Allaria Asset Management, Llc
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 287513
· SEC file 801-125025
· Miami, FL
· allariasecurities.com
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ADV data as of Apr 28, 2026
- Regulatory AUM
- $180M
- Discretionary
- $108M
- Clients
- 15
- Avg AUM / client
- $12.0M
- Accounts
- 19
- Employees
- 6
AUM over time
$102M
$180M
Dec 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $3.7M | 2.05% |
| Corporations and other businesses | 15 | $176M | 98.0% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allaria, Ernesto | Shareholder | Jun 2015 (11y) | ≈ 7.91% – 50% via Allaria S.A. | |
| Marcelo Pablo Di Cugno | Chief Executive Officer, Managing Member | Nov 2016 (10y) | Less than 5% | |
| Rowe, Kevin, Anthony | Chief Compliance Officer | Mar 2020 (6y) | Less than 5% | |
| Marti, Enrique, Alfredo | Shareholder | May 2022 (4y) | ≈ 7.91% – 50% via Allaria S.A. | |
| Politi, Juan, Francisco | Shareholder | May 2022 (4y) | ≈ 7.91% – 50% via Allaria S.A. | |
| Humberto Lopez | Registered representative | Jul 2021 (5y) | ||
| Gustavo Andres Guerini | Registered representative | Jan 2025 (2y) | ||
| Francisco Miguel Sussini | Registered representative | Jun 2025 (1y) | ||
| Fernando Pardo | Registered representative | Feb 2026 (0y) | ||
| Mauricio Alexander Ramirez | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Allaria Latam Investment Services, Inc. | Member | Nov 2016 | A | 75% or more |
| Allaria Latam Inversiones S.A. | Shareholder | Nov 2016 | B | ≈ 56.25% – 100% via Allaria Latam Investment Services, Inc. |
| Allaria Inversiones Globales S.A. | Shareholder | Jun 2020 | B | ≈ 42.19% – 100% via Allaria Latam Inversiones S.A. |
| Allaria S.A. | Shareholder | Nov 2016 | B | ≈ 31.64% – 100% via Allaria Inversiones Globales S.A. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Allaria, Ernesto: 25% – 50% of Allaria S.A. × 75% – 100% of Allaria Inversiones Globales S.A. × 75% – 100% of Allaria Latam Inversiones S.A. × 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Marti, Enrique, Alfredo: 25% – 50% of Allaria S.A. × 75% – 100% of Allaria Inversiones Globales S.A. × 75% – 100% of Allaria Latam Inversiones S.A. × 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Politi, Juan, Francisco: 25% – 50% of Allaria S.A. × 75% – 100% of Allaria Inversiones Globales S.A. × 75% – 100% of Allaria Latam Inversiones S.A. × 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Allaria Latam Inversiones S.A.: 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Allaria Inversiones Globales S.A.: 75% – 100% of Allaria Latam Inversiones S.A. × 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Allaria S.A.: 75% – 100% of Allaria Inversiones Globales S.A. × 75% – 100% of Allaria Latam Inversiones S.A. × 75% – 100% of Allaria Latam Investment Services, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Interactive Brokers $62.0M (35% of AUM) Apr 2026
- J.P. Morgan $50.4M (28% of AUM) Apr 2026
- Pershing $40.5M (23% of AUM) Apr 2026
- UBS $21.0M (12% of AUM) Apr 2026
- Deutsche Bank Securities Inc. $11.7M (11% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗