Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12251 | Valley Brook Capital Group, Inc. CRD 122460 | Venetia, PA | Wealth Manager · Small ($100M–$1B) | $223M | 204 | 368 | 6 | 02/28/2026 | ☆ |
| 12252 | Branson Frank A Inc CRD 110451 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $223M | 12 | 12 | 1 | 03/19/2026 | ☆ |
| 12253 | Wincap Financial Llc CRD 315798 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $223M | 270 | 624 | 7 | 06/29/2026 | ☆ |
| 12254 | Spring Capital Management, Llc CRD 282842 | Amarillo, TX | Wealth Manager · Small ($100M–$1B) | $223M | 139 | 316 | 2 | 02/24/2026 | ☆ |
| 12255 | Essential Investment Partners, Llc CRD 149509 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $223M | 79 | 276 | 3 | 03/30/2026 | ☆ |
| 12256 | Whalen Wealth Management Inc. CRD 311869 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $223M | 400 | 825 | 10 | 05/07/2026 | ☆ |
| 12257 | Tortuga Wealth Management, Inc. CRD 153737 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $223M | 358 | 604 | 4 | 02/13/2026 | ☆ |
| 12258 | Three Peaks Capital Management, Llc CRD 127402 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $223M | 72 | 72 | 5 | 03/31/2026 | ☆ |
| 12259 | Pgp Advisors, Llc CRD 172611 | Ketchum, ID | Private Fund Manager · Small ($100M–$1B) | $223M | 1 | 1 | 10 | 03/30/2026 | ☆ |
| 12260 | Davinci Financial Designs Llc CRD 163362 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $223M | 353 | 1,250 | 5 | 04/29/2026 | ☆ |
| 12261 | Carey Consulting Wealth Management, Inc. CRD 173885 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $223M | 102 | 283 | 3 | 02/10/2026 | ☆ |
| 12262 | Aldebaran Financial Inc CRD 105741 | Kingsport, TN | Wealth Manager · Small ($100M–$1B) | $223M | 366 | 713 | 8 | 03/31/2026 | ☆ |
| 12263 | Sharpepoint, Llc CRD 290719 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $223M | 491 | 1,091 | 5 | 04/16/2026 | ☆ |
| 12264 | Crossgen Wealth Llc CRD 336270 | Greenville, NC | Wealth Manager · Small ($100M–$1B) | $223M | 150 | 430 | 3 | 10/01/2026 | ☆ |
| 12265 | The Newcastle Network Lp CRD 316201 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $223M | 2 | 2 | 12 | 07/24/2026 | ☆ |
| 12266 | Milestones Private Investment Advisors Llc CRD 289116 | Fairport, NY | Wealth Manager · Small ($100M–$1B) | $223M | 254 | 677 | 3 | 10/01/2026 | ☆ |
| 12267 | Innealta Capital, Llc CRD 292158 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $222M | 117 | 172 | 4 | 04/02/2026 | ☆ | |
| 12268 | Rwm Capital, Llc CRD 310635 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $222M | 1,439 | 2,731 | 63 | 08/07/2026 | ☆ |
| 12269 | Kmt Wealth Management, Llc CRD 328911 | Hermosa Beach, CA | Wealth Manager · Small ($100M–$1B) | $222M | 0 | 34 | 1 | 09/17/2026 | ☆ |
| 12270 | Capital Preservation Partners Inc. CRD 126340 | Bronxville, NY | Wealth Manager · Small ($100M–$1B) | $222M | 417 | 676 | 3 | 03/30/2026 | ☆ |
| 12271 | Kerusso Capital Management, Llc CRD 316352 | Winston Salem, NC | Investment Adviser · Small ($100M–$1B) | $222M | 22 | 22 | 3 | 03/04/2026 | ☆ |
| 12272 | N CRD 127787 | Wealth Manager · Small ($100M–$1B) | $222M | 761 | 924 | 248 | 08/08/2025 | ☆ | |
| 12273 | N CRD 139457 | Wealth Manager · Small ($100M–$1B) | $222M | 63 | 158 | 3 | 07/11/2025 | ☆ | |
| 12274 | Flax Pond Capital, Llc CRD 324332 | Wealth Manager · Small ($100M–$1B) | $222M | 120 | 119 | 2 | 01/30/2026 | ☆ | |
| 12275 | Rwq Financial Management Services, Inc. CRD 297541 | Wealth Manager · Small ($100M–$1B) | $222M | 233 | 270 | 2 | 03/26/2026 | ☆ | |
| 12276 | Colrain Capital Llc CRD 118098 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $222M | 87 | 87 | 4 | 03/31/2026 | ☆ |
| 12277 | Maclean Capital Advisors, Llc CRD 156978 | Indian Wells, CA | Wealth Manager · Small ($100M–$1B) | $222M | 160 | 393 | 3 | 02/17/2026 | ☆ |
| 12278 | Phillip James Consulting Co. CRD 168228 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $222M | 114 | 758 | 3 | 03/27/2026 | ☆ |
| 12279 | Ring Mountain Capital, Llc CRD 288714 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $222M | 429 | 1,059 | 1 | 06/09/2026 | ☆ |
| 12280 | Mangan Wealth Management, Inc. CRD 143863 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $222M | 173 | 173 | 6 | 03/25/2026 | ☆ |
| 12281 | Bischoff Wealth Management Group, Llc CRD 171652 | Greenwood, IN | Wealth Manager · Small ($100M–$1B) | $222M | 378 | 713 | 5 | 02/25/2026 | ☆ |
| 12282 | Sincerus Advisory, Llc CRD 300559 | Wealth Manager · Small ($100M–$1B) | $222M | 169 | 582 | 4 | 03/09/2026 | ☆ | |
| 12283 | Cross Border Wealth, Llc CRD 288330 | New York, NY | Wealth Manager · Small ($100M–$1B) | $222M | 531 | 672 | 7 | 04/24/2026 | ☆ |
| 12284 | Mfg Family Office Llc CRD 324211 | Cdmx | Multi-Family Office · Small ($100M–$1B) | $222M | 5 | 6 | 1 | 07/08/2026 | ☆ |
| 12285 | Via Iv Investments, Llc CRD 121992 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $222M | 532 | 532 | 4 | 03/12/2026 | ☆ |
| 12286 | Addicus Advisory, Llc CRD 282244 | Tupelo, MS | Private Fund Manager · Small ($100M–$1B) | $222M | 133 | 133 | 35 | 06/30/2026 | ☆ |
| 12287 | Optimize Financial Inc. CRD 315963 | Irvine, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $222M | 100 | 100 | 8 | 06/30/2026 | ☆ |
| 12288 | Global Strategic Management Inc CRD 105985 | Dorado, PR | Wealth Manager · Small ($100M–$1B) | $222M | 147 | 234 | 3 | 03/31/2026 | ☆ |
| 12289 | Pacific Park Financial, Inc. CRD 122867 | Laguna Hills, CA | Wealth Manager · Small ($100M–$1B) | $222M | 211 | 603 | 2 | 03/23/2026 | ☆ |
| 12290 | Bond Tech Inc CRD 105979 | Bellbrook, OH | Investment Adviser · Small ($100M–$1B) | $222M | 139 | 382 | 2 | 04/01/2026 | ☆ |
| 12291 | Hager Investment Management Services, Llc CRD 117097 | New London, NH | Wealth Manager · Small ($100M–$1B) | $222M | 178 | 178 | 3 | 01/28/2026 | ☆ |
| 12292 | Diazo, Llc CRD 324419 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $222M | 339 | 876 | 9 | 03/31/2026 | ☆ |
| 12293 | Avantra Family Wealth, Inc. CRD 288209 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $222M | 223 | 1,041 | 6 | 06/17/2026 | ☆ |
| 12294 | N CRD 292797 | Wealth Manager · Small ($100M–$1B) | $221M | 235 | 689 | 5 | 03/19/2026 | ☆ | |
| 12295 | Carroll Investors, Inc. CRD 311180 | Mt Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $221M | 88 | 298 | 3 | 03/19/2026 | ☆ |
| 12296 | Riverglades Family Offices, Llc CRD 171584 | Naples, FL | Multi-Family Office · Small ($100M–$1B) | $221M | 70 | 200 | 2 | 03/19/2026 | ☆ |
| 12297 | Lynx Advisory Partners Llc CRD 326594 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $221M | 113 | 113 | 7 | 02/24/2026 | ☆ |
| 12298 | Halcyon Global Advisors, Llc CRD 170600 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $221M | 154 | 449 | 2 | 03/12/2026 | ☆ |
| 12299 | Wisdom Index Advisors, Llc CRD 132567 | Prosper, TX | Wealth Manager · Small ($100M–$1B) | $221M | 197 | 659 | 4 | 07/08/2026 | ☆ |
| 12300 | Asset Management Advisors, Llc CRD 111309 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $221M | 101 | 247 | 2 | 08/11/2026 | ☆ |