Alexis Investment Partners, Llc
- Regulatory AUM
- $206M
- Discretionary
- $206M
- Clients
- 70
- Avg AUM / client
- $2.9M
- Accounts
- 220
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $1.8M | 0.85% |
| High net worth individuals | 42 | $23.5M | 11.4% |
| Investment companies | 1 | $149M | 72.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $11.2M | 5.44% |
| Charitable organizations | 6 | $8.9M | 4.33% |
| Corporations and other businesses | Fewer than 5 clients | $12.2M | 5.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| California Association Of Realtors Profit Sharing Plan California Association Of Realtors | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexis Viroya Browne Roberts | Chief Operating Officer | Chartered Financial Consultant | Mar 2021 (5y) | Less than 5% |
| Jason William Browne | President | Chartered Financial Consultant | Mar 2021 (5y) | 75% or more |
| Messer, Janet, Lynn | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| California Association Of Realtors Profit Sharing Plan | California Association Of Realtors | 134 | $67.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $144M (70% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗