Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12701 | Flavin Financial Services, Inc. CRD 144473 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $205M | 182 | 459 | 4 | 02/13/2026 | ☆ |
| 12702 | 3 Rd Creek Investments, Inc. CRD 115945 | Wealth Manager · Small ($100M–$1B) | $205M | 108 | 436 | 4 | 01/23/2026 | ☆ | |
| 12703 | Kirk Capital Advisors Llc CRD 312401 | Vienna, VA | Wealth Manager · Small ($100M–$1B) | $205M | 136 | 401 | 5 | 03/31/2026 | ☆ |
| 12704 | Northavenue Llc CRD 297300 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $205M | 138 | 638 | 9 | 07/09/2026 | ☆ |
| 12705 | The Herbst Group, Llc CRD 309319 | Wealth Manager · Small ($100M–$1B) | $205M | 190 | 294 | 7 | 06/24/2026 | ☆ | |
| 12706 | F3 Partners Llc CRD 333302 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $205M | 1 | 1 | 5 | 06/29/2026 | ☆ |
| 12707 | Kohlhepp Investment Advisors, Ltd. CRD 113989 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $205M | 201 | 836 | 6 | 03/24/2026 | ☆ |
| 12708 | Mittelman Wealth Management Llc CRD 313042 | Wealth Manager · Small ($100M–$1B) | $205M | 33 | 93 | 1 | 03/28/2026 | ☆ | |
| 12709 | Donalies Financial Planning, Llc CRD 164700 | Wealth Manager · Small ($100M–$1B) | $205M | 135 | 460 | 5 | 03/25/2026 | ☆ | |
| 12710 | Momentum Wealth Planning, Llc CRD 331563 | Wealth Manager · Small ($100M–$1B) | $205M | 127 | 378 | 2 | 04/30/2026 | ☆ | |
| 12711 | Broyhill Asset Management, Llc CRD 120462 | Charlotte, NC | Investment Adviser · Small ($100M–$1B) | $205M | 91 | 91 | 6 | 03/13/2026 | ☆ |
| 12712 | Mcginn Penninger Investment Management Inc. CRD 107396 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $204M | 332 | 332 | 5 | 03/24/2026 | ☆ |
| 12713 | The William Allan Corporation CRD 133147 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $204M | 239 | 629 | 12 | 04/23/2026 | ☆ |
| 12714 | Guardant Partners Llc CRD 339708 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $204M | 58 | 160 | 4 | 09/04/2026 | ☆ |
| 12715 | Prospect Financial Group Llc CRD 133953 | Wealth Manager · Small ($100M–$1B) | $204M | 48 | 326 | 2 | 07/14/2026 | ☆ | |
| 12716 | Bysko John Allan CRD 110612 | Old Lyme, CT | Wealth Manager · Small ($100M–$1B) | $204M | 124 | 124 | 1 | 03/29/2024 | ☆ |
| 12717 | Extant Capital Llc CRD 337508 | Albany, NY | Private Fund Manager · Small ($100M–$1B) | $204M | 1 | 1 | 2 | 03/13/2026 | ☆ |
| 12718 | Guiry Capital Management, Llc CRD 122056 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $204M | 33 | 56 | 2 | 03/30/2026 | ☆ |
| 12719 | Monimus Capital Management, Lp CRD 309855 | Woodbridge, NJ | Private Fund Manager · Small ($100M–$1B) | $204M | 2 | 2 | 4 | 03/31/2026 | ☆ |
| 12720 | Royal Capital Wealth Management Llc CRD 292217 | Wealth Manager · Small ($100M–$1B) | $204M | 68 | 202 | 2 | 03/29/2026 | ☆ | |
| 12721 | Frankly Finances Llc CRD 321270 | Wealth Manager · Small ($100M–$1B) | $204M | 29 | 134 | 1 | 02/17/2026 | ☆ | |
| 12722 | Portus Wealth Advisors, Llc CRD 300558 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $204M | 137 | 528 | 4 | 02/27/2026 | ☆ |
| 12723 | Alianza Corp. Investment Advisor CRD 323267 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $204M | 1,207 | 1,207 | 5 | 10/02/2026 | ☆ |
| 12724 | Mb Family Advisors, Llc CRD 166324 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $204M | 8 | 8 | 2 | 09/01/2026 | ☆ |
| 12725 | Viden Arbor Capital L.L.C. CRD 169533 | Wealth Manager · Small ($100M–$1B) | $204M | 21 | 68 | 1 | 04/01/2026 | ☆ | |
| 12726 | Merkkuri Wealth Advisors Llc CRD 330164 | Jericho, NY | Insurance-Affiliated · Small ($100M–$1B) | $204M | 286 | 601 | 7 | 03/18/2026 | ☆ |
| 12727 | Commercial Trust Wealth Management, Llc CRD 337704 | Fayette, MO | Wealth Manager · Small ($100M–$1B) | $204M | 927 | 1,388 | 5 | 07/02/2026 | ☆ |
| 12728 | Teton Wealth Group Llc CRD 311230 | Murray, UT | Wealth Manager · Small ($100M–$1B) | $204M | 849 | 2,417 | 24 | 03/25/2026 | ☆ |
| 12729 | Gehrig Capital Management, Inc. CRD 123250 | Merrillville, IN | Wealth Manager · Small ($100M–$1B) | $204M | 652 | 1,072 | 5 | 09/15/2026 | ☆ |
| 12730 | Crystal Rock Capital Management, Llc. CRD 157296 | Bannockburn, IL | Private Fund Manager · Small ($100M–$1B) | $204M | 1 | 3 | 4 | 02/04/2026 | ☆ |
| 12731 | N CRD 167539 | Wealth Manager · Small ($100M–$1B) | $204M | 118 | 406 | 2 | 03/27/2026 | ☆ | |
| 12732 | N CRD 310602 | Wealth Manager · Small ($100M–$1B) | $204M | 155 | 345 | 14 | 04/01/2025 | ☆ | |
| 12733 | Harkness Capital Management Llc CRD 289882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $204M | 5 | 5 | 10 | 03/31/2026 | ☆ |
| 12734 | Moler Capital Management, Llc CRD 106969 | Wealth Manager · Small ($100M–$1B) | $204M | 87 | 386 | 3 | 02/23/2026 | ☆ | |
| 12735 | Up North Financial, Llc CRD 150996 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $204M | 337 | 1,065 | 4 | 03/27/2026 | ☆ |
| 12736 | Rochester Wealth Strategies, Llc CRD 299150 | Rochester, MI | Wealth Manager · Small ($100M–$1B) | $204M | 141 | 478 | 5 | 08/20/2026 | ☆ |
| 12737 | Aria Growth Partners Lp CRD 315978 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $204M | 10 | 10 | 5 | 04/30/2026 | ☆ |
| 12738 | Lightsquare Wealth Management, Llc CRD 324958 | Bingham Farms, MI | Wealth Manager · Small ($100M–$1B) | $204M | 172 | 662 | 5 | 06/12/2026 | ☆ |
| 12739 | N CRD 273039 | Wealth Manager · Small ($100M–$1B) | $204M | 164 | 493 | 3 | 03/31/2025 | ☆ | |
| 12740 | Element Squared Llc CRD 311284 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $203M | 478 | 478 | 7 | 09/15/2026 | ☆ |
| 12741 | Sanders Management Group, Ltd CRD 334205 | Southfield, MI | Private Fund Manager · Small ($100M–$1B) | $203M | 4 | 4 | 20 | 01/05/2026 | ☆ |
| 12742 | Rayliant Investment Research CRD 306119 | Walnut, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $203M | 4 | 4 | 21 | 07/30/2026 | ☆ |
| 12743 | Dv Capital Advisors, Llc CRD 330325 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $203M | 7 | 7 | 11 | 10/01/2026 | ☆ |
| 12744 | Kahala Financial Advisors, Llc CRD 108564 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $203M | 163 | 422 | 2 | 03/20/2026 | ☆ |
| 12745 | Wazee Street Capital Management Llc CRD 159165 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $203M | 4 | 4 | 4 | 09/29/2026 | ☆ |
| 12746 | Wj Financial Advisors, Llc CRD 142761 | Killingworth, CT | Wealth Manager · Small ($100M–$1B) | $203M | 274 | 684 | 3 | 04/01/2026 | ☆ |
| 12747 | Mcdermott Investment Advisors, Llc CRD 132221 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $203M | 618 | 619 | 10 | 03/24/2026 | ☆ |
| 12748 | Nhwm Llc CRD 328155 | Cedar Knolls, NJ | Wealth Manager · Small ($100M–$1B) | $203M | 228 | 740 | 9 | 08/10/2026 | ☆ |
| 12749 | Ball & Company Wealth Management, Inc. CRD 133950 | Wealth Manager · Small ($100M–$1B) | $203M | 154 | 450 | 4 | 02/04/2026 | ☆ | |
| 12750 | Independent Wealth Management, Llc CRD 124242 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $203M | 176 | 510 | 3 | 05/21/2026 | ☆ |