Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12651 | White Knight Strategic Wealth Advisors, Llc CRD 302098 | Lawrenceville, NJ | Insurance-Affiliated · Small ($100M–$1B) | $207M | 196 | 506 | 7 | 03/31/2026 | ☆ |
| 12652 | N CRD 305817 | Wealth Manager · Small ($100M–$1B) | $207M | 196 | 391 | 3 | 01/24/2025 | ☆ | |
| 12653 | Lesa Sroufe & Company, Inc. CRD 130232 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $207M | 238 | 238 | 4 | 03/26/2026 | ☆ |
| 12654 | Bluestone Financial Advisors, Llc CRD 146946 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $207M | 50 | 137 | 3 | 02/13/2026 | ☆ |
| 12655 | Counterweight Ventures, Llc CRD 327880 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $207M | 87 | 417 | 3 | 03/30/2026 | ☆ |
| 12656 | 1819 Partners, Llc CRD 326601 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $207M | 4 | 4 | 4 | 09/28/2026 | ☆ |
| 12657 | Ffo Investments Llc CRD 338887 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $207M | 160 | 160 | 5 | 07/13/2026 | ☆ |
| 12658 | Purtill Financial Llc CRD 133764 | Highland Heights, OH | Wealth Manager · Small ($100M–$1B) | $207M | 163 | 555 | 5 | 03/11/2026 | ☆ |
| 12659 | Lake Hills Wealth Management, Llc CRD 286175 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $207M | 229 | 749 | 4 | 02/20/2026 | ☆ |
| 12660 | Zermatt Wealth, Llc CRD 307404 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $207M | 263 | 457 | 5 | 09/15/2026 | ☆ |
| 12661 | Burnham Sterling Asset Management Llc CRD 283907 | Cos Cob, CT | Private Fund Manager · Small ($100M–$1B) | $207M | 1 | 1 | 6 | 03/31/2026 | ☆ |
| 12662 | Alliance Investment Management, Llc CRD 152012 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $207M | 170 | 600 | 6 | 03/30/2026 | ☆ |
| 12663 | Kate Capital Llc CRD 329897 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $207M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 12664 | Investx Asset Management Llc CRD 321985 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $207M | 17 | 17 | 18 | 09/10/2026 | ☆ |
| 12665 | Flying Point Financial, Inc. CRD 107915 | North Andover, MA | Wealth Manager · Small ($100M–$1B) | $207M | 191 | 610 | 4 | 09/01/2026 | ☆ |
| 12666 | Strategic Wealth Advisors Group, Inc. CRD 285863 | Utica, MI | Wealth Manager · Small ($100M–$1B) | $207M | 544 | 1,270 | 13 | 03/30/2026 | ☆ |
| 12667 | N CRD 300841 | Wealth Manager · Small ($100M–$1B) | $207M | 57 | 118 | 4 | 08/28/2025 | ☆ | |
| 12668 | Stillwater Wealth Management Group Llc CRD 309796 | Juno Beach, FL | Wealth Manager · Small ($100M–$1B) | $207M | 257 | 500 | 3 | 06/10/2026 | ☆ |
| 12669 | Foliobeyond, Llc CRD 298234 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $207M | 26 | 40 | 7 | 07/15/2026 | ☆ | |
| 12670 | 360 Financial Partners, Llc CRD 169280 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $207M | 292 | 539 | 3 | 03/06/2026 | ☆ |
| 12671 | Kenneth Frenke & Co., Inc. CRD 109352 | Arden, NC | Wealth Manager · Small ($100M–$1B) | $207M | 245 | 734 | 3 | 03/24/2026 | ☆ |
| 12672 | Glasgow & Associates, Llc CRD 145151 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $206M | 228 | 564 | 9 | 07/08/2026 | ☆ |
| 12673 | Comunidad Fund I Manager, Llc CRD 315665 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $206M | 4 | 4 | 15 | 03/30/2026 | ☆ |
| 12674 | Bauman Advisory Group, Llc CRD 153061 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $206M | 493 | 1,043 | 19 | 05/22/2026 | ☆ |
| 12675 | Alexis Investment Partners, Llc CRD 313394 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $206M | 70 | 220 | 4 | 03/20/2026 | ☆ | |
| 12676 | Cooksen Wealth, Llc CRD 300451 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $206M | 46 | 331 | 3 | 06/19/2026 | ☆ |
| 12677 | Mckinley Alaska Private Investment, Llc CRD 319075 | Anchorage, AK | Private Fund Manager · Small ($100M–$1B) | $206M | 3 | 3 | 6 | 10/01/2026 | ☆ |
| 12678 | Yieldpoint, L.P. CRD 311859 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $206M | 1 | 1 | 2 | 05/11/2026 | ☆ |
| 12679 | Adc Wealth Management, Llc CRD 159083 | Massapequa, NY | Wealth Manager · Small ($100M–$1B) | $206M | 93 | 224 | 2 | 02/17/2026 | ☆ |
| 12680 | Hfh Planning Inc. CRD 114046 | Wealth Manager · Small ($100M–$1B) | $206M | 122 | 454 | 2 | 04/09/2026 | ☆ | |
| 12681 | Parkview Asset Management, Inc. CRD 307977 | Oakbrook Terrace, IL | Wealth Manager · Small ($100M–$1B) | $206M | 179 | 287 | 4 | 03/31/2026 | ☆ |
| 12682 | Hardworking Capital Advisors, Llc CRD 226760 | Palm Desert, CA | Wealth Manager · Small ($100M–$1B) | $206M | 284 | 871 | 2 | 03/23/2026 | ☆ |
| 12683 | Bauer Wealth Management Inc. CRD 152977 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $206M | 162 | 609 | 3 | 05/19/2026 | ☆ |
| 12684 | Brightpath Wealth Planning, Llc CRD 160563 | Camarillo, CA | Wealth Manager · Small ($100M–$1B) | $206M | 132 | 492 | 5 | 08/17/2026 | ☆ |
| 12685 | Lc Vero Manager Llc CRD 338361 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $206M | 4 | 4 | 3 | 09/15/2026 | ☆ |
| 12686 | Wardroom Partners CRD 315511 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $206M | 25 | 25 | 4 | 09/22/2026 | ☆ | |
| 12687 | Mercer Advisors Private Asset Management, Inc. CRD 327830 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $206M | 7 | 7 | 1 | 09/25/2026 | ☆ |
| 12688 | Srt Group Llc CRD 330219 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $206M | 1 | 1 | 28 | 04/28/2026 | ☆ |
| 12689 | Western Pacific Wealth Management, Lp CRD 152714 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $206M | 33 | 33 | 3 | 03/06/2026 | ☆ |
| 12690 | Manhattan Global Asset Management Llc CRD 334452 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $206M | 42 | 71 | 2 | 09/21/2026 | ☆ |
| 12691 | The Putney Financial Group Llc CRD 111639 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $205M | 215 | 948 | 8 | 06/26/2026 | ☆ |
| 12692 | Rookwood Wealth Management, Llc CRD 143983 | Wealth Manager · Small ($100M–$1B) | $205M | 67 | 188 | 2 | 04/08/2026 | ☆ | |
| 12693 | Osbon Capital Management, Llc CRD 134731 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $205M | 57 | 240 | 3 | 03/11/2026 | ☆ |
| 12694 | Safebridge Llc CRD 289485 | Wealth Manager · Small ($100M–$1B) | $205M | 88 | 331 | 1 | 02/04/2026 | ☆ | |
| 12695 | White Rock Oil & Gas Holdings, Llc CRD 165255 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $205M | 4 | 4 | 10 | 04/22/2026 | ☆ |
| 12696 | Blue Marble Investments, Llc CRD 141354 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $205M | 243 | 411 | 3 | 05/07/2026 | ☆ |
| 12697 | Trident Management Llc CRD 319632 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $205M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 12698 | Enduring Wealth Management, Llc CRD 337527 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $205M | 173 | 616 | 1 | 09/08/2026 | ☆ |
| 12699 | 021 Investments Llc CRD 328334 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $205M | 4 | 4 | 5 | 03/26/2026 | ☆ |
| 12700 | Chesapeake Investment Management Llc CRD 119010 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $205M | 395 | 395 | 7 | 03/31/2026 | ☆ |