Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12001 | Catalyst Financial Nw Corporation CRD 168534 | Gresham, OR | Wealth Manager · Small ($100M–$1B) | $233M | 1,068 | 1,068 | 4 | 02/04/2026 | ☆ |
| 12002 | Figure 8 Investment Strategies Llc CRD 282973 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $233M | 176 | 391 | 7 | 03/11/2026 | ☆ |
| 12003 | Correll Co. Investment Services Corp. CRD 38995 | Hickory Hills, IL | Insurance-Affiliated · Small ($100M–$1B) | $233M | 71 | 71 | 4 | 11/12/2025 | ☆ |
| 12004 | Windmark Investment Partners, Inc. CRD 131880 | Wilmington, DE | Institutional / Pension Advisor · Small ($100M–$1B) | $233M | 2 | 14 | 03/24/2026 | ☆ | |
| 12005 | Walker Financial Advisors, Inc. Dba California 457 Benefits CRD 106268 | Mission Viejo, CA | Wealth Manager · Small ($100M–$1B) | $233M | 178 | 348 | 4 | 03/30/2026 | ☆ |
| 12006 | Reynolds Channel Management, L.P. CRD 296292 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $233M | 2 | 2 | 4 | 03/26/2026 | ☆ |
| 12007 | Aspirean Wealth, Llc CRD 173138 | Mill Valley, CA | Insurance-Affiliated · Small ($100M–$1B) | $233M | 165 | 452 | 6 | 01/29/2026 | ☆ |
| 12008 | Ironwood Wealth Management, Inc. CRD 128699 | Hurricane, WV | Wealth Manager · Small ($100M–$1B) | $233M | 276 | 676 | 3 | 03/03/2026 | ☆ |
| 12009 | Holos Integrated Wealth, Llc CRD 329884 | Kennett Square, PA | Wealth Manager · Small ($100M–$1B) | $233M | 225 | 647 | 5 | 02/27/2026 | ☆ |
| 12010 | Lscp Advisors, Llc CRD 286018 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $233M | 5 | 5 | 16 | 03/31/2026 | ☆ |
| 12011 | We Alliance Wealth Advisors, Inc. CRD 175405 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $233M | 265 | 265 | 8 | 07/29/2026 | ☆ |
| 12012 | Anchor Wealth Management Group Llc CRD 329286 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $233M | 209 | 630 | 1 | 03/05/2026 | ☆ |
| 12013 | D C Voss & Company, Llc CRD 123392 | Wealth Manager · Small ($100M–$1B) | $233M | 59 | 243 | 1 | 03/07/2026 | ☆ | |
| 12014 | Sundvold Capital Management Llc CRD 108176 | Columbia, MO | Insurance-Affiliated · Small ($100M–$1B) | $233M | 480 | 480 | 5 | 03/13/2026 | ☆ |
| 12015 | N CRD 143300 | Wealth Manager · Small ($100M–$1B) | $233M | 460 | 1,560 | 4 | 03/06/2025 | ☆ | |
| 12016 | Summit Financial Advisors, Inc. CRD 145007 | Middletown, OH | Wealth Manager · Small ($100M–$1B) | $233M | 139 | 417 | 4 | 06/09/2026 | ☆ |
| 12017 | Lizard Investors Llc CRD 147284 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $233M | 6 | 6 | 2 | 03/30/2026 | ☆ |
| 12018 | High River Resources Management Llc CRD 327858 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $233M | 1 | 1 | 10 | 03/31/2026 | ☆ |
| 12019 | Oberon Asset Management, Llc CRD 123494 | New York, NY | Wealth Manager · Small ($100M–$1B) | $233M | 48 | 108 | 4 | 05/01/2026 | ☆ |
| 12020 | Klein Pavlis & Peasley Financial, Inc. CRD 112414 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $233M | 338 | 808 | 5 | 05/06/2026 | ☆ |
| 12021 | Taylor Frigon Capital Management Llc CRD 142617 | Scottsdale, AZ | Private Fund Manager · Small ($100M–$1B) | $233M | 121 | 471 | 11 | 03/24/2026 | ☆ |
| 12022 | Guidedmoney, Llc CRD 310559 | Wealth Manager · Small ($100M–$1B) | $233M | 97 | 338 | 2 | 03/19/2026 | ☆ | |
| 12023 | Foundry Financial Llc CRD 300122 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $233M | 184 | 626 | 13 | 09/29/2026 | ☆ |
| 12024 | Ncp Management Holdings, Inc. CRD 160075 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $233M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 12025 | Mount Vernon Associates Inc CRD 107099 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $233M | 72 | 121 | 3 | 02/18/2026 | ☆ |
| 12026 | Integrated Capital Management, Inc. CRD 149489 | Jessup, PA | Wealth Manager · Small ($100M–$1B) | $232M | 926 | 926 | 7 | 03/02/2026 | ☆ |
| 12027 | N CRD 173690 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $232M | 2 | 2 | 4 | 03/28/2025 | ☆ | |
| 12028 | Ot Management, Llc CRD 284192 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $232M | 40 | 40 | 4 | 04/28/2026 | ☆ |
| 12029 | Bingham Private Wealth, Llc CRD 330598 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $232M | 117 | 570 | 6 | 06/18/2026 | ☆ |
| 12030 | Trimarc Wealth Management Llc CRD 163336 | Multi-Family Office · Small ($100M–$1B) | $232M | 15 | 78 | 3 | 03/26/2026 | ☆ | |
| 12031 | Kp Management Llc CRD 161307 | Private Fund Manager · Small ($100M–$1B) | $232M | 1 | 1 | 2 | 02/19/2026 | ☆ | |
| 12032 | Millennium Capital Advisors, Llc CRD 108641 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $232M | 206 | 335 | 3 | 04/28/2026 | ☆ |
| 12033 | Reshape, Llc CRD 330582 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $232M | 127 | 648 | 3 | 03/09/2026 | ☆ |
| 12034 | Blue Orca, Llc CRD 311503 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $232M | 6 | 6 | 7 | 06/27/2026 | ☆ |
| 12035 | Sola Impact Group, Llc CRD 313748 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $232M | 1 | 1 | 155 | 03/27/2026 | ☆ |
| 12036 | Econ Financial Services Corporation CRD 226774 | Harrisburg, PA | Wealth Manager · Small ($100M–$1B) | $232M | 337 | 869 | 7 | 03/10/2026 | ☆ |
| 12037 | Chadler Investment Advisory Solutions, Llc CRD 165763 | Fairfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $232M | 59 | 52 | 3 | 03/17/2026 | ☆ |
| 12038 | Shelter Rock Management, Llc CRD 142739 | Jericho, NY | Wealth Manager · Small ($100M–$1B) | $232M | 142 | 286 | 6 | 03/20/2026 | ☆ |
| 12039 | Conway Capital Management, Inc. CRD 133260 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $232M | 68 | 157 | 1 | 03/20/2026 | ☆ |
| 12040 | Crowdstreet Advisors, Llc CRD 299176 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $232M | 30 | 30 | 6 | 08/28/2026 | ☆ |
| 12041 | Continental Investors Services, Inc. CRD 29775 | Longview, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $232M | 827 | 824 | 14 | 09/24/2026 | ☆ |
| 12042 | Piedmont Capital Management, Llc CRD 165775 | Whitefish, MT | Wealth Manager · Small ($100M–$1B) | $232M | 469 | 1,172 | 3 | 03/30/2026 | ☆ |
| 12043 | Loudon Investment Management, Llc CRD 113641 | West Lebanon, NH | Wealth Manager · Small ($100M–$1B) | $232M | 76 | 170 | 4 | 03/31/2026 | ☆ |
| 12044 | Gradient Ridge Capital, L.P. CRD 340497 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $232M | 6 | 6 | 7 | 06/01/2026 | ☆ |
| 12045 | Kingfish Capital Partners Llc CRD 283489 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $232M | 9 | 9 | 36 | 04/28/2026 | ☆ |
| 12046 | Heisten Wrenn Private Wealth, Llc CRD 315647 | Anchorage, AK | Wealth Manager · Small ($100M–$1B) | $232M | 224 | 621 | 3 | 05/14/2026 | ☆ |
| 12047 | Radix Financial, Llc CRD 171159 | George Town | Investment Adviser · Small ($100M–$1B) | $232M | 53 | 132 | 2 | 01/27/2026 | ☆ |
| 12048 | Yardley Wealth Management Llc CRD 134311 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $232M | 169 | 571 | 8 | 04/23/2026 | ☆ |
| 12049 | Alpha Innovations Ltd. CRD 300529 | Hamilton | Investment Adviser · Small ($100M–$1B) | $232M | 4 | 5 | 10 | 05/01/2026 | ☆ |
| 12050 | Roppel Capital Management Llc CRD 310237 | Park Ridge, IL | Private Fund Manager · Small ($100M–$1B) | $231M | 3 | 3 | 3 | 05/12/2026 | ☆ |