AUMdb

Hall Capital, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 153961 · SEC file 801-130210 · Pasadena, CA · WWW.HALLCAPITALMANAGEMENT.COM
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$180M
Discretionary
$180M
Clients
39
Avg AUM / client
$4.6M
Accounts
133
Employees
3

AUM over time

$107M $180M
Dec 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 03, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 5 $5.0M 2.78%
High net worth individuals 32 $170M 94.4%
Charitable organizations 2 $5.0M 2.78%

Nonprofit clients

Charities that reported this firm as a top-paid contractor (investment services) on Form 990.

Charity Location Period
American Enterprise Institute For Public Policy Research EIN 530218495 Washington, DC 06/30/2024
Cary Institute Of Ecosystem Studies Inc EIN 223232968 Millbrook, NY 06/30/2024
San Francisco Ballet Endowment Foundation EIN 942747262 San Francisco, CA 06/30/2024
Clark University EIN 042111203 Worcester, MA 05/31/2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Donald Edwin Hall Managing Member And Chief Compliance Officer CFA May 2010 (16y) 75% or more
Thomas Richard Koch Registered representative Nov 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Foundations & charities (4)

OrganizationTypeAssetsAs of
American Enterprise Institute For Public Policy Research Public charity $353M 06/30/2024
Cary Institute Of Ecosystem Studies Inc Public charity $148M 06/30/2024
San Francisco Ballet Endowment Foundation Public charity $159M 06/30/2024
Clark University Public charity $768M 05/31/2024

From IRS Form 990 investment-management-fee disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗