Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12101 | Booster, Llc CRD 314629 | Baltimore, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $229M | 190 | 226 | 4 | 03/04/2026 | ☆ |
| 12102 | Sterling Investment Advisors,Llc CRD 117287 | Bolivar, MO | Wealth Manager · Small ($100M–$1B) | $229M | 269 | 269 | 5 | 03/05/2026 | ☆ |
| 12103 | Powell Financial, Inc. CRD 144230 | Cornelius, NC | Wealth Manager · Small ($100M–$1B) | $229M | 108 | 272 | 3 | 02/13/2026 | ☆ |
| 12104 | N CRD 286219 | Multi-Family Office · Small ($100M–$1B) | $229M | 17 | 17 | 4 | 01/29/2025 | ☆ | |
| 12105 | Antonelli Financial Advisors, Llc CRD 286452 | Grosse Pointe, MI | Wealth Manager · Small ($100M–$1B) | $229M | 193 | 604 | 4 | 06/30/2026 | ☆ |
| 12106 | Vsv Management, Llc CRD 317632 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $229M | 6 | 6 | 9 | 04/09/2026 | ☆ |
| 12107 | Gideon Capital, Llc CRD 337919 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $229M | 17 | 17 | 1 | 06/04/2026 | ☆ |
| 12108 | Hippocratic Financial Advisors Llc CRD 169481 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $229M | 382 | 1,645 | 29 | 09/15/2026 | ☆ |
| 12109 | Reflection Asset Management, Llc CRD 306663 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $229M | 72 | 121 | 3 | 03/31/2026 | ☆ | |
| 12110 | Forsyth Street Asset Management Llc CRD 310545 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $229M | 4 | 4 | 9 | 03/31/2026 | ☆ |
| 12111 | Hemisphere Partners Llc CRD 136535 | New York, NY | Wealth Manager · Small ($100M–$1B) | $229M | 40 | 203 | 2 | 03/18/2026 | ☆ |
| 12112 | Dilation Capital Management Lp CRD 307862 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $229M | 4 | 4 | 4 | 03/10/2026 | ☆ |
| 12113 | Bayesian Capital Management, Lp CRD 283967 | Private Fund Manager · Small ($100M–$1B) | $229M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 12114 | Campion Asset Management, Llc CRD 134002 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $229M | 111 | 298 | 3 | 03/04/2026 | ☆ |
| 12115 | Lsb Capital Management, Inc. CRD 310466 | Ankeny, IA | Wealth Manager · Small ($100M–$1B) | $229M | 383 | 573 | 11 | 08/11/2026 | ☆ |
| 12116 | Dfc Preferred Advisors Llc CRD 309927 | Bozeman, MT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $229M | 1 | 1 | 3 | 03/11/2026 | ☆ |
| 12117 | J.W. Korth & Company, Limited Partnership CRD 26455 | Lansing, MI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $229M | 12 | 14 | 20 | 03/31/2026 | ☆ |
| 12118 | Westview Management Llc CRD 305655 | Burlington, VT | Wealth Manager · Small ($100M–$1B) | $229M | 165 | 476 | 5 | 02/18/2026 | ☆ |
| 12119 | X Advisors, Llc CRD 315838 | Santa Maria, CA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $229M | 659 | 659 | 5 | 05/18/2026 | ☆ |
| 12120 | Atlasmark Financial, Inc. CRD 152635 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $229M | 133 | 374 | 1 | 01/12/2026 | ☆ |
| 12121 | Calderwood Financial Strategies, Inc. CRD 313466 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $229M | 69 | 69 | 5 | 03/09/2026 | ☆ |
| 12122 | Colin, Bruce Ted CRD 118035 | Wealth Manager · Small ($100M–$1B) | $229M | 28 | 158 | 1 | 04/30/2026 | ☆ | |
| 12123 | Jat Capital Management Lp CRD 311599 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $228M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 12124 | Msp Wealth Management, Llc CRD 306522 | Klamath Falls, OR | Wealth Manager · Small ($100M–$1B) | $228M | 414 | 872 | 6 | 03/18/2026 | ☆ |
| 12125 | Waterford Capital Investment Advisory Services Llc CRD 144172 | Addison, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $228M | 110 | 331 | 3 | 03/18/2026 | ☆ |
| 12126 | Discretionary Management Services, Llc CRD 145851 | Overland Park, KS | Endowment & Foundation Advisor · Small ($100M–$1B) | $228M | 16 | 16 | 22 | 03/02/2026 | ☆ |
| 12127 | Cunning Capital, Llc CRD 310482 | Private Fund Manager · Small ($100M–$1B) | $228M | 1 | 1 | 2 | 03/11/2026 | ☆ | |
| 12128 | Prentice Capital Management, Lp CRD 161178 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $228M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 12129 | Meixler Investment Management, Ltd. CRD 168223 | Show Low, AZ | Wealth Manager · Small ($100M–$1B) | $228M | 570 | 941 | 1 | 04/01/2026 | ☆ |
| 12130 | Ridgeline Capital Management, Llc CRD 330668 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $228M | 20 | 20 | 3 | 06/25/2026 | ☆ |
| 12131 | Bay Capital Advisors, Llc CRD 140796 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $228M | 195 | 615 | 5 | 08/12/2026 | ☆ |
| 12132 | Ambrose Capital Advisors, Llc CRD 341604 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $228M | 1 | 1 | 48 | 09/01/2026 | ☆ |
| 12133 | Boyar Asset Management Inc CRD 105255 | New York, NY | Wealth Manager · Small ($100M–$1B) | $228M | 210 | 205 | 9 | 08/18/2026 | ☆ |
| 12134 | Chronim Investments Inc. CRD 120943 | Irving, TX | Insurance-Affiliated · Small ($100M–$1B) | $228M | 357 | 513 | 4 | 06/08/2026 | ☆ |
| 12135 | Wealth Forward, Llc CRD 159467 | Fargo, ND | Insurance-Affiliated · Small ($100M–$1B) | $228M | 367 | 1,052 | 2 | 07/01/2026 | ☆ |
| 12136 | Catalyst Capital Advisers Llc CRD 290191 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $228M | 2 | 2 | 2 | 03/31/2026 | ☆ |
| 12137 | Tenzing Global Management Llc CRD 159696 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $228M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 12138 | Cascade Wealth Advisors, Inc CRD 158470 | Wenatchee, WA | Wealth Manager · Small ($100M–$1B) | $228M | 115 | 360 | 3 | 08/03/2026 | ☆ |
| 12139 | Beacon Financial Advisors, Inc. CRD 119672 | Rye Brook, NY | Insurance-Affiliated · Small ($100M–$1B) | $228M | 49 | 365 | 4 | 03/30/2026 | ☆ |
| 12140 | Alterna Equity Partners Management Llc CRD 313985 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $228M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 12141 | Center For Wealth Management Llc. CRD 171221 | Wealth Manager · Small ($100M–$1B) | $228M | 646 | 1,356 | 5 | 05/07/2026 | ☆ | |
| 12142 | Lansdowne Wealth Management, Llc CRD 155422 | Mystic, CT | Insurance-Affiliated · Small ($100M–$1B) | $228M | 357 | 689 | 7 | 03/17/2026 | ☆ |
| 12143 | Magnolia Capital Management, Ltd. CRD 119597 | Cold Spring, NY | Wealth Manager · Small ($100M–$1B) | $228M | 61 | 90 | 3 | 09/01/2026 | ☆ |
| 12144 | Breach Inlet Capital Management, Llc CRD 282056 | Mt. Pleasant, SC | Private Fund Manager · Small ($100M–$1B) | $228M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 12145 | Commonwealth Financial Planners Inc CRD 106831 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $228M | 132 | 316 | 3 | 03/31/2026 | ☆ |
| 12146 | Pilotage Private Wealth Ag CRD 169908 | Zurich | Investment Adviser · Small ($100M–$1B) | $228M | 85 | 113 | 4 | 03/19/2026 | ☆ |
| 12147 | Mrp Capital Investments, Llc CRD 167256 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $228M | 149 | 384 | 5 | 03/10/2026 | ☆ |
| 12148 | Podell Financial Group Llc CRD 325383 | Fairfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $228M | 236 | 590 | 6 | 03/24/2026 | ☆ |
| 12149 | The Wealthgarden F.S. Llc CRD 311927 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $228M | 236 | 633 | 5 | 03/09/2026 | ☆ |
| 12150 | Sandro Wealth Management Llc CRD 332113 | Fairfield, NJ | Wealth Manager · Small ($100M–$1B) | $228M | 55 | 168 | 21 | 08/17/2026 | ☆ |