Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12601 | T.M. Wealth Management, Llc CRD 287965 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $210M | 99 | 475 | 6 | 03/05/2026 | ☆ |
| 12602 | The Stanich Group Llc CRD 282447 | Wealth Manager · Small ($100M–$1B) | $210M | 175 | 719 | 5 | 03/27/2026 | ☆ | |
| 12603 | Sunstate Wealth Management Llc CRD 317453 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $210M | 6 | 6 | 4 | 05/15/2026 | ☆ |
| 12604 | Highland Rim Capital, L.P. CRD 331863 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 7 | 06/29/2026 | ☆ |
| 12605 | Img Wealth Management, Inc. CRD 285966 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $210M | 710 | 1,355 | 7 | 02/16/2026 | ☆ |
| 12606 | Telligent Investment Management, Llc CRD 118798 | Admiralty, Hong Kong | Private Fund Manager · Small ($100M–$1B) | $210M | 4 | 4 | 8 | 03/19/2026 | ☆ |
| 12607 | Shellman Investment Management, Llc CRD 316579 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $210M | 134 | 178 | 4 | 03/24/2026 | ☆ |
| 12608 | Runde & Co. Llc CRD 106383 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $209M | 44 | 153 | 2 | 03/24/2026 | ☆ |
| 12609 | Babb Wealth Advisors Llc CRD 298347 | Flagstaff, AZ | Wealth Manager · Small ($100M–$1B) | $209M | 347 | 927 | 8 | 09/24/2026 | ☆ |
| 12610 | N CRD 154934 | Wealth Manager · Small ($100M–$1B) | $209M | 165 | 335 | 2 | 01/20/2025 | ☆ | |
| 12611 | Zimmermann Alan L CRD 106286 | Wealth Manager · Small ($100M–$1B) | $209M | 21 | 21 | 1 | 03/17/2026 | ☆ | |
| 12612 | Cannon Beach Consultants Inc CRD 140959 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $209M | 122 | 549 | 2 | 03/30/2026 | ☆ |
| 12613 | Wharton Wealth Management, Llc CRD 281348 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $209M | 333 | 951 | 2 | 04/01/2026 | ☆ |
| 12614 | Financial Investment Team, Inc. CRD 145724 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $209M | 303 | 870 | 5 | 02/26/2026 | ☆ |
| 12615 | Filigree Wealth Advisors, Llc CRD 318729 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $209M | 45 | 212 | 3 | 03/18/2026 | ☆ |
| 12616 | Creative Investment Group Llc CRD 334028 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $209M | 144 | 386 | 8 | 06/04/2026 | ☆ |
| 12617 | Eli Circle Capital, Lp CRD 326553 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $209M | 3 | 3 | 4 | 03/16/2026 | ☆ |
| 12618 | Werlinich Asset Management, L.L.C. CRD 125663 | Wealth Manager · Small ($100M–$1B) | $209M | 51 | 28 | 1 | 01/30/2026 | ☆ | |
| 12619 | Capital Asset Management, Llc CRD 284505 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $209M | 162 | 340 | 5 | 03/23/2026 | ☆ |
| 12620 | Reservoir Retirement Management, Llc CRD 293131 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $209M | 460 | 887 | 2 | 02/18/2026 | ☆ |
| 12621 | Cavu Wealth Management Inc. CRD 299089 | Lakeside, CA | Wealth Manager · Small ($100M–$1B) | $209M | 378 | 903 | 7 | 08/05/2026 | ☆ |
| 12622 | Madson Wealth Advisors Inc. CRD 338608 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $209M | 171 | 520 | 3 | 04/28/2026 | ☆ |
| 12623 | Sephira Investment Advisors (Uk) Limited CRD 293524 | London | Private Fund Manager · Small ($100M–$1B) | $209M | 2 | 2 | 7 | 06/29/2026 | ☆ |
| 12624 | Southcol Advisors, Llc CRD 308154 | Naples, FL | Endowment & Foundation Advisor · Small ($100M–$1B) | $209M | 8 | 37 | 4 | 02/23/2026 | ☆ |
| 12625 | Clarity Wealth Development, Llc CRD 155103 | Corvallis, OR | Wealth Manager · Small ($100M–$1B) | $209M | 226 | 712 | 5 | 03/11/2026 | ☆ |
| 12626 | Blum Financial, Lp CRD 149134 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $209M | 196 | 781 | 6 | 03/10/2026 | ☆ |
| 12627 | Golden Bell Financial Planning, Llc CRD 305635 | Wealth Manager · Small ($100M–$1B) | $209M | 92 | 464 | 1 | 09/11/2026 | ☆ | |
| 12628 | Voyager Management, Llc CRD 135434 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $209M | 7 | 7 | 3 | 02/23/2026 | ☆ |
| 12629 | Phoenix Realty Group Llc CRD 160249 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $208M | 15 | 15 | 17 | 03/26/2026 | ☆ |
| 12630 | O'connell Investment And Insurance Services, Llc CRD 290254 | Eugene, OR | Wealth Manager · Small ($100M–$1B) | $208M | 519 | 519 | 9 | 02/25/2026 | ☆ |
| 12631 | Financial Life Planners Llc CRD 129415 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $208M | 298 | 779 | 7 | 03/30/2026 | ☆ |
| 12632 | Sfc Financial Llc CRD 129817 | Sunset Hills, MO | Wealth Manager · Small ($100M–$1B) | $208M | 78 | 251 | 4 | 03/25/2026 | ☆ |
| 12633 | Ucap Asset Management Llc CRD 170846 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $208M | 189 | 184 | 14 | 03/27/2026 | ☆ |
| 12634 | Longview Financial Advisors, Inc. CRD 122451 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $208M | 182 | 619 | 7 | 05/21/2026 | ☆ |
| 12635 | Wellspring Capital Management Llc CRD 161184 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $208M | 8 | 8 | 23 | 03/31/2026 | ☆ |
| 12636 | Open Field Capital Llc CRD 136313 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $208M | 16 | 16 | 4 | 03/30/2026 | ☆ |
| 12637 | Alere Planning Llc CRD 286121 | Insurance-Affiliated · Small ($100M–$1B) | $208M | 201 | 513 | 3 | 02/17/2026 | ☆ | |
| 12638 | Fulcrum Wealth Advisors, Llc CRD 169277 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $208M | 143 | 296 | 3 | 07/30/2026 | ☆ |
| 12639 | Deseranno Corporation CRD 121841 | Grosse Pointe Farms, MI | Wealth Manager · Small ($100M–$1B) | $208M | 136 | 333 | 6 | 02/20/2026 | ☆ |
| 12640 | Guardsman Private Capital Management, Inc. CRD 172205 | Sarasota, FL | Investment Adviser · Small ($100M–$1B) | $208M | 37 | 101 | 3 | 03/18/2026 | ☆ |
| 12641 | Seagull Lane Asset Management Llc CRD 282566 | Huntington Beach, CA | Wealth Manager · Small ($100M–$1B) | $208M | 350 | 702 | 4 | 09/01/2026 | ☆ |
| 12642 | Lynwood Price Capital Management Lp CRD 323308 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $208M | 2 | 2 | 3 | 02/27/2026 | ☆ |
| 12643 | Fairscale Capital, Llc CRD 165535 | Nashua, NH | Wealth Manager · Small ($100M–$1B) | $208M | 179 | 534 | 3 | 01/20/2026 | ☆ |
| 12644 | Capstar Financial Services Llc CRD 300349 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $208M | 380 | 826 | 4 | 03/20/2026 | ☆ |
| 12645 | Orographic Financial Advisors, Llc CRD 323980 | Wealth Manager · Small ($100M–$1B) | $208M | 111 | 244 | 3 | 03/03/2026 | ☆ | |
| 12646 | Gates Pass Advisors, Llc CRD 269983 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $208M | 69 | 279 | 3 | 07/14/2026 | ☆ |
| 12647 | Garlikov Advisors Inc CRD 112352 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $208M | 182 | 182 | 4 | 03/19/2026 | ☆ |
| 12648 | Terraform Wealth, Llc CRD 325530 | Houston, TX | Multi-Family Office · Small ($100M–$1B) | $208M | 10 | 85 | 2 | 03/25/2026 | ☆ |
| 12649 | L & W Financial, Llc CRD 285310 | College Station, TX | Insurance-Affiliated · Small ($100M–$1B) | $207M | 724 | 724 | 9 | 07/13/2026 | ☆ |
| 12650 | Prairieview Wealth Partners, Llc CRD 327974 | Frankfort, IL | Insurance-Affiliated · Small ($100M–$1B) | $207M | 288 | 882 | 9 | 10/01/2026 | ☆ |