191 | 191 | 3 | 06/29/2026 | ☆ | |
| 13443 | Gallo Partners Lp CRD 329774 | Private Fund Manager · Small ($100M–$1B) | $179M | 6 | 6 | 5 | 03/26/2026 | ☆ | |
| 13444 | Parvin Asset Management, Llc CRD 315701 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $179M | 101 | 301 | 6 | 03/30/2026 | ☆ |
| 13445 | Mirretti Perryman Wealth Strategies, Llc CRD 319408 | Skokie, IL | Wealth Manager · Small ($100M–$1B) | $179M | 178 | 178 | 4 | 03/27/2026 | ☆ |
| 13446 | True Square Financial Llc CRD 287997 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $179M | 73 | 330 | 1 | 01/27/2026 | ☆ |
| 13447 | N CRD 133908 | Wealth Manager · Small ($100M–$1B) | $179M | 86 | 477 | 4 | 02/19/2025 | ☆ | |
| 13448 | Collaborative Portfolio Management, Llc CRD 332929 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $179M | 182 | 519 | 4 | 07/01/2026 | ☆ |
| 13449 | The Planner's Edge Llc CRD 114616 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $179M | 213 | 683 | 3 | 02/25/2026 | ☆ |
| 13450 | N CRD 108182 | Wealth Manager · Small ($100M–$1B) | $179M | 77 | 77 | 2 | 03/19/2025 | ☆ |