Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12201 | Miller Wealth Advisors, Llc CRD 171329 | Wealth Manager · Small ($100M–$1B) | $226M | 116 | 334 | 3 | 08/27/2026 | ☆ | |
| 12202 | The Tenret Company, Llc CRD 298570 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $225M | 55 | 158 | 1 | 03/05/2026 | ☆ |
| 12203 | Buckeye Pacific Llc CRD 311553 | Naples, FL | Private Fund Manager · Small ($100M–$1B) | $225M | 3 | 4 | 3 | 03/30/2026 | ☆ |
| 12204 | Principium Investments Llc CRD 124989 | Wealth Manager · Small ($100M–$1B) | $225M | 236 | 508 | 3 | 03/26/2026 | ☆ | |
| 12205 | Cais Advisors Llc CRD 317466 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $225M | 4 | 4 | 32 | 06/26/2026 | ☆ |
| 12206 | Mindful Wealth Llc CRD 297493 | Glencoe, IL | Wealth Manager · Small ($100M–$1B) | $225M | 57 | 279 | 1 | 05/27/2026 | ☆ |
| 12207 | Daniel Investment Associates, Llc CRD 157284 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $225M | 33 | 33 | 1 | 03/18/2026 | ☆ |
| 12208 | Apex Capital Management, L.L.C. CRD 117059 | Lafayette, LA | Wealth Manager · Small ($100M–$1B) | $225M | 357 | 611 | 7 | 09/29/2026 | ☆ |
| 12209 | The Perspective Group, Llc CRD 175294 | Lawrence, KS | Wealth Manager · Small ($100M–$1B) | $225M | 297 | 554 | 5 | 07/20/2026 | ☆ |
| 12210 | Inman Jager Wealth Management, Llc CRD 329603 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $225M | 246 | 781 | 5 | 02/27/2026 | ☆ |
| 12211 | 442 Capital Pty Ltd CRD 334382 | Melbourne | Private Fund Manager · Small ($100M–$1B) | $225M | 2 | 2 | 4 | 08/12/2026 | ☆ |
| 12212 | Henson Edgewater Management, Llc CRD 135316 | Avon, OH | Insurance-Affiliated · Small ($100M–$1B) | $225M | 741 | 715 | 4 | 03/27/2026 | ☆ |
| 12213 | Principia Wealth Advisory, Llc CRD 152678 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $225M | 156 | 737 | 5 | 03/31/2026 | ☆ |
| 12214 | Capital Advisory Group, Inc. CRD 114539 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $225M | 77 | 296 | 3 | 03/30/2026 | ☆ |
| 12215 | Global Delta Capital, Llc CRD 324485 | Somerville, MA | Private Fund Manager · Small ($100M–$1B) | $225M | 1 | 1 | 13 | 04/30/2026 | ☆ |
| 12216 | Plexo Capital Management, Llc CRD 298402 | Private Fund Manager · Small ($100M–$1B) | $225M | 3 | 3 | 2 | 03/31/2026 | ☆ | |
| 12217 | Retirement Plans, Inc. CRD 286214 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $225M | 278 | 278 | 6 | 03/16/2026 | ☆ |
| 12218 | Bantamac Capital, Llc CRD 307765 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $225M | 14 | 49 | 4 | 03/27/2026 | ☆ |
| 12219 | Drawbridge Capital, Llc CRD 128636 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $225M | 979 | 979 | 10 | 09/22/2026 | ☆ |
| 12220 | Wl Ross & Co. Llc CRD 141854 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $225M | 4 | 4 | 9 | 03/26/2026 | ☆ |
| 12221 | Prato Capital Management, Inc. CRD 289917 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $225M | 326 | 706 | 4 | 03/02/2026 | ☆ |
| 12222 | Allied Private Wealth CRD 328952 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $224M | 228 | 417 | 4 | 03/25/2026 | ☆ |
| 12223 | Reb Capital Management, Llc CRD 301890 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $224M | 2 | 3 | 4 | 05/29/2026 | ☆ |
| 12224 | Financial Management, Inc. CRD 108350 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $224M | 184 | 392 | 6 | 04/24/2026 | ☆ |
| 12225 | Iadvise Partners Llc CRD 168564 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $224M | 20 | 37 | 3 | 04/17/2026 | ☆ |
| 12226 | Sun Group Wealth Partners Llc CRD 166372 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 353 | 589 | 7 | 05/21/2026 | ☆ |
| 12227 | Arrowmark Asset Management, Llc CRD 307161 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $224M | 1 | 1 | 5 | 03/25/2026 | ☆ |
| 12228 | Orca Wealth Management, Llc CRD 310053 | New Port Richey, FL | Wealth Manager · Small ($100M–$1B) | $224M | 425 | 425 | 3 | 05/11/2026 | ☆ |
| 12229 | Lionstone Partners, Llc CRD 160214 | Boston, MA | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 12230 | Meritis Wealth Management, Inc. CRD 336539 | Potomac, MD | Wealth Manager · Small ($100M–$1B) | $224M | 130 | 418 | 3 | 06/26/2026 | ☆ |
| 12231 | Aligne Wealth Preservation & Insurance Services, Llc. CRD 321735 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 220 | 342 | 5 | 07/23/2026 | ☆ |
| 12232 | Old Bridge Capital Management Private Limited CRD 299571 | Mumbai | Private Fund Manager · Small ($100M–$1B) | $224M | 264 | 264 | 9 | 06/24/2026 | ☆ |
| 12233 | Mcalvany Wealth Management, Llc CRD 146021 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $224M | 664 | 664 | 5 | 09/02/2026 | ☆ |
| 12234 | Bucket List Wealth Management, Llc CRD 286494 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $224M | 482 | 1,437 | 2 | 03/06/2026 | ☆ |
| 12235 | Mcalister, Sweet & Associates, Inc. CRD 290626 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $224M | 187 | 368 | 4 | 03/02/2026 | ☆ |
| 12236 | Thornburg Bow River Advisers, Llc. CRD 332879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $224M | 4 | 4 | 29 | 08/28/2026 | ☆ |
| 12237 | Alder Financial Group Inc CRD 108837 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $224M | 65 | 249 | 3 | 03/05/2026 | ☆ |
| 12238 | Bright Angel Advisors Llc CRD 311704 | St. Paul, MN | Wealth Manager · Small ($100M–$1B) | $224M | 35 | 106 | 4 | 01/15/2026 | ☆ |
| 12239 | Mainstream Capital Management Llc CRD 297145 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 170 | 175 | 4 | 03/18/2026 | ☆ |
| 12240 | Creighton Capital Management Llc CRD 307737 | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 3 | 4 | 8 | 04/01/2024 | ☆ | |
| 12241 | Chapman Financial Group, Llc CRD 168439 | Wealth Manager · Small ($100M–$1B) | $224M | 96 | 274 | 2 | 07/22/2026 | ☆ | |
| 12242 | Wealth Teams Alliance Inc. CRD 168907 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 812 | 985 | 27 | 09/16/2026 | ☆ |
| 12243 | Jhp Wealth Management, Llc CRD 298784 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $224M | 124 | 396 | 1 | 02/26/2026 | ☆ |
| 12244 | Easley Investment Consultants, Inc. CRD 307258 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $224M | 357 | 841 | 3 | 01/30/2026 | ☆ |
| 12245 | Pacific Peak Advisors, Llc CRD 326711 | Ketchum, ID | Insurance-Affiliated · Small ($100M–$1B) | $224M | 186 | 415 | 2 | 06/04/2026 | ☆ |
| 12246 | Gevers Wealth Management, Llc CRD 340092 | Issaquah, WA | Wealth Manager · Small ($100M–$1B) | $224M | 168 | 502 | 5 | 06/01/2026 | ☆ |
| 12247 | Bd Investment Partners, Llc CRD 309347 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $224M | 3 | 3 | 9 | 05/11/2026 | ☆ |
| 12248 | Sterling Wealth Advisors, Inc. CRD 124121 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $224M | 80 | 348 | 7 | 04/01/2026 | ☆ |
| 12249 | Davidson Advisory Group, Llc CRD 333090 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $224M | 184 | 538 | 4 | 07/17/2026 | ☆ |
| 12250 | Noble Wealth Management, Inc. CRD 169963 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $223M | 233 | 648 | 6 | 03/30/2026 | ☆ |