Apex Capital Management, L.L.C.
- Regulatory AUM
- $225M
- Discretionary
- $225M
- Clients
- 357
- Avg AUM / client
- $631K
- Accounts
- 611
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 216 | $46.1M | 20.5% |
| High net worth individuals | 116 | $154M | 68.5% |
| Pension and profit sharing plans | 5 | $8.9M | 3.94% |
| Corporations and other businesses | 20 | $15.9M | 7.07% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arsement, Christopher, Charles | Member | Oct 1999 (27y) | 10% – 25% | |
| Arsement, Stephen, James | Member | Oct 1999 (27y) | 10% – 25% | |
| Gardner, Kimberly, Butaud | Member | Oct 1999 (27y) | 10% – 25% | |
| Redd,Iii, John, Rozell | Member | Oct 1999 (27y) | 10% – 25% | |
| Robert James Morella | Managing Member & Chief Compliance Officer | Personal Financial Specialist | Oct 1999 (27y) | 10% – 25% |
| Benoit, Eric, John | Member | Jan 2008 (19y) | 10% – 25% | |
| Charles James Duchamp | Registered representative | Nov 2002 (24y) | ||
| Jo Ellen Kearny | Registered representative | Personal Financial Specialist | Nov 2021 (5y) | |
| Stephen James Morella | Registered representative | Jul 2023 (3y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sei Investmentmanagement Corporation $209M (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗