Parvin Asset Management, Llc
- Regulatory AUM
- $179M
- Discretionary
- $178M
- Clients
- 101
- Avg AUM / client
- $1.8M
- Accounts
- 301
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 55 | $20.4M | 11.4% |
| High net worth individuals | 39 | $145M | 80.8% |
| Banking or thrift institutions | 1 | $1.3M | 0.72% |
| Investment companies | 1 | $10.1M | 5.66% |
| Charitable organizations | 1 | $1.4M | 0.77% |
| Insurance companies | 1 | $100K | 0.06% |
| Corporations and other businesses | 3 | $1.1M | 0.64% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Steven Smith | Managing Director, Chief Investment Officer | Jun 2021 (5y) | 75% or more | |
| Todd Harold Keating | Managing Director, Chief Compliance Officer | Nov 2022 (4y) | Less than 5% | |
| Richard Peabody Preston | Registered representative | Jan 2026 (1y) | ||
| George Andrew Meschter | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $130M (73% of AUM) Mar 2026
- Sei Investments Company $29.8M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗