Lsb Capital Management, Inc.
- Regulatory AUM
- $229M
- Discretionary
- $229M
- Clients
- 383
- Avg AUM / client
- $597K
- Accounts
- 573
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $37.8M | 16.5% |
| High net worth individuals | 157 | $78.7M | 34.4% |
| Banking or thrift institutions | Fewer than 5 clients | $112M | 49.1% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Annette Jeanblanc Utterback | Chief Compliance Officer | Dec 2021 (5y) | Less than 5% | |
| Katelyn Dare Harder | President | Oct 2024 (2y) | Less than 5% | |
| Brian Edward Heying | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Nicholas Haselhuhn | Registered representative | Oct 2022 (4y) | ||
| Ramon Paul Reyes | Registered representative | Dec 2024 (2y) | ||
| Zachary Patrick Morrissey | Registered representative | Feb 2025 (1y) | ||
| Hailey Jo Broten | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lincoln Savings Bank | Sole Owner | Jul 2020 | A | 75% or more |
| Lincoln Bancorp | Sole Owner | Sep 1983 | B | ≈ 56.25% – 100% via Lincoln Savings Bank |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lincoln Bancorp: 75% – 100% of Lincoln Savings Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SUB-ADVISER RELATIONSHIPS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- LPL Financial $116M (51% of AUM) Apr 2026
- Fifth Third Securities, Inc. $112M (49% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗