Turner Financial Group, Inc.
- Regulatory AUM
- $230M
- Discretionary
- $225M
- Clients
- 620
- Avg AUM / client
- $370K
- Accounts
- 1,132
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 490 | $123M | 53.8% |
| High net worth individuals | 57 | $94.0M | 40.9% |
| Charitable organizations | 73 | $6.8M | 2.95% |
| Corporations and other businesses | Fewer than 5 clients | $5.3M | 2.32% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Tang | Owner | May 2021 (5y) | ≈ 56.25% – 100% via Noble Alpha, Llc | |
| Dardis, Michael, Anthony | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Scott Allen Klaassen | Registered representative | Mar 2023 (3y) | ||
| Gary Forrest Thomas | Registered representative | CFP | Nov 2023 (3y) | |
| Mohammed Sultan Ghouri | Registered representative | Nov 2023 (3y) | ||
| Thavaselan Subramaniam | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Shane Mark Scott | Registered representative | Jul 2024 (2y) | ||
| Ryan Michael Filiaggi | Registered representative | Jul 2024 (2y) | ||
| Leonard Peter Hayduchok | Registered representative | CFP | Aug 2024 (2y) | |
| John Joseph Kostic | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Noble Alpha, Llc | Owner | Jul 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Tang: 75% – 100% of Noble Alpha, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $166M (72% of AUM) Jun 2026
- Folio Investments, Inc. $53.6M (23% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗