Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12151 | Kwk Management Llc CRD 131097 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $228M | 3 | 3 | 7 | 09/08/2026 | ☆ |
| 12152 | Retireful Llc CRD 313126 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $228M | 8 | 8 | 2 | 01/25/2026 | ☆ | |
| 12153 | Approach Retirement Advisors, Llc CRD 166221 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $227M | 144 | 547 | 2 | 03/16/2026 | ☆ |
| 12154 | Jones & Associates Premier Financial Solutions, Llc CRD 152930 | Jacksonville, OR | Wealth Manager · Small ($100M–$1B) | $227M | 521 | 1,368 | 3 | 04/27/2026 | ☆ |
| 12155 | Keynote Financial Services, Llc CRD 130384 | Vernon, CT | Wealth Manager · Small ($100M–$1B) | $227M | 209 | 536 | 2 | 03/11/2026 | ☆ |
| 12156 | Echo45 Advisors Llc CRD 307265 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $227M | 201 | 599 | 8 | 09/23/2026 | ☆ |
| 12157 | Review Services Inc CRD 110277 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $227M | 173 | 768 | 3 | 04/24/2026 | ☆ |
| 12158 | Capital Cs Group, Llc CRD 304523 | Irvine, CA | Investment Adviser · Small ($100M–$1B) | $227M | 328 | 593 | 3 | 08/06/2026 | ☆ |
| 12159 | Gilpin Wealth Management Llc CRD 311336 | Golden, CO | Wealth Manager · Small ($100M–$1B) | $227M | 191 | 538 | 4 | 03/16/2026 | ☆ |
| 12160 | Successful Money Strategies Inc CRD 109829 | Fall River, MA | Wealth Manager · Small ($100M–$1B) | $227M | 273 | 791 | 3 | 03/10/2026 | ☆ |
| 12161 | R.M.Sincerbeaux Capital Management, Llc. CRD 145159 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $227M | 15 | 23 | 1 | 03/24/2026 | ☆ |
| 12162 | Dumaine Investments Llc CRD 306481 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $227M | 156 | 356 | 4 | 03/24/2026 | ☆ |
| 12163 | Retirement Wealth Solutions Llc CRD 317253 | Marshfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $227M | 188 | 589 | 4 | 02/03/2026 | ☆ |
| 12164 | Premier Estate Planners, Llc CRD 122638 | Clinton Township, MI | Wealth Manager · Small ($100M–$1B) | $227M | 584 | 896 | 4 | 02/09/2026 | ☆ |
| 12165 | Alerce Investment Management, L.P. CRD 285746 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $227M | 25 | 26 | 4 | 03/27/2026 | ☆ |
| 12166 | Naples Wealth Planning, Llc CRD 330316 | Bonita Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $227M | 226 | 452 | 13 | 04/01/2026 | ☆ |
| 12167 | Shikhara Investment Management Lp CRD 329963 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $227M | 3 | 4 | 4 | 07/31/2026 | ☆ |
| 12168 | Structured Wealth Management, Inc. CRD 146611 | Toledo, OH | Insurance-Affiliated · Small ($100M–$1B) | $227M | 527 | 527 | 4 | 02/27/2026 | ☆ |
| 12169 | Worldly Partners Management, Llc CRD 309792 | Needham, MA | Private Fund Manager · Small ($100M–$1B) | $227M | 1 | 1 | 5 | 09/21/2026 | ☆ |
| 12170 | Perryridge Capital Lp CRD 331781 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $227M | 3 | 4 | 5 | 03/25/2026 | ☆ |
| 12171 | Arrien Investments, Inc. CRD 321819 | Boise, ID | Insurance-Affiliated · Small ($100M–$1B) | $227M | 449 | 905 | 5 | 02/26/2026 | ☆ |
| 12172 | Mindoro Capital Partners Llc CRD 328488 | Wealth Manager · Small ($100M–$1B) | $226M | 11 | 93 | 11 | 03/27/2026 | ☆ | |
| 12173 | Connected Wealth Solutions, Llc CRD 277111 | La Grande, OR | Wealth Manager · Small ($100M–$1B) | $226M | 318 | 721 | 3 | 02/18/2026 | ☆ |
| 12174 | D.H. Hill Advisors, Inc. CRD 116324 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $226M | 938 | 938 | 19 | 08/04/2026 | ☆ |
| 12175 | Mentor Capital Management Inc. CRD 123176 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $226M | 227 | 1,248 | 4 | 03/31/2026 | ☆ |
| 12176 | Bqs Financial Advisors, Llc CRD 333795 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $226M | 29 | 29 | 7 | 03/09/2026 | ☆ |
| 12177 | Walnut Grove Capital Partners, Lp CRD 300721 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $226M | 9 | 9 | 6 | 09/11/2026 | ☆ |
| 12178 | Align Private Capital CRD 304506 | Sarasota, FL | Private Fund Manager · Small ($100M–$1B) | $226M | 2 | 3 | 6 | 06/29/2026 | ☆ |
| 12179 | Denali Wealth Management, Inc. CRD 153323 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $226M | 243 | 417 | 6 | 03/18/2026 | ☆ |
| 12180 | Elevation Advisory Partners Llc CRD 312170 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $226M | 378 | 1,007 | 5 | 09/09/2026 | ☆ |
| 12181 | Valpey Financial Services Llc CRD 154154 | Concord, NH | Wealth Manager · Small ($100M–$1B) | $226M | 186 | 616 | 4 | 03/31/2026 | ☆ |
| 12182 | Angelus Investment Consulting, Inc. CRD 281413 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $226M | 30 | 67 | 2 | 03/17/2026 | ☆ |
| 12183 | Change Global Investment, Llc CRD 167844 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $226M | 3 | 3 | 9 | 05/27/2026 | ☆ |
| 12184 | Polaris Financial Partners, Llc CRD 299258 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $226M | 145 | 456 | 3 | 04/08/2026 | ☆ |
| 12185 | Bullseye Investment Management, Llc CRD 145158 | Cincinnciati, OH | Wealth Manager · Small ($100M–$1B) | $226M | 1,120 | 1,717 | 6 | 03/30/2026 | ☆ |
| 12186 | Dragus Capital, Llc CRD 158122 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $226M | 86 | 108 | 5 | 03/30/2026 | ☆ |
| 12187 | Secfi Advisory Limited CRD 306961 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $226M | 55 | 55 | 15 | 06/30/2026 | ☆ |
| 12188 | Professional Financial Strategies, Inc CRD 125580 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $226M | 93 | 450 | 4 | 04/14/2026 | ☆ |
| 12189 | Welcy Capital Advisors Llc CRD 154782 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $226M | 19 | 21 | 10 | 03/30/2026 | ☆ |
| 12190 | Evansbrook Llc CRD 327916 | Wealth Manager · Small ($100M–$1B) | $226M | 110 | 195 | 2 | 03/09/2026 | ☆ | |
| 12191 | Dvb Private Wealth Llc CRD 341684 | Harrisburg, PA | Wealth Manager · Small ($100M–$1B) | $226M | 249 | 538 | 7 | 09/25/2026 | ☆ |
| 12192 | Natural Capital Management, Llc CRD 306002 | Fayetteville, AR | Private Fund Manager · Small ($100M–$1B) | $226M | 10 | 10 | 11 | 08/04/2026 | ☆ |
| 12193 | Magnolia Financial Planning Services, Inc. CRD 135759 | Seneca, SC | Wealth Manager · Small ($100M–$1B) | $226M | 278 | 278 | 4 | 03/24/2026 | ☆ |
| 12194 | Weis Advisory, Llc CRD 217517 | Clive, IA | Wealth Manager · Small ($100M–$1B) | $226M | 716 | 781 | 9 | 03/31/2026 | ☆ |
| 12195 | Global Value Investment Corporation CRD 144260 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $226M | 192 | 539 | 11 | 09/24/2026 | ☆ |
| 12196 | D'arcy Capital Management, Llc CRD 156264 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $226M | 106 | 313 | 4 | 02/20/2026 | ☆ |
| 12197 | Red Mountain Financial Partners, Llc CRD 174672 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $226M | 314 | 639 | 3 | 03/09/2026 | ☆ |
| 12198 | Oceanis Financial Advisors, Inc. CRD 307787 | Miami, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $226M | 82 | 82 | 2 | 03/25/2026 | ☆ |
| 12199 | Williams Capital Management Company CRD 109412 | Wilmette, IL | Multi-Family Office · Small ($100M–$1B) | $226M | 22 | 22 | 1 | 03/18/2026 | ☆ |
| 12200 | Simplified Wealth Management, Llc CRD 297059 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $226M | 712 | 1,642 | 9 | 02/16/2026 | ☆ |