Dfc Preferred Advisors Llc
- Regulatory AUM
- $229M
- Discretionary
- $229M
- Clients
- 1
- Avg AUM / client
- $229M
- Accounts
- 1
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $229M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Blechner, Myles, Reid | Chief Compliance Officer | Feb 2020 (7y) | Less than 5% | |
| Robert Watson | President | Feb 2021 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Destra Capital Advisors Llc | Member And Manager | Feb 2021 | A | 50% – 75% |
| Flaherty & Crumrine Incorporated | Member | Feb 2021 | A | 50% – 75% |
| Destra Capital Managementllc | Member | Aug 2008 | B | ≈ 37.5% – 75% via Destra Capital Advisors Llc |
Estimated effective ownership (look-through of filed bands):
- Destra Capital Managementllc: 75% – 100% of Destra Capital Advisors Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗