Golden K Wealth Management, Llc
- Regulatory AUM
- $179M
- Discretionary
- $111M
- Clients
- 126
- Avg AUM / client
- $1.4M
- Accounts
- 202
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 45 | $13.0M | 7.27% |
| High net worth individuals | 10 | $49.1M | 27.3% |
| Pension and profit sharing plans | 70 | $116M | 64.7% |
| Other | 1 | $1.3M | 0.71% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $3.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Golden K Real Estate Partners Ii, Llc feeder | Real Estate Fund | California | $3.8M | 7 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Uscb, Inc. 401(k) Profit Sharing Plan Uscb, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sal T. Kargodorian | Managing Member/Chief Compliance Officer | Mar 2011 (15y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Golden K Real Estate Partners Ii, Llc | Real Estate Fund | $3.8M | $250K | 7 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Uscb, Inc. 401(k) Profit Sharing Plan | Uscb, Inc. | 197 | $15.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $110M (61% of AUM) Apr 2026
- Broadridge Financial Solutions, Inc. $59.6M (33% of AUM) Apr 2026
- The Vanguard Group, Inc. $24.3M (14% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗