Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12051 | Svrn Asset Management, Llc CRD 222518 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $231M | 24 | 122 | 2 | 03/25/2026 | ☆ |
| 12052 | Taurus Capital Advisors, Llc CRD 137633 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $231M | 263 | 263 | 5 | 03/30/2026 | ☆ |
| 12053 | Brx Global Lp CRD 284664 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $231M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 12054 | L&S Investment Advisors, Llc CRD 285002 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $231M | 415 | 399 | 8 | 03/24/2026 | ☆ |
| 12055 | Financial Concepts Unlimited, Inc. CRD 118641 | Wealth Manager · Small ($100M–$1B) | $231M | 198 | 664 | 3 | 03/29/2026 | ☆ | |
| 12056 | Andrew Hill Investment Advisors, Inc. CRD 141590 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $231M | 253 | 490 | 4 | 07/29/2026 | ☆ |
| 12057 | Bxm Wealth Llc CRD 332544 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $231M | 61 | 223 | 5 | 09/09/2026 | ☆ |
| 12058 | Lovc Management, Llc CRD 304233 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $231M | 13 | 13 | 6 | 07/07/2026 | ☆ |
| 12059 | Vann Equity Management Llc CRD 174239 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $231M | 188 | 188 | 5 | 03/31/2026 | ☆ |
| 12060 | Asymmetric Capital Management, Llc. CRD 285739 | Wayzata, MN | Institutional / Pension Advisor · Small ($100M–$1B) | $231M | 14 | 14 | 0 | 03/25/2026 | ☆ |
| 12061 | Wharton Midmarket Investment Advisors Inc. CRD 301186 | Woodbridge, CT | Wealth Manager · Small ($100M–$1B) | $231M | 47 | 47 | 2 | 04/30/2026 | ☆ |
| 12062 | Tenzing Financial Llc CRD 335259 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $231M | 165 | 752 | 5 | 08/31/2026 | ☆ |
| 12063 | Sachem Investment Counsel Llc CRD 169332 | Multi-Family Office · Small ($100M–$1B) | $231M | 11 | 21 | 1 | 03/30/2026 | ☆ | |
| 12064 | Apis & Heritage Capital Partners, Llc CRD 315195 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $231M | 4 | 4 | 10 | 05/15/2026 | ☆ |
| 12065 | Rofi Llc CRD 340471 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $231M | 161 | 446 | 5 | 07/29/2026 | ☆ |
| 12066 | Draper Asset Management, Llc CRD 148136 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $231M | 527 | 965 | 9 | 04/15/2026 | ☆ |
| 12067 | Concorde Financial Resources I Inc. CRD 117836 | York, SC | Insurance-Affiliated · Small ($100M–$1B) | $231M | 235 | 532 | 2 | 07/30/2026 | ☆ |
| 12068 | Arch Global Advisors, Llc CRD 297397 | New York, NY | Wealth Manager · Small ($100M–$1B) | $231M | 442 | 815 | 16 | 06/16/2026 | ☆ |
| 12069 | Bluhaus Capital Management Llc CRD 323884 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $231M | 14 | 14 | 3 | 04/13/2026 | ☆ |
| 12070 | Unimar Financial Services, Llc CRD 159674 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $231M | 43 | 43 | 3 | 08/03/2026 | ☆ |
| 12071 | Disciplined Portfolio Solutions Llc CRD 160072 | Wealth Manager · Small ($100M–$1B) | $231M | 59 | 59 | 1 | 02/10/2026 | ☆ | |
| 12072 | N CRD 323255 | Wealth Manager · Small ($100M–$1B) | $231M | 421 | 917 | 6 | 07/01/2025 | ☆ | |
| 12073 | Amplify Financial, Llc CRD 325721 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $231M | 1,601 | 1,494 | 7 | 09/23/2026 | ☆ |
| 12074 | Forest Asset Management Llc CRD 139795 | Riverside, IL | Wealth Manager · Small ($100M–$1B) | $231M | 114 | 468 | 3 | 09/09/2026 | ☆ |
| 12075 | Seventwo Llc CRD 328900 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $230M | 57 | 171 | 7 | 06/12/2026 | ☆ |
| 12076 | Redwood Investment Group, Inc CRD 168017 | Fort Bragg, CA | Insurance-Affiliated · Small ($100M–$1B) | $230M | 763 | 768 | 3 | 06/21/2026 | ☆ |
| 12077 | Slt Holdings Llc CRD 328450 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $230M | 229 | 416 | 4 | 04/29/2026 | ☆ |
| 12078 | Austerra Wealth Management Llc CRD 161964 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $230M | 16 | 39 | 3 | 03/26/2026 | ☆ |
| 12079 | Aljen Asset Management Llc CRD 128962 | Cedar Knolls, NJ | Wealth Manager · Small ($100M–$1B) | $230M | 456 | 1,059 | 5 | 04/02/2026 | ☆ |
| 12080 | Connective Capital Management, Llc CRD 161099 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $230M | 2 | 2 | 10 | 04/09/2026 | ☆ |
| 12081 | Woodfield Financial Advisors, Inc. CRD 123279 | Deer Park, IL | Insurance-Affiliated · Small ($100M–$1B) | $230M | 395 | 390 | 3 | 02/24/2026 | ☆ |
| 12082 | Scratch Capital Llc CRD 318835 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $230M | 162 | 564 | 4 | 03/17/2026 | ☆ |
| 12083 | Mos Capital, Inc CRD 109612 | Wealth Manager · Small ($100M–$1B) | $230M | 120 | 342 | 3 | 03/16/2026 | ☆ | |
| 12084 | Chicago Investment Advisory Council, Inc. CRD 123243 | St. Charles, IL | Insurance-Affiliated · Small ($100M–$1B) | $230M | 1,105 | 1,500 | 11 | 03/31/2026 | ☆ |
| 12085 | Grantvest Financial Group Llc CRD 310272 | Matawan, NJ | Insurance-Affiliated · Small ($100M–$1B) | $230M | 630 | 1,324 | 5 | 03/31/2026 | ☆ |
| 12086 | Primoris Wealth Advisors, Llc CRD 125567 | North Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $230M | 429 | 552 | 7 | 03/10/2026 | ☆ |
| 12087 | Granite Islands Private Wealth, Llc CRD 336263 | Guilford, CT | Insurance-Affiliated · Small ($100M–$1B) | $230M | 491 | 491 | 4 | 08/26/2026 | ☆ |
| 12088 | Lionshead Wealth Management, Llc CRD 288526 | New York, NY | Wealth Manager · Small ($100M–$1B) | $230M | 107 | 122 | 4 | 03/11/2026 | ☆ |
| 12089 | Bowside Capital, Llc CRD 170509 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $230M | 3 | 3 | 2 | 06/16/2026 | ☆ |
| 12090 | Wlth Capital Management, Llc CRD 335594 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $230M | 81 | 425 | 6 | 09/30/2026 | ☆ |
| 12091 | Montgomery Financial Services, Llc CRD 170024 | Ocean City, MD | Wealth Manager · Small ($100M–$1B) | $230M | 952 | 1,505 | 6 | 06/17/2026 | ☆ |
| 12092 | N CRD 171402 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $230M | 9 | 3 | 4 | 08/20/2025 | ☆ | |
| 12093 | Tableaux Llc CRD 319355 | Great Barrington, MA | Wealth Manager · Small ($100M–$1B) | $230M | 209 | 617 | 7 | 07/17/2026 | ☆ |
| 12094 | Cygnus Capital Advisors, Llc CRD 323041 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $230M | 1 | 6 | 8 | 04/03/2026 | ☆ |
| 12095 | Bradford Financial Center CRD 110953 | Clarion, IA | Wealth Manager · Small ($100M–$1B) | $230M | 710 | 1,478 | 26 | 03/26/2026 | ☆ |
| 12096 | Turner Financial Group, Inc. CRD 134204 | Pace, FL | Wealth Manager · Small ($100M–$1B) | $230M | 620 | 1,132 | 12 | 06/11/2026 | ☆ |
| 12097 | Vima, Llc CRD 148833 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $229M | 1,182 | 1,181 | 13 | 05/08/2026 | ☆ |
| 12098 | Formulate Financial Llc CRD 331026 | Wealth Manager · Small ($100M–$1B) | $229M | 47 | 104 | 1 | 01/28/2026 | ☆ | |
| 12099 | Lonetree Capital, Llc CRD 321784 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $229M | 5 | 5 | 12 | 03/30/2026 | ☆ |
| 12100 | Rightwealth Advisors, Llc CRD 300656 | Miamisburg, OH | Wealth Manager · Small ($100M–$1B) | $229M | 249 | 950 | 4 | 03/18/2026 | ☆ |