Financial Management, Inc.
- Regulatory AUM
- $224M
- Discretionary
- $224M
- Clients
- 184
- Avg AUM / client
- $1.2M
- Accounts
- 392
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $31.1M | 13.8% |
| High net worth individuals | 26 | $65.7M | 29.3% |
| Pension and profit sharing plans | 31 | $93.1M | 41.5% |
| Charitable organizations | 8 | $25.3M | 11.3% |
| Corporations and other businesses | 5 | $9.3M | 4.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Crews & Associates Inc. 401(k) Plan Crews & Associates, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harold Franklin Grubbs | President | Nov 1986 (40y) | Less than 5% | |
| Grubbs, Brandon, Heath | Chief Investment Officer | Oct 2009 (17y) | Less than 5% | |
| Jessica Lynne Wallace | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Bumpers, Joseph, Parrott | Chief Financial Officer | Jun 2022 (4y) | Less than 5% | |
| Clay, Dennis, Charles | Chief Executive Officer | Jun 2022 (4y) | Less than 5% | |
| John Burgoyne Robinson | Registered representative | CFP | May 2003 (23y) | |
| Spencer Thomas Smith | Registered representative | Mar 2025 (1y) | ||
| Stephen Henry Goetze | Registered representative | Dec 2025 (1y) | ||
| Joseph Michael Perrone | Registered representative | CFA | Apr 2026 (0y) | |
| James John Stockton | Registered representative | CFA | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Crews Core Holding Company | Shareholder | Jun 2022 | A | 75% or more |
| First Security Bancorp | Owner | Jun 2022 | B | ≈ 56.25% – 100% via Crews Core Holding Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- First Security Bancorp: 75% – 100% of Crews Core Holding Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Crews & Associates Inc. 401(k) Plan | Crews & Associates, Inc. | 183 | $47.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $123M (55% of AUM) Apr 2026
- Ascensus Broker Dealer Services, Llc $93.1M (41% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗